VETTED

John Fitchett

Tel: 571-451-9927 9990 Fairfax Blvd Suite 560 Fairfax, VA 22030

The Symbol Of Success

About John Fitchett

My name is John Fitchett. I am the Owner of Sym Wealth. I have been helping individuals, families, and businesses manage their long term financial goals since 2008.

I am dedicated to addressing the financial needs of my clients and maintaining a relationship of professionalism and financial acumen.

One of the benefits of working with me is my ability to provide clear, easy to understand explanations of financial products and services. The personalized program that I can provide is a roadmap to working toward a more secure financial future.

I look forward to using my expertise and knowledge to help you pursue your financial goals.

About Sym Wealth

We are committed to maintaining the highest standards of integrity and professionalism in our relationship with you, our client. We endeavor to know and understand your financial situation and provide you with only the highest quality information, services, and products to help you pursue your goals.

See Disclosures

General Information

CRD#:

5314945

Firm CRD#:

6413

Insurance License#:

568222

Name of Broker/Dealer:

LPL FINANCIAL LLC

States Licensed in:

Virginia, District of Columbia, Maryland

States Willing to do Business in:

N. Virginia District of Columbia, Prince George's County MD Montgomery County MD

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

Independent Financial Advisor LPL Financial Morgan Stanley Capital One Financial Advisors

Work with the following types of clients:

Individual Investors

Advisory Services Provided:

Financial Advice & Consulting, Investment Advice & Management, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Risk Management

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Qualifications & Memberships

Securities Licenses:

Series 6, Series 66, Series 7

Insurance and Annuity Licenses:

Life, Health, Variable Annuity

Services

Investment Types:

Bonds, Mutual Funds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)

Can meet clients in the following ways:

Phone, Email, Your Office, Our Office, Video Conference

Compensation and Fees

Fee Structure:

Fee-Based

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Based on Assets

Minimum Fee Charged for Managed Accounts:

Firm Information

Firm's Number of Clients:

112

Firm's Number of Planning Clients:

Firm's Number of Managed Clients:

Assets Managed by Firm:

$85,000.00

Advisor's Number of Clients:

112

Advisor's Number of Managed Clients:

Advisor's Number of Planning Clients:

Total Assets Under Management by Advisor:

$85,000,000

Preferred meeting methods

I provide a free initial consultation:

Yes

Financial Planning for Businesses

Normally if a business has idle cash that it does not need for immediate business funding, I may be able to make a recommendation for non-invested cash.

Financial Planning for Individuals

When appropriate may utilize a financial software planning tool to manage a clients portfolio.

Financial Advice & Consulting

After a full understanding of the clients or prospects needs I can make a recommendation that may suit the needs of the client or prospect.

Portfolio Management

Work with third party money managers to manage investment portfolio.

Retirement Planning

Can recommend retirement investment products that may include both guaranteed and non-guaranteed sources of retirement income. If necessary may utilize a retirement planning software tool to manage retirement portfolio.

401K Rollovers

Can provide 401k rollover solutions as part of a comprehensive financial plan.

Insurance Planning

With a full understanding of the clients or prospects insurance profile I may make a recommendation that may better suit the prospects or clients insurance needs.

Annuities

I can offer multiple annuity types to prospects or clients based on the need of the individual.

Estate Planning & Trusts

I do not create Estate Planning or Trust documents. I would normally refer a client to an Estate/Trust specialist.

Tax Advice and Services

I do not make tax recommendations. I normally refer clients to a tax advisor for tax consultation.

Education Funding and Planning

Can provide college 529 plan recommendations to individuals if the prospect is looking to send their child to a D.C./Maryland/Virginia higher education institution.

Investment Advice & Management

Will only make an investment recommendation only when I have a full understanding of the clients or prospects investment needs.

Wealth Management

Will make recommendations for investment product based on a holistic review of client/prospect assets.

Risk Management

Will only make recommendations based on a full understanding of the clients risk profile.

Money Management

For idle cash that may not be invested, I can make cash alternative solutions that may fit within the clients or prospects time horizon.

Disclosures

WiserAdvisor provides referrals to financial professionals of LPL Financial, LLC (LPL). WiserAdvisor is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay WiserAdvisor cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.

LPL ADV 2A

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf

Disclaimer

Securities and advisory services offered through LPL Financial, a registered investment advisor. Member FINRA/SIPC

18 Years of Experience

CRD# 5314945 Firm CRD# 6413Insurance License# 568222Series 6, 66, 7

Compliance

Registered Investment AdvisorYes

Registered RepresentativeYes

Acknowledged fiduciaryYes