Before becoming a wealth management advisor, I was the kid in high school with subscriptions to Fortune and Money magazine. The stock market always intrigued me, but growing up I didn't know anyone that invested. I was fortunate to go to a school that had a business magnet program that allowed me to intern at one of the largest independent broker dealers in the country. This exposure at such an early age proved to be very formative. I went away to college and when I got back, was able to land a position in banking which later led to my journey as president of my own firm. Over the last 2 decades since that adventure began, I have had the challenge and pleasure of helping clients with their financial lives. The goal of our firm is to provide "Direction through life's transitions."
Wealth Standard Financial puts its clients interests ahead of its own. Our goal is to help people gain clarity, become intentional, and get organized.
My focus is working to be a guide for people as they navigate the financial complexities life throws at them.
Securities and advisory services offered through LPL Financial, A Registered Investment Advisor, Member FINRA/SIPC. For hyperlinks to FINRA and SIPC
The Vast World of Finances
In an ever-changing financial climate, it can be difficult to confidently create a financial strategy, let alone have the time to manage one that can grow with you over the years. But without an up-to-date and flexible strategy in place, it can be difficult for you to manage your goals.
Wealth Standard Financial is an independent financial services firm dedicated to assisting clients with their greatest financial concerns. We offer comprehensive investment management and financial strategies, advice, and recommendations. Our utmost goal is to provide customized strategies that can grow with clients throughout the many milestones of life. We take pride in knowing we have helped young professionals, growing families, and retirees pursue their financial dreams.
|Firm Start Year:||2016|
|Name of Broker/Dealer:||LPL Financial|
|Name of Custodial Firm:||LPL Financial|
|States Licensed in:||NY, MI, MO, OK, TX and advisory services as an Investment Advisor Representative (IAR) in the following: TX, HI, IL, IA, CA, MI, MO, GA, OK, FL,MD, NY|
|Number of Years with Current Firm:||5|
|Work with the following types of clients:||Businesses, Non-Profit Organizations, Individual Investors|
|Advisory Services Provided:||Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Wealth Management|
|Investment Types:||Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Commodities, Bonds, Insurance, Annuities, Stocks, Socially Responsible Investments (SRI)|
|Can meet clients in the following ways:||Your Office, Via Phone, Our Office, Our Offices, Video Conference, Via Email|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Annuity, Variable Life, Accident, Casualty, Property, Disability, Long Term Care, Variable Annuity, Life, Health|
|Advisor's Number of Clients:||138|
|Advisor's Number of Managed Clients:||127|
|Advisor's Number of Planning Clients:||90|
|Assets Managed by Advisor:||50000000|
Compensation and Fees
|Minimum Portfolio Size for New Managed Accounts:||5000|
|Compensation Methods:||Flat Fee, Based on Assets|
|Fee % Based on Assets:||.65-1.75%|
|Additional Details on Charges:||
While we do not have a minimum, our full service wealth management offering typically fits clients with more that $500k in investments or household incomes greater than $200k. Do not worry if you have less than that because we have programs that potentially fit your situation. We also have stand-alone financial planning services available.|
We charge a premium fee for investment management and financial planning. We are not the most expensive...and you do not want cheap. Our goal is to give you significantly more value than the fee charged.
Our affiliation with LPL Financial gives you access to some of the largest institutional managers in the country.
Full service assets under investment management over $1 million will be assessed a fee from .65 - 1.5%. Full service assets under investment management less than $1 million will be assessed a fee of 1.25 - 1.75%.
*Discounts apply if both planning and investment management are chosen.
|Minimum Fee Charged for Managed Accounts:||.65|
|Minimum Fee Charged for Hourly Planning Accounts:||247|
|Organization :||C.H.I.P. (Changing How Individuals Prosper), New York, New York|
|Position :||Advisory Board Member|
LPL ADV 2A
|Securities and Advisory services offered through LPL Financial. A registered investment advisor. Member FINRA & SIPC.|
Investment Advisor Representative:
Compliance Disclosures in Last 5 years:
I have a clean record
Criminal Disclosures in Last 5 years:
I have a clean record
|Mon.||8:00 AM - 6:00 PM|
|Tue.||8:00 AM - 6:00 PM|
|Wed.||8:00 AM - 6:00 PM|
|Thu.||8:00 AM - 6:00 PM|
|Fri.||8:00 AM - 3:00 PM|
Chartered Life Underwriter (CLU®), CLU®
LARSON FINANCIAL ADVISORS
32 Years of ExperienceView Profile
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC.
9 Years of ExperienceView Profile
Senior Investment Advisor
BECK CAPITAL MANAGEMENT LLC
29 Years of ExperienceView Profile