Dave Stanfield
Following MetLife, Dave went to work for McDonald Investments in Bellevue, WA. The team worked on an institutional trading floor speaking to CFO's, CEO's and Municipalities discussing Fixed Income options for their short-term operating cash.
Dave wanted to return to working with individual clients and took a job with Fidelity Investments as an Account Executive in 2003. He worked at Fidelity for over 11 years and oversaw a book of approximately $290 million in assets. Over that 11 year period, Dave conducted thousands of client meetings building retirement and investment plans for clients in both the accumulation and distribution phase of life.
Dave is a CERTIFIED FINANCIAL PLANNER™ professional and Enrolled Agent (EA). An enrolled agent (EA) is a federally-authorized tax practitioner who has technical expertise in the field of taxation and who is empowered by the U.S. Department of the Treasury to represent taxpayers before all administrative levels - examination, collection, and appeals - of the Internal Revenue Service. In addition to taxpayer representation, enrolled agents often provide tax consultation services and prepare a wide range of federal and state tax returns.
Dave, his wife and their two children live in Scottsdale, Arizona the majority of the year and spend summers in Seattle where they are originally from. Dave is a Licensed Private Pilot, enjoys fishing, golf and traveling. Dave is also an active real estate investor. He received a Certificate in Commercial Real Estate from the University of Washington and is a member of a National Real Estate Investing association.
3075652
125004
Regal Investment Advisors
Fidelity Investments
Greater Maricopa county, Greater Puget Sound region.
25
7
Evergreen Wealth Management
Mar 2015 - Present · 7 yrs 5 mos
Scottsdale, AZ / Seattle, WA.
I created Evergreen Wealth Management to offer clients customized Wealth Management services. Our goal is to spend necessary time to fully understand each client's individual needs and goals not only financially but personally. I work with clients to educate and coach them through the financial planning and investment management process. I have the flexibility to use a wide range of products. This can include active management investment solutions or time tested low expense investment vehicles. I would love to hear from you!
Fidelity Investments
Account Executive
Dec 2003 - Mar 2015 · 11 yrs 4 mos
Seattle, WA
Created and presented financial plans for clients in the accumulation and distribution phase of life. Specialized in retirement income planning. Presented complex strategies using mutual funds, ETF's and professional money management solutions. Oversaw a book of approximately $290 million in assets. Created and presented financial plans for clients in the accumulation and distribution phase of life. Specialized in retirement income planning. Presented complex strategies using mutual funds, ETF's and professional money management solutions. Oversaw a book of approximately $290 million in assets.
KeyBanc Capital Markets
Institutional Sales,
Aug 2000 - Nov 2003 · 3 yrs 4 mos
Institutional Sales Representative, August 2000 - November 2003: Develop relationships with CFO's, treasurers, and other finance staff in medium to large cap companies. Offer fixed income investment alternatives for company's short term operating cash. Sell agencies, corporate and government bonds, treasuries, commercial paper, and other money market investments. Support three other brokers as needed. Our four-person office manages $1 billion +. Use Bloomberg, Telerate, monroe trader, etc. daily.
MetLife
Financial Services Representative
Jun 1998 - Aug 2000 · 2 yrs 3 mos
Mercer Island, WA
Advise clients on aspects of financial management including education, retirement and estate planning. Consult and develop a wide range of Financial Plans tailored to meet client needs. Negotiate and prepare a wide range of business employee benefit insurance plans. Sold mutual funds, fixed and variable annuities, and a wide range of insurance products.
Businesses, Individual Investors
Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Risk Management, Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Money Management, Wealth Management
No
No
Yes
Yes
I have a clean record
I have a clean record
CFP®, EA
Series 6, Series 63, Series 66
Annuity, Health, Life, Long Term Care, Disability
Mutual Funds, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
Our Office, Phone, Email, Your Office, Your Home, Video Conference, Our Offices
Fee-Based
$100,000
Based on Assets, Flat Fee, Commissions
.95%
Please find link to fee schedule, happy to discuss by email or phone as well with any questions. I do have a minimum asset amount for management but the more important thing is that the relationship is a good fit for both parties. https://ewealthmanage.com/services/fees-and-services
$0.00
50
50
50
$35,000,000
100+ accts
Upon request
Yes
Do you have a customer satisfaction or refund policy?
Why should I choose you as my financial advisor?
What are your qualifications? What is your education background?
How do you charge for your services?
How are you compensated? How will I pay for your services?
WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.
https://ewealthmanage.com/
Additional Detailed Disclosures
Investment advisory services offered through Regal Investment Advisors, LLC, an SEC Registered Investment Advisor. Registration with the SEC does not imply any level of skill or training. Evergreen Wealth Management LLC is independent of Regal Investment Advisors. Check the background of this firm on FINRA's BrokerCheck. Any tax advice from Dave Stanfield comes from his capacity as an Enrolled Agent. Investment advisory services offered through Regal Investment Advisors, LLC an SEC registered investment advisor. Registration with the SEC does not imply any level of skill or training. Evergreen Wealth Management, LLC, is independent of Regal Investment Advisors. Regal Investment Advisors LLC is not a law firm or an accounting firm. IRS Enrolled Agent (EA) - An EA is a federally authorized tax practitioner who has technical expertise in the field of taxation and who is empowered by the U.S. Department of the Treasury to represent taxpayers before all administrative levels of the IRS for audits, collections, and appeals. 'Enrolled' means to be licensed to practice by the federal government and 'Agent' means authorized to appear in the place of the taxpayer at the IRS. Only Enrolled Agents, attorneys, and CPAs may represent any taxpayer before the IRS. The license is earned in one of two ways: (1) passing a comprehensive examination which covers all aspects of the tax code, or (2) having worked at the IRS for five years in a position which regularly interpreted and applied the tax code and its regulations. All candidates are subjected to a rigorous background check conducted by the IRS. In addition to the stringent testing and application process, the IRS requires Enrolled Agents to complete 72 hours of continuing professional education, reported every three years, to maintain their Enrolled Agent status. Enrolled Agents are required to abide by the provisions of the Department of Treasury's Circular 230, which provides the regulations governing the practice of Enrolled Agents before the IRS.
When: 07/18/2022 | By:
Location:
Details: Evergreen Wealth Management 1700 7th Avenue, Seattle, WA 98101 CERTIFIED FINANCIAL PLANNER<sup>®</sup> (CFP<sup>®</sup>) Evergreen Wealth Management is an independent financial advisory firm ...
