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Find the Best Financial Advisors in Kentucky

Kentucky has a diverse economy and breathtaking natural landscapes that make it an appealing place to live and work. If you are a resident of Kentucky or looking to move here you may want to consider hiring an experienced and certified financial professional to take advantage of the economic opportunities and plan your finances. Developing a solid financial plan, whether it be saving for retirement, or saving to grow your wealth and investments, is always essential for achieving long-term financial goals. WiserAdvisor provides a list of ranked financial advisors and advisory firms experienced in assisting clients in and around Kentucky that may be a good place for you to start your search for a financial advisor. By connecting with a trusted advisor, Kentucky residents like you can receive personalized financial advice and guidance to identify opportunities for financial growth.

Finding the Top Financial Advisor in Kentucky

Last Updated - December 02, 2023

Kentucky has 2 WiserAdvisor vetted Financial Planners and Advisors on the online list below for you to choose from and 604 non-vetted advisors in your local area. These financial advisors in Kentucky have an average of 22 years of experience.

NOTE: The list of vetted financial advisors in Kentucky mentioned below does not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Kentucky.

List of Qualified Financial Advisors in Kentucky

Financial Advisor Experience AUM Minimum Assets Fee Structure
Brent T. Boden
CFP®, EMBA, APMA®, ChFC®
SAVVY WEALTH
3008 Lindsey Drive,
Edgewood, KY 41017
15 Years Not Specified $500,000 Fee-Only
John York
PROACTIVE ADVISORS
836 Euclid Avenue (suite 306),
Lexington, KY 40502
30 Years $40,000,000 $100,000 Fee-Based

Are you a Financial Advisor in Kentucky?

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Information on Qualified Financial Advisors in Kentucky

Qualifications CRD# 5401670
Firm CRD# 318493
Series 6, 7, 63, 65

Compensation/Fee Fee-Only, Hourly, Flat Fee, Based on Assets


Office Location 3008 Lindsey Drive,
Edgewood,
KY
41017
Phone Number 513-278-5045

Brent brings 15+ years of financial planning, investment and insurance experience to Savvy. He is passionate about helping clients align their financial goals and aspirations with the right strategies to help them plan for the future and remove financial roadblocks. Brent enjoys building existing and new relationships with his clients by analyzing and developing financial forecasts with actionable plans to guide them through their wealth management, including retirement, investment, risk management, lending, banking, and business and multi-generational planning. Using an educational approach, he encourages clients to ask questions as we work together to design a plan for their financial future. Brent is a long-time resident of Northern Kentucky & Greater Cincinnati with his wife Nikki and three children. He is committed to giving back to the community through service as a member of the Northern Kentucky Estate Planning Council and Northern Kentucky Chamber of Commerce and serves on the St. Elizabeth Foundation Board. In his spare time, he enjoys spending time with friends and family, reading, coaching and playing soccer, golf, tennis, backpacking, and traveling.

About Savvy Wealth

Savvy Wealth

Savvy Wealth is a modern wealth management firm. We pair you with a dedicated financial advisory team to handle your holistic wealth management needs, including financial planning, investment management, tax optimization, estate planning, retirement planning, and more. We help take control of your financial future so that you can live the life you aspire to live. Visit www.savvywealth.com to learn more. Savvy Wealth Inc. is a technology company and parent company of Savvy Advisors Inc., a Registered Investment Advisory Firm (Savvy Advisors DBA Savvy Wealth).

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


Qualifications Firm CRD# 147332
Series 65

Compensation/Fee Fee-Based, Based on Assets


Office Location 836 Euclid Avenue (suite 306),
Lexington,
KY
40502
Phone Number 859-263-1117

About ProActive Advisors

ProActive Advisors

Your choice of a Financial Advisor is one of the most important decisions you will make. Bad choices can have injurious consequences like stunted compounding from hidden costs, slow growth from bad strategy, and crippling losses due to poor risk management. ProActive Advisors diligently works to navigate the complexities of change. Compare our money management practices and how they can improve your financial life.

Advisory Services Provided:

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts


Customer Reviews

Top Financial Advisor Firms in Kentucky (Ranked by AUM)

