VETTED
Todd Walz
AAMS®, AAMS®, CFP™, CDFA®


Tel: 502-329-2066 4969 US Hwy 42 Suite 1600 Louisville, KY 40222
About Todd Walz
Todd P. Walz is a First Vice President of Investments with Raymond James. He has more than twenty years experience as a financial advisor and holds three professional certifications. His most recent certification is Certified Divorce Financial Analyst® which was awarded by the Institute for Divorce Financial Analysts. His second certification is Accredited Asset Management Specialist® which was awarded in 2007 by the College for Financial Planning. In 2001 he obtained his CERTIFIED FINANCIAL PLANNER™ certification, awarded by the Certified Financial Planner Board of Standards Inc. Todd is a graduate of Centre College with a Bachelors of Science in Economics.
{Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP® (with flame logo), which it awards to individuals who successfully complete initial and ongoing certification requirements.} (Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.) Raymond James & Associates Inc., member New York Stock Exchange/SIPC. Please follow this link to additional disclosures: http://raymondjames.com/smrja.htm.
About Raymond James & Associates, Inc.{Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP® (with flame logo), which it awards to individuals who successfully complete initial and ongoing certification requirements.} (Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.) Raymond James & Associates Inc., member New York Stock Exchange/SIPC. Please follow this link to additional disclosures: http://raymondjames.com/smrja.htm.
We help to design and implement personalized wealth management solutions for affluent clients using a consultative, team based approach.
See DisclosuresGeneral Information
Firm Start Year:
2010
No. of Employees:
5-9 Employees
Name of Broker/Dealer:
Raymond James Financial Services, Inc.
Number of Years with Current Firm:
15
Work with the following types of clients:
Businesses, Individual Investors
Qualifications & Memberships
Insurance and Annuity Licenses:
Annuity, Health, Disability, Life, Variable Annuity, Long Term Care, Variable Life
Services
Investment Types:
Mutual Funds, Insurance, Alternative Investments, Annuities, Stocks, Bonds
I provide a free initial consultation:
Yes
Preferred meeting methods
Can meet clients in the following ways:
Our Office, Your Home, Your Office
Compensation and Fees
Fee Structure:
Fee-Based
Compensation Methods:
Flat Fee, Commissions, Hourly
Fee % Based on Assets:
1%
Firm Information
Advisor's Number of Clients:
150
Advisor's Number of Managed Clients:
150
Advisor's Number of Planning Clients:
150
Total Assets Under Management by Advisor:
$160000000
Education
Bachelor of Science - Economics:
Centre College
Additional Detailed Disclosures
Disclaimer
Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact our office for information and availability.
Links are being provided for information purposes only. Raymond James is not affiliated with and does not endorse, authorize or sponsor any of the listed websites or their respective sponsors. Raymond James is not responsible for the content of any website or the collection or use of information regarding any website's users and/or members.
© 2018 Raymond James & Associates, Inc., member New York Stock Exchange / SIPC | Privacy Policy | Terms of Use
22 Years of Experience
Compliance
Registered RepresentativeYes
Acknowledged fiduciaryYes
Compliance Disclosures in Last 5 yearsHave a clean record
Criminal Disclosures in Last 5 yearsHave a clean record
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