VETTED

Todd Walz

AAMS®, AAMS®, CFP™, CDFA®
Raymond James & Associates, Inc.
Todd Walz
Tel: 502-329-2066 4969 US Hwy 42 Suite 1600 Louisville, KY 40222
About Todd Walz
Todd P. Walz is a First Vice President of Investments with Raymond James. He has more than twenty years experience as a financial advisor and holds three professional certifications. His most recent certification is Certified Divorce Financial Analyst® which was awarded by the Institute for Divorce Financial Analysts. His second certification is Accredited Asset Management Specialist® which was awarded in 2007 by the College for Financial Planning. In 2001 he obtained his CERTIFIED FINANCIAL PLANNER™ certification, awarded by the Certified Financial Planner Board of Standards Inc. Todd is a graduate of Centre College with a Bachelors of Science in Economics.

{Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP® (with flame logo), which it awards to individuals who successfully complete initial and ongoing certification requirements.} (Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.) Raymond James & Associates Inc., member New York Stock Exchange/SIPC. Please follow this link to additional disclosures: http://raymondjames.com/smrja.htm.
About Raymond James & Associates, Inc.
We help to design and implement personalized wealth management solutions for affluent clients using a consultative, team based approach.
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General Information
Firm Start Year:

2010

No. of Employees:

5-9 Employees

Name of Broker/Dealer:

Raymond James Financial Services, Inc.

Number of Years with Current Firm:

15

Work with the following types of clients:

Businesses, Individual Investors

Qualifications & Memberships
Insurance and Annuity Licenses:

Annuity, Health, Disability, Life, Variable Annuity, Long Term Care, Variable Life

Services
Investment Types:

Mutual Funds, Insurance, Alternative Investments, Annuities, Stocks, Bonds

I provide a free initial consultation:

Yes

Preferred meeting methods
Can meet clients in the following ways:

Our Office, Your Home, Your Office

Compensation and Fees
Fee Structure:

Fee-Based

Compensation Methods:

Flat Fee, Commissions, Hourly

Fee % Based on Assets:

1%

Firm Information
Advisor's Number of Clients:

150

Advisor's Number of Managed Clients:

150

Advisor's Number of Planning Clients:

150

Total Assets Under Management by Advisor:

$160000000

Education
Bachelor of Science - Economics:
Centre College
22 Years of Experience
CRD# 2799218Firm CRD# 705Series: 65, 66, 7
Compliance
Registered RepresentativeYes
Acknowledged fiduciaryYes
Compliance Disclosures in Last 5 yearsHave a clean record
Criminal Disclosures in Last 5 yearsHave a clean record
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