wiseradvisor

Best Fee-Based Financial Advisors Near You

Advisor Match

Fee-based financial advisors are advisors that get compensated not only through a fee paid by their clients, but also via other financial products such as insurance commissions, mutual fund shares, etc. that they sell. A fee-based advisor may be a suitable choice for your financial needs if you’re looking for an advisor who can assist you with a range of financial services, ranging from financial planning, investment management, to even managing your insurance costs. While making your decision to hire a fee-based financial advisor, it is important to ensure they are bound by a fiduciary duty and are putting your interests as a client before their own.

WiserAdvisor has shortlisted a list of qualified and experienced fee-based financial advisors that may be suited to meet your unique financial needs and goals. You will find more information about our fee-based financial advisors below, which includes information about their qualifications, years of experience, and the financial services they offer. This information can help you assess if they are the best financial advisor for your financial requirements.

NOTE: The list of financial advisors mentioned below do not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you.

List of Qualified Fee-Based Financial Advisors

Financial Advisor Experience AUM Minimum Assets Fee Structure
Peter D. Shelp
CFP®, ChFC®, Accredited Wealth Management Advisor(AWMA), AWMA®, CRPS®, CRPC®
JANNEY MONTGOMERY SCOTT LLC
# Office Center 270 270 Pierce Street,
Kingston, PA 18704
31 Not Specified $500000 Fee-Based
David Naert
OPPENHEIMER & COMPANY
1 N. Brentwood Blvd,
Suite 600,
Clayton, MO 63105
33 $150,000,000 $500,000 Fee-Based
Daniel R. Martin
CFP®, AIF®
D.R. MARTIN AND ASSOCIATES
1 University Plaza Drive,
Suite 412,
Hackensack, NJ 07601
20 Not Specified $250000 Fee-Based
Jason Landers
CFP®
KEEL POINT
100 Church Street,
Suite 500,
Huntsville, AL 35801
21 $216,000,000 $500,000 Fee-Based
CAZ LEVINSKI CRAFFY
CWM; ChFM; AMC; CTEP; C.G.R.C.S.; A.F.A.
MONMOUTH CAPITAL MANAGEMENT
101 Crawfords Corner Road,
Suite 4127,
Holmdel, NJ 07733
20 969,000,000 250,000 Fee-Based
Janet Galloway
CFP®, CDFA®
B&B STRATEGIC MANAGEMENT
1010 Old US HWY 1 S,
Southern Pines, NC 28387
8 Not Specified Not Specified Fee-Based
Russ Kefauver
Chartered Retirement Planning Counselor (CRPC®), AWMA®, CRPC®
KEFAUVER FINANCIAL PLANNING & WEALTH MANAGEMENT
1020 William Blount Dr.,
Maryville, TN 37801
15 Not Specified $0 Fee-Based
Mark Pietrofesa
CFP®
SUMMIT FINANCIAL ADVISORS, LLC
109 Baldwin Ave,
San Mateo, CA 94401
32 Not Specified $100,000 Fee-Based
James Claiborne
ChFC®, CFS, CLU®
FINANCIAL PARTNERS GROUP
10925 Antioch Road,
Suite 100,
Overland Park, KS 66210
28 115000000 Not Specified Fee-Based
Jim Falcone
CFP®, AIF®, Accredited Investment Fiduciary® (AIF)
FULCRUM WEALTH ADVISORS, LLC
10940 NE 33rd Place,
Suite #210,
Bellevue, WA 98004
25 NTK $250,000 Fee-Based
Curtis Harrington
CENTRAL FINANCIAL SERVICES
11126 O Street,
Omaha, NE 68137
21 Not Specified $50,000 Fee-Based
Chad Coe
COE FINANCIAL GROUP
1121 Lake Cook Road Suite P,
Deerfield, IL 60015
35 $175,000,000 Not Specified Fee-Based
Daniel Chen
DC STRATEGIES, INTEGRATED WEALTH MGT.
12 Christopher Way,
Suite #200,
Eatontown, NJ 07724
28 $40mm 500k Fee-Based
Andrew Hermsen
Accredited Investment Fiduciary® (AIF)
HERMSEN WEALTH MANAGEMENT
1200 Centennial Centre Blvd,
Suite 300,
Hobart, WI 54155
19 $314,000,000 $0 Fee-Based
Chris Kramer
RK WEALTH MANAGEMENT, LLC
1200 Valley West Drive,
Suite 403,
West Des Moines, IA 50266
25 Not Specified Not Specified Fee-Based
Nicholas Vali
ChFC®
DIAMOND STATE FINANCIAL GROUP
121 Continental Drive, Suite 110,
200 E. State Street, Suite 303, Media, PA 19063,
Newark, DE 19713
Not Disclosed Not Specified Not Specified Fee-Based
Jeff Headrick
INSPIRE FINANCIAL PLANNING, LLC
1213 Culbreth Drive,
Wilmington, NC 28405
20 1.5B Not Specified Fee-Based
Jason Thrap
CFP®, ChFC®, WMCP®, ChSNC®, RICP®, CASL®, CLU®
NORTHWESTERN MUTUAL
1245 Jordan Creek Parkway,
Suite 200,
West Des Moines, IA 50266
11 Not Specified 250000 Fee-Based
Richard Reyes
CFP®
WEALTH AND BUSINESS PLANNING GROUP, LLC
125 S. Swoope Ave,
Suite 109,
Maitland, FL 32751
21 Not Specified 100000 Fee-Based
John McAulay
CFP®, CLTC®
MCAULAY FINANCIAL AT LPL
126 W. Chatham Street,
Cary, NC 27511
20 $60,000,000 $500,000 Fee-Based
David Bobrowsky
CFP®, ChFC®, Chartered SRI Counselor
GATEWAY FINANCIAL ADVISORS, INC.
1261 Locust St.,
Suite #60,
Walnut Creek, CA 94596
21 Not Specified Not Specified Fee-Based
John Mossa
CFP®, EA
WELLESLEY FINANCIAL PLANNERS
130 Maple Ave,
Suite 1B,
Red Bank, NJ 07701
39 363,000,000.00 $200,000.00 Fee-Based
Paul C. Koenig Jr.
