Find Top Financial Advisors in Rock Hill, South Carolina

There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc. that you could use while searching for the financial advisor that best suits your financial and investment goals.

We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.

Finding the Top Financial Advisor in Rock Hill, South Carolina

Last Updated - 30-May-2023

Rock Hill has 4 WiserAdvisor vetted Financial Planners and Advisors on the online list below for you to choose from and 19 non-vetted advisors in your local area. These financial advisors in Rock Hill , South Carolina have an average of 26 years of experience.

NOTE: The list of vetted financial advisors in Rock Hill , South Carolina mentioned below does not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Rock Hill, South Carolina.

Qualified Financial Advisors in Rock Hill, South Carolina

Financial Advisor Experience AUM Minimum Assets Fee Structure
Craig Faile
15515 York Rd.,
Charlotte, NC 28278
25 Years Not Specified $100,000 Not Specified
Alex Calott and Austin Powell
5970 Fairview Road Suite 712,
Charlotte, NC 28210
Not Disclosed Not Specified Not Specified Fee-Based
Tony Montanari
1927 S. Tryon Street,
Suite 205,
Charlotte, NC 28203
24 Years $120,000,000 $500,000 Fee-Based
Jeff McElroy
19109 W. Catawba Avenue,
Suite 200,
Cornelius, NC 28031
31 Years Not Specified Not Specified Fee-Based

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Information on Qualified Financial Advisors in Rock Hill, South Carolina

Qualifications CRD# 2842637
Firm CRD# 6413
Series 6, 7, 63, 65

Compensation/Fee Based on Assets

Office Location 15515 York Rd.,
Phone Number 704-641-0018

“Since 1996, I’ve enjoyed working with individuals and families who are interested in organizing, preserving, and growing their personal wealth. Some clients need help simply organizing and reviewing current investments while others benefit from a detailed retirement income strategy. Whatever your needs may be, you’ll find comfort in knowing that you don’t have to do it all by yourself.

Professionally trained as a CERTIFIED FINANCIAL PLANNER™ Practitioner (CFP®), and having a formal education that includes an MBA in Finance, I am positioned to help clients wisely manage the complexities involved in simplifying their investment decisions.”

Originally from Lancaster, SC, Craig has been a resident of Charlotte, NC since 2000. Outside of work he enjoys spending time with his wife, Amy, and children Nicholas, Jonathan and Elizabeth. His hobbies include golf, travel, reading, and Crossfit.

About Blackbridge Financial

Blackbridge Financial

Blackbridge Financial is a boutique wealth services firm that specializes in wealth management, retirement planning, financial planning, and asset management solutions. We take a comprehensive view of your complete financial picture to develop a deeper understanding of what is required to help you pursue your goals. The first step in the planning process involves evaluating your current situation and becoming financially organized. To learn more about how to get started please give us a call to set up a complimentary consultation.

Advisory Services Provided:

Financial Planning, Retirement Planning, Wealth Management, Investment Advice & Management

Qualifications CRD# 6604736 6911348
Firm CRD# 124583
Series 65

Compensation/Fee Fee-Based, Commissions, Based on Assets

Office Location 5970 Fairview Road Suite 712,
Phone Number 704-302-1141

The Blue Financial team believes you deserve a financial plan built on a foundation of smart simplicity. Our 5-step proprietary "Retirement Blueprint Process" starts with a dream, followed by a plan to make it happen. Our methods are focused on achieving your goals because that's the only benchmark that matters.

About Blue Financial

Blue Financial

We work for our CLIENTS not a company. Blue Financial is built upon developing a stable, independent retirement for you. It's not just our job--it's our passion. Putting clients first and setting ourselves apart from industry norms is our number one priority. We take a look at one aspect most advisors rarely do: taxes. At Blue, we take a distinctly unique approach to investment management and financial planning centered on strategies for creating potentially tax-free investments and efficient distribution of income in retirement. This specialized focus puts us in the position to work with and advise individuals, even those who already have an advisor without affecting their current relationship. If a majority of your money is in retirement plans like 401(k)s or IRAs then your income at retirement is taxable. Our attention to critical tax strategies helps our clients prepare to have tax free assets at retirement thus further protecting their life's work and savings. Our methods are focused on achieving your goals because that's the only benchmark that matters!

Qualifications CRD# 3089483
Firm CRD# 10740
Series 7, 31, 63, 65

Compensation/Fee Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets

Office Location 1927 S. Tryon Street,
Suite 205,
Phone Number 877-707-5429

Tony is the founder of ACM Wealth Management and Vice President of Business Development for Prospera Financial Services, a seven-time Independent Broker Dealer of the year by Investment Advisor Magazine. Tony is a Registered Investment Advisor and currently holds Series 7, 63, 65 and 31 licenses as well as life, health and long-term care insurance licenses. Additionally, he is a Certified Investment Management Analyst (CIMA) professional, a designation that is earned in conjunction with the Wharton School of Business and the Investments & Wealth Institute. Tony has been named a Five Star Wealth Manager seven times by Charlotte Magazine for Best in Client Satisfaction. He has also been interviewed and quoted by local TV and print as well as national publications like The Wall Street Journal, FOX Business, Dow Jones News, Thomson Reuters, Registered Rep Magazine and FUNDfire. Tony is a member of the UNC Rams Club and is a life member of the UNC Alumni Association. He is a former member of Verdict Ridge Country Club, and an active member of the Investments & Wealth Institute and the Financial Services Institute. Tony is also a past board member of Sally's YMCA and East Lincoln Betterment Association. He resides in the Steele Creek/Lake Wylie area of Charlotte with his wife Lesley, and their three children, Evan, Logan and Emma.

