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Kenneth Beber, AIF®
Peak Financial, Inc.

Tel: (469) 322-1210
6160 Warren Parkway
Suite 100
Frisco, TX 75034

Risk varies inversely with knowledge

Peak Financial, Inc. | Financial Advisor in Frisco ,TX

About Peak Financial, Inc.

I have been an Independent Financial Service Representative since 2000, and have been involved in business management and finances for over 20 years. As any independent advisor, I specialize in working with individuals and small businesses to provide solutions that help his clients to reach their financial goals.

While some financial advisors focus on selling products, I focus on solutions, specifically customizing plans to suit my clients' individual needs. I educate clients to lessen their worries and to help them make more informed financial decisions, by offering a professional, independent and unbiased viewpoint.

I focus on helping a select group of high net worth individuals and retirees to manage all aspects of their financial lives from investment strategies, retirement planning, estate planning issues, risk management and retirement income distribution.

Registered Representative offering securities and advisory services through Independent Financial Group LLC, a registered broker-dealer and investment adviser. Member FINRA & SIPC.


General Information

Firm Start Year:   2000
No.of Employees:   5-9
Name of Custodial Firm:   Pershing LLC
Number of Years with Current Firm:   9
I work with the following types of clients:   Businesses, Individual Investors


Services

Investment Types:   Bonds, Stocks, Annuities, Alternative Investments, Mutual Funds, Exchange Traded Funds (ETFs), Insurance, Socially Responsible Investments (SRI)
I can meet clients in the following ways:   At your office, Via email, Via phone, At my office, At your home, Video Conference


Qualifications & Memberships

Insurance and Annuity Licenses:   Disability, Variable Annuity, Variable Life, Long Term Care, HMO, Life, Health, Annuity, Accident
Financial Organization Memberships:   National Association of Insurance and Financial Advisors (NAIFA)


Firm Information

Advisor's Number of Clients:   87
Advisor's Number of Managed Clients:   75
Advisor's Number of Planning Clients:   75


Compliance

Registered Investment Advisor:   Yes
Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   Fee-Based
Compensation Methods:   Flat Fee, Based on Assets, Commissions, Hourly
Fee % Based on Assets:   0.25-1.00%
Flat Fee Rate:   $500
Minimum Fee Charged for Flat Fee Accounts:   $500


Board Positions

Organization:  Little Elm Educational Foundation  Little Elm, TX
Position :  Board Memebr
Duration :  08/01/2019-Currently holding


Education

Associate in Business Administration - Business Administration  Chaffey College - Rancho Cucamonga
January 1994-June 1995

Bachelor of Business Administration - Business Administration  California State University-San Bernardino - San Bernardino, CA
1996-1998



Faqs

  • Will you be the only person working with me? Yes
  • How many years of experience do you have? 13

Disclaimer

Registered Representative offering securities and advisory services through Independent Financial Group, LLC (IFG), a registered broker-dealer and investment advisor. Member FINRA/SIPC. OSJ Branch: 12636 High Bluff Drive Suite 100, San Diego, CA 92130. Peak Financial Inc. and IFG are unaffiliated entities.

Kenneth Beber, AIF®

Kenneth Beber, AIF®

Ken does not believe in cookie cutter financial plans. Everyone's needs and goals are different; what may make sense for one person may not make sense for another, even if they are at the same age or stage in life. To Ken, financial independence means reaching the point where work becomes optional and retirement becomes affordablebut each person might define that differently.

This is one of the things that sets Ken apart from other advisors; his commitment to thinking holistically and creatively so that he can help his clients work towards their unique financial goals.Ken is dedicated to helping clients pursue financial independence through practical, values-driven financial plans.

Ken focuses on advising clients how to pursue their financial goals, pay less in taxes, affordably pay for college, invest smarter, and properly protect their hard-earned assets. He thrives in his role as a financial mentor and enjoys guiding individuals and families through all stages of their financial lives.

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My Services

Financial Planning for Individuals

Successful planning begins with a clear understanding of what must be done to help meet your goals. We believe helping you clarify your goals is the first step towards achieving them. With this information, we present you with our analysis, showing you where you are and where you need to be to accomplish your objectives, the appropriate solutions – a path toward your goals. Our plan is comprehensive and unique to your life, addressing such topics as retirement savings, life insurance and estate planning, education funding, the health of your business or professional practice, and even tax and real estate issues.


Financial Planning for Businesses

Peak Financial, Inc. is committed to assisting you in evaluating and developing the Employee Benefits package that will make a real difference in recruiting and retaining the people you want and need. Our analysis begins by understanding all of the business planning issues that are relevant to you. These issues may range from designing, implementing and servicing a variety of qualified and non- qualified benefit plans or integrating those plans with your desire for specific protection or exit strategies. These are always part of our commitment to consistently offer independent, objective and unbiased advice regarding possible business planning solutions.


Portfolio Management

At Peak Financial, Inc. we take great pride to provide access to some of the most established financial organizations and a broad universe of premier institutional money management firms. Investment strategies are identified with one thing in mind: “Which Manager best fits your unique situation”.


My Team

Robin Gattoni
Robin Gattoni Personal Assistant
Robin Gattoni has over 15 years experience in the Financial Services industry. Prior to her position at Peak Financial, Robin gained a majority of her financial knowledge and skills while holding the position of Operations Manager for ALM Advisors, an investment firm where she implemented systems for Senior & Assistant Portfolio managers on daily Stock & Bond trading, facilitating daily trading issues with brokers and custodians, monthly market research, daily pricing of client portfolio ...more

Office Hours

wiseradvisor-balck-li-img Mon. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Sat. 9:00 AM - 12:00 PM

Communities Served

Addison Argyle
Arlington Aubrey
Bedford Carrollton
Colleyville Coppell
Denton Euless
Frisco Grand Prairie
Grapevine Hurst
Irving Keller
Lewisville Little Elm
North Richland Hills Plano
Prosper Richardson
Southlake The Colony

Awards & Recognitions

IFG Elite Advisor
( 12/31/2014)

Elite Advisor Award Recipient


IFG Elite Advisor
(12/31/2013)

Elite Advisor Award Recipient


Trilogy Award Recipient
(12/31/2011)

Trilogy Financial Services

Social Networks

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