CFP®, ChFC®, RFC®, CRPC®
INTEGRATED FINANCIAL PARTNERS
1300 Route 73 Suite 314,
Mount Laurel, NJ 08054
13 $120,000,000 Not Specified Fee-Based
Brent McDonald
AIF®
TAR HEEL WEALTH MANAGEMENT
1333 2nd Street NE Suite 303,
Hickory, NC 28601
16 Not Specified Not Specified Fee-Based
Greg Rieckhoff
VALLEY ASSET MANAGER
13955 W Preserve Blvd #302,
Burnsville, MN 55337
34 5,000,000 250,000 Fee-Based
Jed Limmer
CIMA®
BICOASTAL WEALTH MANAGEMENT
142 West 57th Street,
New York, NY 10019
13 Not Specified Not Specified Fee-Based
Rick Martinez
CFP®
RDM FINANCIAL
1425 W Foothill Blvd.,
Suite 125,
Upland, CA 91786
11 Not Specified $100,000 Fee-Based
Coach Pete D'Arruda
RFC®, RICP®, MRFC
CAPITAL FINANCIAL ADVISORY GROUP, LLC
1500 Town Side Drive, Suite 200,
Call : (919) 657-4201,
Apex, NC 27502
27 Not Specified Not Specified Fee-Based
Strategic Investment Partners
Accredited Investment Advisor
STRATEGIC INVESTMENT PARTNERS
1508 Military Cutoff Rd.,
Suite 206,
Wilmington, NC 28403
50 Not Specified Not Specified Fee-Based
Steve DeCesare
CFP®
DECESARE RETIREMENT SPECIALISTS
1515 Market Street,
Suite 1200,
Philadelphia, PA 19102
19 Not Specified $100,000 Fee-Based
Jim Lepp
CFP®, CDFA®
TRINITY FINANCIAL PLANNING
1530 Habersham Place,
Cumming, GA 30041
11 <10M $100,000 Fee-Based
Jeremy Keil
CFP®, Certified in Long-Term Care (CLTC), Chartered Financial Analyst (CFA), Chartered Financial Consultant (ChFC®), ChFC®, Chartered Life Underwriter (CLU®), Certified Investment Management Analyst (CIMA®)
KEIL FINANCIAL PARTNERS
15350 W. National Ave,
Suite 214,
New Berlin, WI 53151
18 $105,000,000 Not Specified Fee-Based
William L. Meyer
Chartered Life Underwriter (CLU®), Chartered Financial Consultant (ChFC®), Accredited Investment Fiduciary® (AIF)
CUTTER & COMPANY, INC.
15415 Clayton Road,
Ballwin, MO 63011
Not Disclosed Not Specified Not Specified Fee-Based
John Severy-Hoven
CFP®, MBA
ORACLE FINANCIAL PLANNERS LLC
1595 Selby Avenue,
Suite 213,
Saint Paul, MN 55104
6 Not Specified $50,000 Fee-Based
Todd Hasty
NASH - HASTY INVESTMENT SERVICES, INC.
1605 W Candletree Dr,
Ste 108,
Peoria, IL 61614
26 $27,500,000.00 $100,000.00 Fee-Based
Michelle Anthony
AIF®
MODERN WEALTH MANAGEMENT
1640 East River Road,
Suite 208,
Tucson, AZ 85718
18 $450,000,000 Not Specified Fee-Based
Karla Stanton
CFP®, ChFC®, AIF®
ENGLER, GARROW & ROTH, LTD
1645 Indian Wood Circle,
Ste.102,
Maumee, OH 43537
33 Not Specified $100,000 Fee-Based
Timothy Van Houten
NSSA®
VAN HOUTEN & ASSOCIATES, INC
1702 E. Highland Avenue,
Suite 130,
Phoenix, AZ 85016
28 $22,400,000 $250,000 Fee-Based
Todd E. Hoins
LUTCF®
BROKERAGE SPECIALISTS, INC.
1828 North Webb Rd.,
Ste 2,
Grand Island, NE 68803
Not Disclosed Not Specified Not Specified Fee-Based
Bryan Beatty
CFP®, Accredited Investment Fiduciary® (AIF)
EGAN, BERGER AND WEINER, LLC
1919 Gallows Rd, Suite 980,
Vienna, VA 22043
23 $425,000,000 $250K and up Fee-Based
TONY MONTANARI
CIMA®
ACM WEALTH MANAGEMENT
1927 S. Tryon Street,
Suite 205,
Charlotte, NC 28203
24 $135,000,000 $500,000 Fee-Based
William Ryon
AIF®
RYON WEALTH STRATEGIES
1997 Annapolis Exchange Parkway,
Suite 300,
Annapolis, MD 21401
28 Not Specified Not Specified Fee-Based
Paul Taghibagi
CFP®
SIGNATURE ESTATE & INVESTMENT ADVISORS, LLC
2121 Avenue of the Stars,
Suite 1600,
Los Angeles, CA 90067
29 $583,000,000 $500,000 Fee-Based
Jeffrey Wilcock
RFC®
SEROS FINANCIAL
2141 E. Broadway Rd.,
Suite 220,
Tempe, AZ 85282
27 $155,000,000 $250,000 Fee-Based
Mahesh Odhrani
CFP®, ChFC®, AIF®
STRATEGIC WEALTH DESIGN
2190 E. Pebble Rd.,
Suite 260,
Las Vegas, NV 89123
18 $1100000 $250,000 Fee-Based
David Levy
CFP®
DIVERSIFIED, LLC
2200 Concord Pike,
Suite 104,
Wilmington, DE 19803
14 1,000,000,000 $100,000 Fee-Based
John Wedell
CRPC®
ROBERT W BAIRD
2205 Point Boulevard, #150,
Elgin, IL 60123
27 $84,000,000 $50,000 Fee-Based
John C. Wahl
CFP®, ChFC®
ONE BRIDGE WEALTH MANAGEMENT
230 South Bemiston Avenue, Suite 910,
Saint Louis, MO 63105
6 Not Specified $500,000 Fee-Based
Les H. Kern
CRFA, LUTCF®
D.H. HILL WEALTH MANAGEMENT
2306 Wrightsville Ave.,
Unit 201,
Wilmington, NC 28403
37 $20,000,000 Not Specified Fee-Based
