INVESTMENTS & FINANCIAL PLANNING, LLC - Financial Advisor in Kentucky, Lexington

Tel: 859-543-8188 1795 Alysheba Way Suite 7104 Lexington, Kentucky 40509

About INVESTMENTS & FINANCIAL PLANNING, LLC

INVESTMENTS & FINANCIAL PLANNING, LLC is a Lexington, Kentucky based financial advisory firm with nearly $278,443,881 in assets under management and provides investment advisory services for 1714 clients. There are currently 6 financial advisors at the firm.

General Information

Firm CRD#:

164333

Firm SEC#:

801-119021

Assets Under Management:

$278,443,881

No. of Clients:

1714

No. of Advisors:

Advisory Services Provided:

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Education seminars/workshops
Other (FINANCIAL CONSULTING)

Fee Structure:

A percentage of AUM, Hourly charges, Fixed fees

Find & Compare Top Financial Advisors in your area

A better way to find the right financial advisor

Are you a Financial Advisor in Kentucky?

Active investors submitted requests in your area.
Do you qualify to be in our network and get matched?

Top Financial Advisory Firms in Kentucky, Lexington

FirmCRD#:297235

SEC#:801-113431

No. of Advisors:142

No. of Clients:21

AUM:$3,803,189,141

FirmCRD#:151523

SEC#:801-70676

No. of Advisors:37

No. of Clients:8456

AUM:$2,905,556,042

FirmCRD#:107447

SEC#:801-42566

No. of Advisors:6

No. of Clients:866

AUM:$1,796,022,602

FirmCRD#:170201

SEC#:801-79274

No. of Advisors:45

No. of Clients:5260

AUM:$1,509,725,992

FirmCRD#:1697

SEC#:801-13157

No. of Advisors:13

No. of Clients:1

AUM:$1,031,166,310

FirmCRD#:152695

SEC#:801-79651

No. of Advisors:12

No. of Clients:1798

AUM:$625,203,027

FirmCRD#:298326

SEC#:801-113910

No. of Advisors:6

No. of Clients:571

AUM:$499,551,795

FirmCRD#:306639

SEC#:801-117851

No. of Advisors:7

No. of Clients:1118

AUM:$376,120,761

FirmCRD#:110975

SEC#:801-60070

No. of Advisors:10

No. of Clients:1335

AUM:$352,031,453

FirmCRD#:320791

SEC#:801-125024

No. of Advisors:7

No. of Clients:1822

AUM:$331,989,252

FirmCRD#:131091

SEC#:801-71497

No. of Advisors:6

No. of Clients:1615

AUM:$330,218,102

FirmCRD#:312817

SEC#:801-120682

No. of Advisors:5

No. of Clients:630

AUM:$283,043,282

FirmCRD#:109513

SEC#:801-56914

No. of Advisors:4

No. of Clients:606

AUM:$251,840,636

FirmCRD#:107337

SEC#:801-26952

No. of Advisors:5

No. of Clients:1366

AUM:$247,500,906

Financial AdvisorFirmCRD#SEC#No. of ClientsNo. of AdvisorsAUM

MIDDLEGROUND CAPITAL

297235

801-113431

142

$3,803,189,141

MERIDIAN WEALTH MANAGEMENT, LLC

151523

801-70676

8456

$2,905,556,042

E. S. BARR & COMPANY

107447

801-42566

866

$1,796,022,602

KEYSTONE FINANCIAL GROUP, LLC

170201

801-79274

5260

$1,509,725,992

DUPREE & COMPANY, INC.

1697

801-13157

$1,031,166,310

BALLAST, INC.

152695

801-79651

1798

$625,203,027

ASIO CAPITAL LLC

298326

801-113910

571

$499,551,795

ALPHA FINANCIAL PARTNERS LLC

306639

801-117851

1118

$376,120,761

D. SCOTT NEAL, INC.

110975

801-60070

1335

$352,031,453

JOULE FINANCIAL, LLC

320791

801-125024

1822

$331,989,252

DUPREE FINANCIAL GROUP, LLC

131091

801-71497

1615

$330,218,102

PARAGON PRIVATE WEALTH MANAGEMENT LLC

312817

801-120682

630

$283,043,282

RUSSELL CAPITAL MANAGEMENT, LLC

109513

801-56914

606

$251,840,636

MONEYWATCH ADVISORS, INC.

107337

801-26952

1366

$247,500,906

Explore More Financial Advisor Firms in Lexington, Kentucky >>