Firm Name No. of Advisors No. of Clients AUM Fee Structure
TAYLOR ADVISORS, INC., A HUB INTERNATIONAL COMPANY
700 North Hurstbourne Pkwy, Suite 110, Louisville, KY 40222
13 129 $13,299,593,000
A percentage of AUM, Fixed fees
FOURTH STREET PERFORMANCE PARTNERS, INC.
211 Garrard Street, Covington, KY 41011
13 121 $5,641,801,141
A percentage of AUM, Fixed fees
RENAISSANCE INVESTMENT MANAGEMENT
50 E. Rivercenter Blvd., Suite 1200, Covington, KY 41011
20 998 $2,557,705,746
A percentage of AUM
HARVEY INVESTMENT COMPANY, LLC
297 North Hubbards Lane, Suite 102, Louisville, KY 40207
5 268 $979,438,333
A percentage of AUM, Fixed fees
FIRST KENTUCKY SECURITIES CORP
4360 Brownsboro Road, Suite 300, Louisville, KY 40207
33 2592 $717,175,163
A percentage of AUM, Hourly charges, Fixed fees, Commision Based
SALING WEALTH ADVISORS
9750 Ormsby Station Road, Suite 102, Louisville, KY 40223
10 722 $383,449,515
A percentage of AUM, Fixed fees
VAN LEEUWEN RETIREMENT & INVESTMENT SERVICES
808 West Main Street, Richmond, KY 40475
3 835 $336,927,638
A percentage of AUM, Hourly charges, Fixed fees
RICKETTS FINANCIAL, LLC
4360 Brownsboro Road, Suite 115, Louisville, KY 40207
4 262 $325,285,062
A percentage of AUM, Fixed fees
DUPREE FINANCIAL GROUP, LLC
237 East Main Street, Lexington, KY 40507
6 684 $290,742,282
A percentage of AUM
CENTERLINE WEALTH ADVISORS, LLC
10200 Forest Green Blvd., Suite 311, Louisville, KY 40223
5 729 $231,139,543
A percentage of AUM, Hourly charges, Fixed fees
WAYCROSS PARTNERS, LLC
4965 U.S. Highway 42, Suite 2900, Louisville, KY 40222
13 23 $190,195,237
A percentage of AUM, Fixed fees, Performance Based
PARAGON PRIVATE WEALTH MANAGEMENT LLC
300 West Vine Street, Suite 2201, Lexington, KY 40507
3 370 $181,785,194
A percentage of AUM, Fixed fees
ITRUST ASSET MANAGEMENT, LLC
3320 Tates Creek Road, Suite 100, Lexington, KY 40502
4 404 $164,129,677
A percentage of AUM, Hourly charges, Fixed fees
RETIREMENT PLANNING SOLUTIONS, LLC
3432 Stony Spring Circle, Louisville, KY 40220
6 654 $103,826,097
A percentage of AUM, Hourly charges, Fixed fees
INVEST INC.
444 Lewis Hargett Circle, Ste 125, Lexington, KY 40503
3 503 $103,275,363
A percentage of AUM, Hourly charges, Fixed fees

    List of Additional Advisors in Kentucky*

    * Additional advisors listing is provided in partnership with Yext

    Financial Advisor Office Location Phone Number
    444 East Main St, Ste 111, Lexington, KY  40507 859-231-9525
    621 Broadway, Paducah, KY  42001 270-444-7291
    444 East Main St, Ste 111, Lexington, KY  40507 859-231-9550
    7315 Lou Post Road, Crestwood, KY  40014 502-855-3416
    400 West Market St, Ste 2500, Louisville, KY  40202 502-562-5120
    444 East Main St, Ste 111, Lexington, KY  40507 859-231-9529
    400 West Market St, Ste 2500, Louisville, KY  40202 502-562-5142
    2171 Beil Rd, Burlington, KY  41005 859-586-9448
    13151 Magisterial Dr, Ste 101-A, Louisville, KY  40223 502-423-7073
    4969 US Highway 42, Suite 1200, Louisville, KY  40222 502-394-4025

      Select other cities in Kentucky to broaden your search for a financial advisor

      Frequently Asked Questions

      The role of a financial advisor is to provide professional financial guidance, advice, and money management services to individuals or businesses. They assist clients in various financial matters, including investment management, retirement planning, wealth management, estate management, and more, depending on the needs of an individual. Financial advisors assess their client's financial goals and risk tolerance and stay updated on market trends, investment options, and regulatory changes to provide informed advice. Additionally, financial advisors often act as fiduciaries, putting their client's best interests first while providing ongoing support and monitoring to help clients achieve their financial objectives. To make sure your best interests are being considered, read more about the role of a fiduciary financial advisor and the support they can provide.

      Many financial advisors in Kentucky are also tax professionals or work closely with tax professionals to help clients with tax planning and optimization. These professionals can help you identify tax-saving strategies and recommend tax-efficient investment options by analyzing your current tax situation. However, the WiserAdvisor directory for the state of Kentucky may not include advisors that specialize in providing tax-related services. In the "Advisory Services Provided" section, you will be able to confirm if tax planning and optimization are among the services an advisor offers.

      A vetted financial advisor in our directory for the state of Kentucky can help you develop an investment strategy that aligns with your goals and risk tolerance. They can provide guidance on how to diversify your portfolio, monitor your investments, and suggest adjustments as needed. Additionally, they can help you navigate market fluctuations and make informed decisions about buying and selling investments. If you are looking to improve your investment portfolio, read on about why professional investment management may be right for you.

      When choosing a financial advisor in Kentucky, it's crucial to avoid common mistakes such as overlooking credentials, neglecting to assess experience and track record, overlooking conflicts of interest, not seeking references or reviews, and neglecting to discuss the advisor's fee structure. By avoiding these mistakes, you can make a more informed decision and select a financial advisor who is qualified, experienced, unbiased, and aligned with your financial goals. To learn more, refer to our guide on choosing the best financial advisor in Kentucky.