Mark I Bailey
SELECT WEALTH ADVISERS
2450 St. Rose Pkwy, Suite 210,
Henderson, NV 89074
10 $105,000,000 $250,000 Fee-Based
G. Adair Tyler
CLTC®, CRPC®
LPL
25020 Shore Parkway,
Ste 2B,
Onley, VA 23418
20 >300,000,000 25000 Fee-Based
Michael MacLean
CFP®
MERCANTILE PRIVATE WEALTH MANAGEMENT
255 Park Ave,
STE 1000,
Worcester, MA 01609
14 Not Specified Not Specified Fee-Based
Matt Adams
CFP®, ChFC®, CLU®
JONES & ROTH
260 Country Club Rd,
#100,
Eugene, OR 97401
20 $125,000,000 Not Specified Fee-Based
Michael Marion
CFP®
MARION WEALTH MANAGEMENT
2790 Monroeville,
Suite 640,
Monroeville, PA 15146
33 $175,000,000 Not Specified Fee-Based
Kyle Shores
CAS, CAS
MERIT
2801 Network Blvd.,
Suite 503,
Frisco, TX 75034
20 200,000,000 $250,000 Fee-Based
Kevin Pentz
CFP®
WEALTHMARK ADVISORS
2819 NW Kitsap Place,
Suite 201,
Silverdale, WA 98383
9 Not Specified $100,000 Fee-Based
Howell Cullens
PIEDMONT FINANCIAL PARTNERS
2901 reynolds walk trail,
ste 202,
Greensboro, GA 30642
Not Disclosed Not Specified $250000 Fee-Based
Peter F. Gaertner
CFP®, RICP®, CDFA, RICP, MBA, CDFA®
AFFINITY WEALTH MANAGEMENT, LLC
2961 Centerville Rd,
Suite 310,
Wilmington, DE 19808
13 550000000 $500,000 Fee-Based
Jake Marcoux
CFP®, ChFC®, CLU®
LEGACY CAPITAL
300 Red Brook Blvd,
Suite 320,
Owings Mills, MD 21131
18 350,000,000 $50,000 Fee-Based
Joseph J Mastroianni
CRPC®
365 WEALTH PARTNERS
304 W Venice Ave., Ste 205,
Venice, FL 34285
20 50MM 500K Fee-Based
Chris Siverson
MBA
LPL FINANCIAL
3050 Sienna Drive South Suite 100,
Fargo, ND 58104
12 $1,421,770 $50000 Fee-Based
James Elios
CFP®, Chartered Financial Consultant (ChFC®), ChFC®, CLU®
ELIOS FINANCIAL GROUP, INC.
30700 Center Ridge Road,
Westlake, OH 44145
25 135,000,000 $250,000 Fee-Based
Rod Schauer
ChFC®, Chartered Financial Consultant
COMPLETE INVESTMENT ADVISORY LLC
3211 Fiechtner Dr,
Suite 6,
Fargo, ND 58103
31 NA 50,000 Fee-Based
Michael Lehman
CFP®
FOCUS WEALTH STRATEGIES
3419 Brook Crossing Drive,
Brandon, FL 33511
26 Not Specified $50,000 Fee-Based
Rick Lucas
NESTEGG WEALTH ADVISORS
3521 Main St Ste.,
Ste 101,
Rowlett, TX 75088
20 26,000,000 Not Specified Fee-Based
Curt Clegg
CFP®
AMA FINANCIAL PARTNERS
357 McCaslin blvd #200,
Louisville, CO 80027
16 Not Specified $25,000 Fee-Based
Roger Abel
PREMIER INVESTMENTS OF IOWA, INC.
3600 1st Ave NE,
Ste 100,
Cedar Rapids, IA 52402
15 Not Specified $ Fee-Based
Joseph N Vitale
AMERICAN RETIREMENT ADVISORS
3778 S. Lapeer Rd,
Metamora, MI 48455
32 $30,000,000 Not Specified Fee-Based
Edward Camp
CFP®, ChFC®, CLU®
CFD INVESTMENTS, INC
3835 Edison Lakes Parkway Suite 300,
Mishawaka, IN 46545
31 $110,000,000.00 Not Specified Fee-Based
H. Lee Little
CFP®
JAX WEALTH ADVISORS
3840 Belfort Road,
Suite 103,
Jacksonville, FL 32216
24 Not Specified $250K Fee-Based
James Bartley (Jeb)
ChFC®, LUTCF®
CFS INC.
3945 Parnell Ave,
Fort Wayne, IN 46805
33 $30 Million + $50,000 Fee-Based
Ron Moody
CFP®, CSA®, CRPC®
OAK TREE FINANCIAL SERVICES, LLC
400 Bob Wallace Ave SW,
Huntsville, AL 35801
41 $108,000,000 $100,000 Fee-Based
Keith B Hawk
Accredited Asset Management Specialist (AAMS®), AAMS®
HAWK FINANCIAL GROUP
400 Northampton St.,
Suite 300,
Easton, PA 18042
22 Not Specified $50,000 Fee-Based
Bryan Foronjy
CFP®
FORONJY FINANCIAL
401 Chapala St #105,
Santa Barbara, CA 93101
14 $135000000 $250000 Fee-Based
Brian O. Butler
CPFA, CRPC®, CEPA®
WEALTH STANDARD FINANCIAL
4101 Greenbriar Dr,
Suite 236,
Houston, TX 77098
22 50000000 5000 Fee-Based
Jarret Rodriguez-Conklin
ChFC®, CIMA®
HOMESTEAD WEALTH MANAGEMENT, CORP
413 East Foothill Boulevard, Suite 100,
San Dimas, CA 91773
16 $62,000,000 Not Specified Fee-Based
Michael Kelsey
LPL FINANCIAL
425 Metro Place North #620,
Dublin, OH 43017
20 $10000000 $25,000 Fee-Based
Robert Tubridy
CFP®, ChFC®, MBA
CT FINANCIAL PARTNERS
447 Naubuc Ave,
Suite 109,
Glastonbury, CT 06033
20 Not Specified Not Specified Fee-Based
Michael Stewart
CFP®, RFC®
CRYSTAL LAKE TAX & FINANCIAL INC
451 Coventry Lane,
Suite 102,
Crystal Lake, IL 60014
21 1,100,000,000 Not Specified Fee-Based
R. J. Kelly
AEP®, ChFC®, RICP®, MSFS, CEPA®, CLU®
WEALTH LEGACY GROUP, INC.
