Robert manages $25 million in AUM as of 5/31/2025. Robert began his investment industry career in 2010. He serves high-net-worth individuals and their families by developing and implementing customized wealth management plans designed to suit their changing needs. His commitment is to provide trusted guidance, outstanding service, and simplified, objective education to all of his clients and their families.
Prior to joining his father as a financial advisor at Stifel, Robert worked as a construction manager for 14 years. He earned a B.S. in Civil Engineering from Worcester Polytechnic Institute and holds Series 7 and 66 securities licenses and life, health, and variable insurance licenses (including annuities).
When not in the office, Robert enjoys being on the ocean cruising or searching for fish. He also enjoys playing golf with family and friends.
Before founding Engineered Wealth Solutions, Robert L. Capone, Jr., spent 14 years as a construction manager, overseeing large commercial projects. He then began his finance career working with his father, who has over 40 years of industry experience and taught Robert the steps to building financial success.
Robert's real-world engineering experience helps him connect with professionals from a host of demanding industries, allowing him to speak their language and translate key financial concepts.
General Information |
| Insurance License#: | 15743310 |
| Name of Broker/Dealer: | Commonwealth Financial Network |
| States Licensed in: | CA, MA, ME, MO, NH, PA, RI, TN |
| Number of Years with Current Firm: | 1 |
| Work with the following types of clients: | Businesses, Individual Investors, Non-Profit Organizations |
| Foreign Languages Serviced: | English |
| Advisory Services Provided: | Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses |
Services |
| Investment Types: | Mortgages & Real Estate, Commodities, Insurance, Annuities, Stocks, Bonds, Mutual Funds, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI) |
| Can meet clients in the following ways: | Email, Phone, Our Office, Your Office, Your Home, Video Conference, Our Offices |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Annuity, Long Term Care, Variable Annuity, Life, Variable Life |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Minimum Portfolio Size for New Managed Accounts: | $150,000 |
| Compensation Methods: | Based on Assets, Commissions |
| Fee % Based on Assets: | 1.25 |
| Additional Details on Charges: | Planning fee included in Fee % based on assets |
| Minimum Fee Charged for Managed Accounts: | $1500 |
| Minimum Fee Charged for Hourly Planning Accounts: | $0 |
Education |
| Bachelor of Science - Civil Engineering | Worcester Polytechnic Institute - Worcester, MA 9/1991-12/1995 |
Financial Services |
| Financial Planning for Businesses
Whether it's navigating tax strategies, optimizing cash flow, or preparing for succession, well design a strategy that seeks growth, stability, and longevity for your businesses. |
| Retirement Planning
Precision, balance, vision - we'll help design a blueprint that utilizes all three and accounts for your resources, timelines, and goals for the future. We'll help ensure your hard work pays off when it matters most. |
| Estate Planning & Trusts
Engineering professionals know that building something that lasts takes thorough planning and precision. With our guidance, we'll help you craft a financial plan for a lasting legacy that works hard to preserve your wealth for future generations. |
| Education Funding and Planning
We'll help you create a plan that optimizes savings and forecasts costs, allowing your children or loved ones to pursue their dreams without being weighed down by financial challenges. |
| Wealth Management
We'll provide tailored advice, integrating investment strategies, tax optimization, and risk management to help build a solid, resilient financial foundation that's made to stand the test of time. |
| Money Management
A savings strategy needs to be strong, adaptable, and built to support everything that comes next. We'll help design a plan that aligns with your goals, whether you're saving for a home, future milestone, or safety net for life's uncertainties. |
Disclosures |
|
Commonwealth Financial Network ADV 2A Additional Detailed Disclosures |
Disclaimer |
| Securities and advisory services offered through Commonwealth Financial Network®, Member FINRA/SIPC, a Registered Investment Adviser. Fixed insurance products and services are separate from and not offered through Commonwealth Financial Network®. Robert Capone is dually registered as a registered representative and investment adviser representative of Commonwealth Financial Network®. In these roles, Robert Capone is able to offer two types of accounts: brokerage accounts and asset management accounts. When serving as your advisor on a brokerage account, Robert Capone is required to act in accordance with the requirements of Regulation Best Interest (Reg BI). When serving as your advisor on an asset management account, Robert Capone is required to act in a fiduciary capacity. In addition to the annual management fee, PPS Custom Program clients may pay platform fees, administrative charges, and miscellaneous account fees and charges, as described in the Master Services Agreement (MSA) or PPS Client Agreement (as applicable) and Commonwealth's ADV Part 2A Brochure. The Commonwealth Advisor(s) associated with this profile may discuss and/or transact business only with residents of states in which they are registered. You may review a list of Advisor's registrations and other information by visiting BrokerCheck. |
Registered Representative:
Yes
Investment Advisor Representative:
Yes
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
I have a clean record
Criminal Disclosures in Last 5 years:
I have a clean record
| Mon. | 9:00 AM - 6:00 PM |
| Tue. | 9:00 AM - 6:00 PM |
| Wed. | 9:00 AM - 6:00 PM |
| Thu. | 9:00 AM - 6:00 PM |
| Fri. | 9:00 AM - 6:00 PM |
| All US States |
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