      The cost of hiring a financial advisor in Kentucky varies depending on the advisor's experience, services, and fee structure. Some advisors charge a percentage of assets under management, ranging from approx. 1.02% or a fixed rate of approx. $7,500 and above. Meanwhile, other advisors charge an hourly rate, flat fees, or based on commission. It's important to understand the advisor's fee structure and any potential conflicts of interest before engaging in their services. To get a better understanding of how financial advisors charge and the factors influencing their fees, read more on what are the costs of hiring a financial advisor.

      To check if a financial advisor in Kentucky has any disciplinary actions or complaints filed against them, you can use the Financial Industry Regulatory Authority's (FINRA) BrokerCheck tool. This tool enables individuals to complete a thorough background check on financial professionals like brokers, brokerage firms, financial advisors, investment advisors, advising firms, etc. The detailed information provided through BrokerCheck includes their employment history, certifications, licenses, and active or past violations within the last ten years so that you can make an informed decision while hiring an advisor. We recommend using the following guide to learn how to use BrokerCheck to evaluate a financial advisor's credentials.

      Financial advisors in Kentucky offer a wide range of services, including retirement planning, investment management, estate planning, tax planning, insurance planning, and wealth management. The specific services that an advisor offers may depend on their area of expertise, so it's important to find an advisor whose services align with your needs and goals. By clicking on the "View full profile" button of any vetted financial advisor, you can access detailed information about their services, fees, credentials, and more. Read on to better understand how financial advisors can assist you with the various services they provide.

      When evaluating the qualifications of financial advisors in Kentucky, it is important to look for someone who is licensed and registered with the Securities and Exchange Commission (SEC) or the Financial Industry Regulatory Authority (FINRA). You may also want to consider their educational background, years of experience, and any relevant certifications, like Certified Financial Planners (CFP), Chartered Financial Analysts (CFA), Chartered Financial Consultants (ChFC), etc. To further explore the various credentials an advisor can hold, read more about advisor designations.

      To ensure that a financial advisor in Kentucky prioritizes your best interests, seek out advisors who adhere to a fiduciary standard, which legally obligates them to act in your best interests and avoid conflicts of interest. When selecting an advisor, inquire about their fiduciary status and how they will consistently prioritize your interests. To make sure your best interests are being considered, learn more about the role of a fiduciary financial advisor and the support they can provide.

      How often you should meet with your financial advisor in Kentucky may depend on your specific financial situation and goals. For complex finances, you may need to meet with your financial advisor weekly or monthly, while for those with regular income and simpler investments, quarterly or annual meetings may be enough. Your advisor can assist in determining the suitable meeting frequency based on your circumstances. Read on to learn more about how often you should meet with your advisor.

      Many financial planners and wealth managers in Kentucky are also tax professionals or work closely with tax professionals to help clients with tax planning and preparation. These professionals can help you minimize your taxes by analyzing your current tax situation, identifying tax-saving strategies, and recommending tax-efficient investment options. However, WiserAdvisor's directory may not include advisors that specialize in taxes. In the "Advisory Services Provided" section, you will be able to confirm if tax advice and tax preparation services are among the services they offer.

      Financial advisors in Kentucky typically use a range of resources and tools to track their client's investments and monitor financial progress. These may include creating regular portfolio reports to summarize investment performance and allocation, as well as utilizing risk assessment tools to help determine clients' risk tolerance and align investment strategies. Notably, the availability of resources can vary based on the advisor's expertise, firm practices, and individual client preferences. Therefore, it's important to inquire about an advisor's investment management process to gain more insight. To learn more, read on about how financial advisors track and monitor your financial goals.

      Yes, a financial advisor in Kentucky can help you prepare for your child's college expenses by analyzing your current financial situation, setting college savings goals, and providing guidance on college savings vehicles, such as the 529 College Savings Plan. Advisors can also help you navigate financial aid options when it is time for your child to go to college. To learn more about effective ways to save for college, read on about the best approaches to plan for a college education.

      When choosing a financial advisor in Kentucky, it's important to consider key factors including an advisor's qualifications, experience, and method of compensation. Additionally, it's important to consider their investment philosophy, approach to financial management, and whether a financial advisor is bound to act in your best interests. To ensure you are making an informed decision and choosing the right financial advisor to manage your finances, we recommend our guide on the 5 things to consider when hiring a financial advisor.

      Yes, there are financial advisors in Kentucky who specialize in helping individuals who are retiring without a retirement plan. These advisors understand the unique challenges faced by individuals in this situation and can provide guidance on creating a financial roadmap for retirement. They may assist in developing strategies to maximize savings, establish a sustainable retirement income, and explore investment options suited for late-stage retirement planning. To gain a deeper understanding of late-life retirement planning, read about how to plan for retirement if you are starting later in life.

      Working with a financial advisor in Kentucky can offer many benefits. As the advisor's client, you can benefit from the advisor's extensive knowledge, experience, and perspective resulting in you gaining peace of mind. Working with a financial advisor can also save you time managing your finances, help minimize investment risks, and potentially increase your investment returns as they can also help you identify areas of financial weakness and recommend strategies for improvement. To learn more, read about the benefits of working with a financial advisor.