4540 Kearny Villa Road,
Suite 114,
San Diego, CA 92123
35 $75,000,000 $1,000,000 Fee-Based
Peter Levine
CFP®, ChFC®, CLU®
AMERIPRISE FINANCIAL SERVICES, LLC
481 8th Avenue,
Suite 1130,
New York, NY 10001
21 Not Specified $100,000 Fee-Based
George Popov
M.B.A., EA
DIVERSIFIED FINANCIAL STRATEGIES
4911 S. Sherwood Forest Blvd,
Suite A,
Baton Rouge, LA 70816
27 Not Specified Not Specified Fee-Based
Spencer Corzine
CFP®
AVH INVEST
500 E. Whitestone Blvd.,
P.O. Box 1977,
Cedar Park, TX 78630
25 $250,000,000 $100,000 Fee-Based
Sean Pahut
MONTANA WEALTH MANAGEMENT
501 RIVER DR S STE 200,
Great Falls, MT 59405
25 Not Specified 100,000 Fee-Based
Michael Travis
CFP®
FINANCIAL DESIGNS OF VIRGINIA
5041 Corporate Woods Dr. Ste 240,
Virginia Beach, VA 23462
44 Not Specified $250,000 Fee-Based
Geoff Keller
CPWA®, CIMA®
WESTERN RETIREMENT CONSULTANTS
5251 DTC Pkwy,
Ste 1045,
Greenwood Village, CO 80111
14 Not Specified Not Specified Fee-Based
Armand Atkinson
CFP®, ChFC®, CIMA®, AIF®, CDFA®, CLU®
ADVANCED WEALTH PLANNING GROUP
5401 W Kennedy Blvd, Ste 460,
Tampa, FL 33609
15 Not Specified Not Specified Fee-Based
Rey Descalso
AIF®, AAMS®
PRIVADA WEALTH MANAGEMENT
549 North Wymore Road,
Maitland, FL 32751
15 $65000000 Not Specified Fee-Based
Chris Mankoff
CFP®
JTL WEALTH PARTNERS
550 Reserve St,
Suite 190,
Southlake, TX 76092
12 25,000,000 $250,000 Fee-Based
Ryan Joelson
CFP®, APMA®, CMFC®, CPA, CFA®, CRPC®
COASTAL WEALTH MANAGEMENT
56 Williams Avenue,
Mystic, CT 06355
22 815,000,000 500,000 Fee-Based
Daniel Wiersma
AIF®
HARBOR WEALTH MANAGEMENT / LPL FINANCIAL
5801 Soundview Drive #250,
Gig Harbor, WA 98335
30 $40,000,000 250000 Fee-Based
Ira Zito
CFP®, ChFC®
FINANCIAL PEAK
5850 Canoga Ave., Suite 400,
Suite 400,
Woodland Hills, CA 91367
24 45 Billion $50,000 Fee-Based
Jason Lazurick
MBA
SCHUYLKILL FINANCIAL LLC
600 Eagleview Blvd.,
Suite 300,
Exton, PA 19341
18 Not Specified $250,000 Fee-Based
Andrew Gentile
CFP®, ChFC®, AIF®, Chartered Leadership Fellow (CLF), CLTC®, CDFA®, CLU®
NOVEM GROUP
601 Heritage Drive,
Suite 225,
Jupiter, FL 33458
38 Not Specified Not Specified Fee-Based
Edward Taylor
AIF®
THE JAMISON EDWARD GROUP
601 NE 70th Street,
#101,
Kansas City, MO 64118
22 $2M $0 Fee-Based
Doug Miller J.D.
CFP®, CLU®
NORTHWESTERN MUTUAL
6011 University Blvd Suite 370,
Ellicott City, MD 21043
21 $61,000,000.00 $500,000.00 Fee-Based
Emily Robbins
CRPS®, Professional in Financial Planning
VIRGINIA ASSET GROUP
607 Lynnhaven Parkway,
Virginia Beach, VA 23452
17 $500,000,000 Not Specified Fee-Based
Glenn Fischer
MBA
FISCHER WEALTH ADVISORS (FWA)
6076 Franconia RD,
B,
Alexandria, VA 22310
30 200000 $100,000.00 Fee-Based
Ryan Gunn
CFP®
GUNN FINANCIAL ASSOCIATES
616 S El Camino Real, Suite H,
San Clemente, CA 92672
35 $90,000,000+ Not Specified Fee-Based
Kenneth Beber
CFS, AIF®
PEAK FINANCIAL, INC.
6160 Warren Parkway,
Suite 100,
Frisco, TX 75034
20 Not Specified Not Specified Fee-Based
Paul O'Hara & Jeffrey S. Markewich
ASBURY WEALTH PARTNERS
6385 Corporate Drive,
Suite 205,
Colorado Springs, CO 80919
25 $40,000,000 Not Specified Fee-Based
Michael Geitner
CFP®
VINTAGE WEALTH ADVISORS
700 Main St,
Suite 305,
Napa, CA 94559
13 Not Specified Not Specified Fee-Based
Brady Zwiefelhofer
CFP®, FIC, AEP®, ChFC®, RICP®, CLTC®, CLU®
THRIVENT FINANCIAL
705 Bay Street Suite 2D,
Chippewa Falls, WI 54729
6 Not Specified $50,000 Fee-Based
Jacob P Kinney
FIC
CAPITOL REGION GROUP
71 Raymond Rd.,
West Hartford, CT 06107
8 Not Specified 50000 Fee-Based
Bruce Hosler
EA, CFP®, AIF®, CEPA®, CDFA®
HOSLER WEALTH MANAGEMENT
7400 E Pinnacle Peak Rd,
Suite #100,
Scottsdale, AZ 85255
24 Not Specified $1,000,000 Fee-Based
D. Michael Burleigh
PEAK CAPITAL MANAGEMENT
750 SE Indian Street,
Stuart, FL 34997
30 Not Specified $250,000.00 Fee-Based
George Jackson
CFP®, CMT®, ChFC®, CPA, CFA®, CLU®
JACKSON WEALTH MANAGEMENT
755 Primera Blvd, Suite,
Lake Mary, FL 32746
32 816,133,696.63 $500K+ Fee-Based
Joseph Weber
CPFA, CFS, AIF®, AAMS®
INTEGRATED FINANCIAL SOLUTIONS, PLLC
7650 S. McClintock Dr,
Tempe, AZ 85284
18 Not Specified 150000 Fee-Based
Gregory Manto
CFP®, APMA®, ChFC®, CAS, CSA®, AWMA®, RICP®, CRPC®, CLU®
IRON BIRCH ADVISORS, A FINANCIAL ADVISOR PRACTICE OF AMERIPRISE FINANCIAL SERVICES, LLC
767 Third Avenue, 38th Floor,
New York, NY 10017
25 450,000,000 Not Specified Fee-Based
Timothy Walla
CFP®, CFEd®
WALLA STREET WEALTH MANAGEMENT, INC.