About ACM Wealth Management

ACM Wealth Management

As a fee-based independent advisor, ACM Wealth Management creates unbiased, customized investment strategies to help build, protect and transfer client's wealth. We take a comprehensive and customized approach to your financial situation. Understanding what is most important to you, we then develop a clear long term plan that considers your needs, your goals, and your priorities. After the initial plan is developed we take an active role in your pursuit of these goals.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities

Qualifications CRD# 2237589
Firm CRD# 42046
Series 7, 24, 63, 65

Compensation/Fee Fee-Based

Office Location 19109 W. Catawba Avenue,
Suite 200,
Phone Number 704-458-1174

Jeff was destined for a career in finance. His grandmother, whom he describes as an independent thinker, is credited with piquing his interest in investments during his time in high school. After earning his degree in business law & finance from the University of North Carolina at Charlotte, he devoted himself to helping people with their financial plans and investments. He co-founded BMH Investment Group in 1998 and later merged with U.S. Financial Services. Even after completing his formal education and earning one of the most respected designations in the industry, Jeff continues to devote himself to personal development and continuing education. It is a priority for him to be knowledgeable about financial planning strategies and solutions for his clients, staying at the forefront of his field. Jeff's clients love his energetic and personal approach. While relatively young by comparison to many advisors in the industry, he is both relevant and highly experienced after three decades as a finance professional. Born in Alaska, Jeff has spent the majority of his life in the Charlotte area and remains heavily involved in his community. He gives back by partnering with local charities like Habitat for Humanity and Angels & Sparrows. Jeff has always loved sports and stays active by completing CrossFit workouts, playing volleyball and doing yoga. He is a fierce supporter of his own teenage daughters in their college, beach volleyball and other activities.

About US Financial Services

US Financial Services

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities

Customer Reviews

Top Financial Advisor Firms in Rock Hill, South Carolina (Ranked by AUM)

Firm Name No. of Advisors No. of Clients AUM Fee Structure
128 East Main Street, Suite 101, Rock Hill, SC 29730
4 1355 $416,687,981
A percentage of AUM, Hourly charges, Fixed fees
596 Herrons Ferry Road, Suite 300, Rock Hill, SC 29730
3 384 $354,733,569
A percentage of AUM, Fixed fees
744 Arden Lane, Suite 175, Rock Hill, SC 29732
9 1051 $152,965,923
A percentage of AUM, Hourly charges, Fixed fees

    List of Additional Advisors in Rock Hill, South Carolina*

    * Additional advisors listing is provided in partnership with Yext

    Financial Advisor Office Location Phone Number
    404 Oakland Avenue, Rock Hill, SC  29732 803-327-6112
    2013 Ebenezer Rd, Rock Hill, SC  29732 704-493-1968
    305 Oakland Avenue, Rock Hill, SC  29730 803-909-7000
    331 E Main St, Ste 200, Rock Hill, SC  29730 803-909-9346
    1735 Heckle Blvd, Suite 101, Rock Hill, SC  29732 803-985-5118
    2460 India Hook Rd, Suite 103, Rock Hill, SC  29732 803-329-5000
    727 Dilworth Lane, Suite 204, Rock Hill, SC  29732 803-328-0278
    135 East Main Street, Suite 102, Rock Hill, SC  29730 803-980-5550
    452 Lakeshore Parkway, Ste 225, Rock Hill, SC  29730 803-325-1190
    998 Riverwalk Pkwy, Suite 206, Rock Hill, SC  29730 803-328-8438

      Select other cities around Rock Hill, South Carolina to broaden your search for a financial advisor

      Frequently Asked Questions

      Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.

      Financial advisors strategize financial planning and help you make the right decision about your investments. They weigh the pros and cons, and are abreast with the latest industry updates regarding tax issues and investment vehicles. These valuable insights guide you to make investments that meet your financial requirements and goals such as buying a house, education, having a baby or securing your retirement. Learn more about the cost of a financial advisor.

      A financial advisor can help you manage your finances especially when you don't have the time to do it yourself or when there are major changes in your life, such as getting married or having a baby. Even if you've managed your investment on your own, the best financial planners can vet your plan and assess it from a different perspective, to add surety to your decisions. Learn more about the best time to hire a financial advisor.

      While choosing a financial planner to help you with your investment decisions, it's important to do some spadework. Meet different consultants and compare and contrast their advice. Pick up clues that demonstrate their experience and integrity. It is also important to verify the credentials of an independent financial planner before making a decision. Read the guide on choosing the best financial advisor.

      Finding the right person or a financial advisory firm to help with your retirement planning might take some effort, but the effort is worth it. Financial advisors might have different specializations, look for one who has had past experience in retirement planning. Also, this could translate to a long - term relationship, so it's important to find someone whom you like, trust and respect. Read here the importance of retirement planning.

      A fiduciary is any person or firm who acts on behalf of another individual or firm to manage their assets. Fiduciary financial advisors provide their client the highest quality of care while maintaining 'good faith', meaning they wouldn't act in favor of anyone else's interests, including their own. The best way to be certain that a financial advisor is a fiduciary is to simply ask. Learn more about what is a fiduciary financial advisor.

      A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals. Learn more about financial advisor vs financial planner: Who do you need?