8102 West 131st Court, Suite 1000,
Overland Park, KS 66213
23 $145,000,000+ $50.000+ Fee-Based
Evan R. Guido
Wealth Management Specialist (WMS)
THE EVAN GUIDO GROUP I WEALTH
8225 Natures Way #119,
Lakewood Ranch, FL 34202
17 46 Billion $250,000 Fee-Based
Erich Imphong
CFP®
PLOTKIN FINANCIAL ADVISORS, LLC
8401 Connecticut Ave,
Suite 400,
Chevy Chase, MD 20815
13 Not Specified Not Specified Fee-Based
Brian Low
Certified Senior Advisor (CSA)®
BRIAN LOW FINANCIAL GROUP
8414 Bluebonnet Blvd.,
Suite 100,
Baton Rouge, LA 70810
11 Not Specified $50000 Fee-Based
John Finn
Chartered Financial Consultant (ChFC®), ChFC®, CLU®
FINN AND MEEHAN WEALTH MANAGEMENT
850 Aquidneck Ave,
Ste A4,
Middletown, RI 02842
30 200000000 250000 Fee-Based
Roshan Loungani
CFP®, CRPC®
ARETE WEALTH MANAGEMENT, LLC
8500 Leesburg Pike, Suite 210,
Vienna, VA 22182
22 $50,000,000 Not Specified Fee-Based
Marc Clark
CFP®, MBA
GOSS WEALTH MANAGEMENT
858 Camp Street New Orleans, LA 70130,
New Orleans, LA 70115
13 $55,000,000 Not Specified Fee-Based
Aaron C. Montez
CFP®
VALIDUS FINANCIAL ASSOCIATES
8877 West Union Hills Drive Suite 540,
Peoria, AZ 85382
22 350,000,000 $100,000 Fee-Based
Craig Adamson
CRC®, CRPS®, RMA - Retirement Management Advisor
TRUEWEALTH STEWARDSHIP
888 10th Street,
Suite 101,
Marion, IA 52302
25 $40MM Not Specified Fee-Based
David Hobbs
CFP®, CCFS
CEDAR WEALTH PARTNERS
8910 Purdue Rd, Suite 240,
Indianapolis, IN 46268
13 611,667,169 $5,000 Fee-Based
Timothy Creath
ChFC®, QKA, CLU®
CREATH FINANCIAL SERVICES
903 Sienna Drive,
Schaumburg, IL 60193
30 $3,000,000 $50,000 Fee-Based
Eric Douglas
CFP®, AIF®, CLTC®
FAMILY WEALTH PLANNING PARTNERS
9200 Shelbyville Road Ste 103,
Louisville, KY 40222
14 $130,000,000 $100,000 Fee-Based
Bryan Foronjy
CFP®
FORONJY FINANCIAL
956 Walnut St,
Suite 200,
San Luis Obispo, CA 93401
14 135000000 $250000 Fee-Based
Ryan Woodring
CFP®
HERITAGE INVESTMENT PARTNERS, LLP / LPL FINANCIAL ADVISOR
97 Main Street,
Chatham, NJ 07928
19 Not Specified $100,000 Fee-Based
Simon Reeves
TIDEROCK FINANCIAL
9900 Research Drive,
Irvine, CA 92618
25 $95,000,000.00 $500,000 Fee-Based
Tony Montanari
CIMA®
ACM WEALTH MANAGEMENT
Serving Asheville Surrounding Area,
38 Orchard Street,
Asheville, NC 28801
23 $130,000,000 500,000 Fee-Based
David W. Treichler
CFP®, AIF®, CLU®
ARABELLA WEALTH ADVISORS
The University Building,
120 E. Washington St. Ste 922,
Syracuse, NY 13202
25 $50,000,000.00 $50,000. Fee-Based
John Salomon
CFP®, CPA
J2 CAPITAL MANAGEMENT, INC.
1222 SE 47th St,
Office Suite C-1,
Cape Coral Fl & Troy Mi, FL 33914
23 $130,000,000 Not Specified Fee-Based
Todd Perry
CFP®, CPWA®, CIMA®
EXECUTIVE WEALTH MANAGEMENT
135 W North Street Ste 1,
Brighton, MI 48116
15 Not Specified $250,000 Fee-Based
Atchison Wealth Team
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC.
15808 West Dodge Rd. Suite 103,
Omaha, NE 68118
9 215,000,000 Not Specified Fee-Based
Jeffrey Casey
CFP®
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC.
15808 West Dodge Rd. Suite 103,
Omaha, NE 68118
5 Not Specified Not Specified Fee-Based
Mark S. La Spisa
CFP®, CFS, AIF®, CRPS®
VERMILLION FINANCIAL ADVISORS
16 Executive Court,Suite 3,
Barrington, IL 60010
32 Not Specified Not Specified Fee-Based
Jimmy Gonzalez
CRPC®
ANTHEM ADVISORS
200 South Biscayne Boulevard,
20th Floor,
Miami, FL 33131
21 Not Specified Not Specified Fee-Based
David Steger
CFP®, CFA®
THE ADVISORYONE GROUP
200 West Adams Street Suite 2450,
Chicago, IL 60606
12 Not Specified Not Specified Fee-Based
Rob Kirvan
ADVANCED PLANNING ADVISORS
2135 City Gate Lane,
Suite 300,
Naperville, IL 60563
8 $48,000,000.00 100,000.00 Fee-Based
Matt Dauksza
CFP®, CLU®
EXCELSIOR WEALTH PARTNERS
225 Wilkinson St,
Syracuse, NY 13204
21 $134,000,000 Not Specified Fee-Based
Alano Massi
CFP®
PALM CAPITAL MANAGEMENT
23622 Calabasas Road, Suite 102,
Calabasas, CA 91302
15 $100mm Not Specified Fee-Based
Robert W Scullen
CFP®
BROOKSTONE CAPITAL MANAGEMENT LLC
2760 Semoran Circle,
Pensacola, FL 32503
35 Not Specified Not Specified Fee-Based
Brett Power
CFP®, CFA®, MBA Wealth Manager
POWER WEALTH MANAGEMENT
302 Bombay Lane,
Roswell, GA 30076
13 Not Specified Not Specified Fee-Based
Andrew Houte
CFP®, CRPS®, EA, CASL®
NEXT LEVEL PLANNING & WEALTH MANAGEMENT
325 N. Corporate Drive, Suite 120,
Brookfield, WI 53045
18 $85M $250,000 Fee-Based
Joel Orris
CJE FINANCIAL LLC
363 Route 46 West,
Suite 300,
Fairfield, NJ 07004
35 150,000,000 Not Specified Fee-Based
Michael Woloshin
WOLOSHIN INVESTMENT MANAGEMENT
40 N Main Street,
Medford, NJ 08055
38 $158 million Not Specified Fee-Based
Michael T. Jobe
GLOVER PARK WEALTH MANAGEMENT, LLC
4100 W Street N.W. 213,
Washington, DC 20007
10 $35,000,000 100,000 Fee-Based
David H. Morgan
CEP®, MSFS, MSFS, CEA, CFF, RMA, CFF
R.E.A.P., LLC
4651 Salisbury Road,
Suite 400,
Jacksonville, FL 32256
28 28+MM $25,000 Fee-Based
Zach Allen
DISCIPLINED ADVISOR GROUP
5005 LBJ Freeway,
Suite 1410,
Dallas, TX 75244
60 $50,000,000.00 100,000.00 Fee-Based
Thanasi Panagiotakopoulos
LIFE MANAGED
5134 N. Central Ave.,
Suite 101,
Phoenix, AZ 85012
12 $85,000,000 $250K+ Fee-Based
Ryan Veldhuizen
CFP®
CATALYZE WEALTH MANAGEMENT
550 Congressional Blvd, Suite 115,
Carmel, IN 46032
13 Not Specified Not Specified Fee-Based
Alex Calott & Austin Powell
CFP®
BLUE FINANCIAL
5970 Fairview Road Suite 712,
Charlotte, NC 28210
Not Disclosed Not Specified Not Specified Fee-Based
Will Scroggins
CFP®
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC.
600 University Park Place, Suite 350,
Birmingham, AL 35209
13 5.5B Not Specified Fee-Based
Mitchell Horst
SELECT WEALTH ADVISERS
6075 Poplar Ave.,
Crescent Center STE 406,
Memphis, TN 38119
16 $110,000,000 $250,000 Fee-Based
Anthony DeLuca
DELTA CAPITAL MANAGEMENT, LLC.
698 N Maitland Avenue Suite 201,
Maitland, FL 32751
Not Disclosed 184 Million Not Specified Fee-Based
Katie Centofonti
CFP®
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC.
801 Crescent Centre Dr. Suite 600,
Franklin, TN 37067
15 5.5B Not Specified Fee-Based
Jordan Wedell CFP®
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC.
801 Crescent Centre Dr. Suite 600,
Franklin, TN 37067
4 5.5B Not Specified Fee-Based
Dwight Pendola
CFP®
HORIZON WEALTH ADVISORS
9040 Town Center Parkway,
Lakewood Ranch, FL 34202
11 Not Specified Not Specified Fee-Based
Adam Roslovic
CFP®
EDELMAN FINANCIAL ENGINES, LLC
1 Easton Oval,
Suite 340,
Columbus, OH 43219
26 $205,600,000,000 Not Specified Fee-Based
Nick Friedman
CFP®
EDELMAN FINANCIAL ENGINES, LLC
10 Bank Street,
White Plains, NY 10606
8 $205,600,000,000 Not Specified Fee-Based
Cory Archibald
CRPC®
EDELMAN FINANCIAL ENGINES, LLC
100 Hartsfield Centre Parkway,
Suite 650,
Atlanta, GA 30354
13 $205,600,000,000 Not Specified Fee-Based
Vanguard Personal Advisor Services
VANGUARD PERSONAL ADVISOR SERVICES
100 Vanguard Blv V26,
Malvern, PA 19355
Not Disclosed Not Specified Not Specified Fee-Based
Ronald Newton
CFP®
EDELMAN FINANCIAL ENGINES, LLC
1000 Bald Hill Road,
Suite 5,
Warwick, RI 02886
37 $205,600,000,000 Not Specified Fee-Based
Matt Ganskopp
CRPC®
EDELMAN FINANCIAL ENGINES, LLC
10012 Commons Street,
Suite 108,
Lone Tree, CO 80124
3 $205,600,000,000 Not Specified Fee-Based
Justin Kattau
EDELMAN FINANCIAL ENGINES, LLC
10100 Innovation Drive,
Suite 160,
Miamisburg, OH 45342
14 $205,600,000,000 Not Specified Fee-Based
Larry Prislovsky
Chartered Retirement Plans Specialist (CRPS®)
L.P.FINANCIAL ADVISORS.INC
10420 Jackosn Oaks Way suite 100,
Knoxville, TN 37922
17 40000000 $50000 Fee-Based
Kenneth Nelson
Chartered Retirement Plans Specialist (CRPS®), MBA, Chartered Retirement Planning Counselor (CRPC®), AIF®
NELSON WEALTH ADVISORS
10604 Bent Twig Drive,
Raleigh, NC 27613
30 Not Specified $100K and up Fee-Based
Peter Scholtz
SCHOLTZ & COMPANY
107 Elm Street,
Four Stamford Plaza, 5th Floor,
Stamford, CT 06902
30 $276,965,093 Not Specified Fee-Based
Gabriel Talley
CFP®
EDELMAN FINANCIAL ENGINES, LLC
109 West Park Suite 120,
Brentwood, TN 37027
21 $205,600,000,000 Not Specified Fee-Based
Douglas A. Kartsen
CFA®
DAK FINANCIAL SERVICES
11 Wintergreen Ln,
Avon, CT 06001
Not Disclosed Not Specified Not Specified Fee-Based
Darrin Wolff
AAMS®
EDELMAN FINANCIAL ENGINES, LLC
11095 Metcalf Avenue,
Overland Park, KS 66210
29 $205,600,000,000 Not Specified Fee-Based
Kay Russell
EDELMAN FINANCIAL ENGINES, LLC
1111 West 6th Street,
Building B, Suite 310,
Austin, TX 78703
13 $205,600,000,000 Not Specified Fee-Based
Matt Ganskopp
CFP®
EDELMAN FINANCIAL ENGINES, LLC
1120 W. 122nd Avenue,,
Suite 300,
Westminster, CO 80234
3 $205,600,000,000 Not Specified Fee-Based
Dan Brown
CWS®
NATIONAL WEALTH MANAGEMENT GROUP / LPL FINANCIAL
11260 Chester Rd Suite 250,
Cincinnati, OH 45246
26 $40,000,000 $25000 Fee-Based
Emil Ben-David
CFP®
EDELMAN FINANCIAL ENGINES, LLC
1130 RXR Plaza,
Uniondale, NY 11556
8 $205,600,000,000 Not Specified Fee-Based
Richard Dougherty
CFP®, AIF®
ECHELON WEALTH ADVISORS, LLC
1159 Pittsford Victor Rd,
Ste 220,
Pittsford, NY 14534
12 137,000,000 $250,000 Fee-Based
Lisa D. Miller
CFP®, CDFA®, RICPý
EQUITABLE ADVISORS
120 Madison Street,
Suite 1900,
Syracuse, NY 13202
18 Not Specified Not Specified Fee-Based
Tom Magyar
RFC®, CRPC®
EDELMAN FINANCIAL ENGINES, LLC
12510 Prosperity Drive,
Suite 350,
Silver Spring, MD 20904
33 $205,600,000,000 Not Specified Fee-Based
Travis Cullman
CFP®, CPFA
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC.
136 Concord Rd,
Knoxville, TN 37934
7 5.5B Not Specified Fee-Based
Tania C. Foster
AAMS®
PLANTRUST WEALTH MANAGEMENT
140 Wildewood Park Drive,
Suite 108,
Columbia, SC 29223
6 Not Specified Not Specified Fee-Based
Manny Gonzalez
CFP®
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC.
14855 Blanco Road, Suite 203,
San Antonio, TX 78216
9 5.5B Not Specified Fee-Based
Scott Garrigus
EDELMAN FINANCIAL ENGINES, LLC
1499 Windhorst Way, Suite 210,
Greenwood, IN 46143
12 $205,600,000,000 Not Specified Fee-Based
Kyle Nolan
CFP®
EDELMAN FINANCIAL ENGINES, LLC
1515 W. 22nd Street Suite 850W,
Oak Brook, IL 60523
12 $205,600,000,000 Not Specified Fee-Based
Andrew Kessler
CFP®
ALLWORTH FINANCIAL
1550 The Alameda, Suite 125,
San Jose, CA 95126
Not Disclosed $10,000,000,000 Not Specified Fee-Based
Evan McGrath
CRPC®
ALLWORTH FINANCIAL
15725 Dallas Parkway, Suite 220,
Addison, TX 75001
Not Disclosed $10,000,000,000 Not Specified Fee-Based
Bob Andreola
CFP®, Certificate in Blockchain and Digital Assets
EDELMAN FINANCIAL ENGINES, LLC
16 Chestnut St.,
Suite 220,
Foxboro, MA 02035
26 $205,600,000,000 Not Specified Fee-Based
Charles Rapp
EDELMAN FINANCIAL ENGINES, LLC
1601 Northwest Expressway,
Suite 1525,
Oklahoma City, OK 73118
8 $205,600,000,000 Not Specified Fee-Based
Rebecca Pawuk
EDELMAN FINANCIAL ENGINES, LLC
1605 Carmody Court,
Building IV, Suite 100,
Sewickley, PA 15143
12 $205,600,000,000 Not Specified Fee-Based
Scott Cash Thompson
CFP®
CLIPPER WEALTH MANAGEMENT, LLC
16170 Jones Maltsberger Rd. #102,
San Antonio, TX 78247
18 Not Specified 250000 Fee-Based
Gian Deguzman
ChFC®, CRPC®
EDELMAN FINANCIAL ENGINES, LLC
1750 Tysons Blvd.,
Suite 910,
Tysons Corner, VA 22102
12 $205,600,000,000 Not Specified Fee-Based
Gian Deguzman
ChFC®, CRPC®
EDELMAN FINANCIAL ENGINES, LLC
1750 Tysons Blvd.,
Suite 910,
Tysons Corner, VA 22102
12 $205,600,000,000 Not Specified Fee-Based
Sean Connolly
CFP®, CIMA®
EDELMAN FINANCIAL ENGINES, LLC
1800 Diagonal Road,
Suite 480,
Alexandria, VA 22314
9 $205,600,000,000 Not Specified Fee-Based
Shane OBrien
ALLWORTH FINANCIAL
1800 West Loop South, Suite 1980,
Houston, TX 77027
Not Disclosed $10,000,000,000 Not Specified Fee-Based
Glynis Banhan
CFP®
EDELMAN FINANCIAL ENGINES, LLC
18851 NE 29th Avenue, Suite 501,
Aventura, FL 33180
9 $205,600,000,000 Not Specified Fee-Based
Eric Lasso
CFP®
EDELMAN FINANCIAL ENGINES, LLC
1900 Summit Tower Boulevard,
Suite 630,
Orlando, FL 32810
12 $205,600,000,000 Not Specified Fee-Based
Peter Fleming
CFP®, ChFC®
EDELMAN FINANCIAL ENGINES, LLC
1960 Donegal Drive Suite 40,
Woodbury, MN 55125
6 $205,600,000,000 Not Specified Fee-Based
Brian McGuire
CFP®
EDELMAN FINANCIAL ENGINES, LLC
19775 Belmont Executive Plaza,
Suite 530,
Ashburn, VA 20147
18 $205,600,000,000 Not Specified Fee-Based
Kevin Garrett
CFS, AWMA®
INTEGRATED FINANCIAL GROUP
200 Ashford Center North,
Suite 400,
Atlanta, GA 30338
10 Not Specified 100,000 Fee-Based
Matthew Preddy
CRPC®
EDELMAN FINANCIAL ENGINES, LLC
200 Westgate Pkwy,
Suite 202,
Henrico, VA 23233
17 $205,600,000,000 Not Specified Fee-Based
Mark DiGiovanni
CFP®
EDELMAN FINANCIAL ENGINES, LLC
207 East Shore Drive,
Suite 230,
The Woodlands, TX 77380
29 $205,600,000,000 Not Specified Fee-Based
John Killoy
CRPC®
EDELMAN FINANCIAL ENGINES, LLC
210 SW Market Street,
Lees Summit, MO 64063
17 $205,600,000,000 Not Specified Fee-Based
Ken Sakamoto
CRPC®
EDELMAN FINANCIAL ENGINES, LLC
2175 North California Boulevard,
Suite 800,
Walnut Creek, CA 94596
16 $205,600,000,000 Not Specified Fee-Based
Andrew Rosen
CFP®
DIVERSIFIED, LLC
2200 Concord Pike,
Suite 104,
Wilmington, DE 19803
17 1,000,000,000 Not Specified Fee-Based
Sasha Shteyn
CFP®
EDELMAN FINANCIAL ENGINES, LLC
225 South Lake Avenue,
Suite 1185,
Pasadena, CA 91101
20 $205,600,000,000 Not Specified Fee-Based
Stephanie Carreras
SIGNET FINANCIAL MANAGEMENT
2255 Glades Road Suite 324A,
Boca Raton, FL 33431
28 $250,000,000 $500,000 Fee-Based
Corey Fast
CFP®
EDELMAN FINANCIAL ENGINES, LLC
2400 E. Katella Ave.,
Suite 410,
Anaheim, CA 92806
14 $205,600,000,000 Not Specified Fee-Based
Jared Rubin
CFP®, Certificate in Blockchain and Digital Assets
EDELMAN FINANCIAL ENGINES, LLC
25 Burlington Mall Road,
Suite 405,
Burlington, MA 01803
12 $205,600,000,000 Not Specified Fee-Based
Dean Hessler
CFP®
EDELMAN FINANCIAL ENGINES, LLC
2501 West Beltline Highway Suite 103,
Madison, WI 53713
23 $205,600,000,000 Not Specified Fee-Based
Michael Oldenburg
EDELMAN FINANCIAL ENGINES, LLC
2505 S. 320th Street, Suite 220,
Federal Way, WA 98003
23 $205,600,000,000 Not Specified Fee-Based
Brian Hart
CFP®
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC.
2601 Network Blvd., Suite 101,
Frisco, TX 75034
13 5.5B Not Specified Fee-Based
Jared Copinga
Chartered Retirement Planning Counselor (CRPC®), CRPC®
EDELMAN FINANCIAL ENGINES, LLC
2825 East Cottonwood Parkway,
Suite 460,
Salt Lake City, UT 84121
21 $205,600,000,000 Not Specified Fee-Based
Jonathan Briggs
CFP®
BRIA CAPITAL GROUP, LLC
2909 W Bay to bay Blvd,
Suite 402,
Tampa, FL 33629
12 $52,000,000 Not Specified Fee-Based
Dexter Lamb
ALLWORTH FINANCIAL
3 Cityplace Dr Suite 290,
Saint Louis, MO 63141
Not Disclosed $10,000,000,000 Not Specified Fee-Based
Tad Doughty
ChFC®, CFS®
ALLWORTH FINANCIAL
3017 Douglas Blvd,
Roseville, CA 95661
Not Disclosed $10,000,000,000 Not Specified Fee-Based
Bruce Alden
CRPC®
EDELMAN FINANCIAL ENGINES, LLC
3051 Akers Mill Rd,
Suite 110,
Atlanta, GA 30339
21 $205,600,000,000 Not Specified Fee-Based
Paul Raab
EDELMAN FINANCIAL ENGINES, LLC
3100 Sanders Road,
Suite 125,
Northbrook, IL 60062
10 $205,600,000,000 Not Specified Fee-Based
James Golichowski
CFP®, CRPC®
EDELMAN FINANCIAL ENGINES, LLC
3100 West Ray Road, Suite 334,
Suite 801,
Chandler, AZ 85226
16 $205,600,000,000 Not Specified Fee-Based
Sal Marino
CFP®, CMFC®, AWMA®
EDELMAN FINANCIAL ENGINES, LLC
328 Newman Springs Road,
Red Bank, NJ 07701
24 $205,600,000,000 Not Specified Fee-Based
Widmark Cano
CRPC®
EDELMAN FINANCIAL ENGINES, LLC
3355 Lenox Rd, Suite 950,
Atlanta, GA 30326
8 $205,600,000,000 Not Specified Fee-Based
Andrew Gullion
CFP®
EDELMAN FINANCIAL ENGINES, LLC
3460 Preston Ridge Rd,
Suite 500,
Alpharetta, GA 30005
9 $205,600,000,000 Not Specified Fee-Based
Thomas Beachy
CFP®
BEACHY WEALTH MANAGEMENT
3484 Stellhorn Road,
Fort Wayne, IN 46815
11 $1.15 Billion NA Fee-Based
Benjamin Bowen
CFP®, Certificate in Blockchain and Digital Assets
EDELMAN FINANCIAL ENGINES, LLC
3570 Carmel Mountain Road,
Suite 450,
San Diego, CA 92130
20 $205,600,000,000 Not Specified Fee-Based
Sara Uh
CFP®
EDELMAN FINANCIAL ENGINES, LLC
39425 Garfield Rd,
Suite 25,
Clinton Township, MI 48038
17 $205,600,000,000 Not Specified Fee-Based
Eddie Lee
EDELMAN FINANCIAL ENGINES, LLC
3945 Freedom Circle, Suite 950,
Santa Clara, CA 95054
16 $205,600,000,000 Not Specified Fee-Based
Cynthia Leal
Certificate in Blockchain and Digital Assets, CRPC®
EDELMAN FINANCIAL ENGINES, LLC
3950 Civic Center Drive,,
Suite 315,
San Rafael, CA 94903
17 $205,600,000,000 Not Specified Fee-Based
Ashley Kremhelmer
CFP®
EDELMAN FINANCIAL ENGINES, LLC
39555 Orchard Hill Place,
Suite 365,
Novi Township, MI 48375
22 $205,600,000,000 Not Specified Fee-Based
Brian Sites
CFP®
EDELMAN FINANCIAL ENGINES, LLC
39775 Traditions Drive,
Suite D-800,
Northville, MI 48168
15 $205,600,000,000 Not Specified Fee-Based
Christy Martinich
CFP®
EDELMAN FINANCIAL ENGINES, LLC
4000 Legato Road, 9th Floor,
Fairfax, VA 22033
16 $205,600,000,000 Not Specified Fee-Based
Stephen Sassi
CRPC®
EDELMAN FINANCIAL ENGINES, LLC
406 Forest Ave.,
Staten Island, NY 10301
14 $205,600,000,000 Not Specified Fee-Based
Andrew Chabot
CFP®, MBA
RANCHO WEALTH MANAGEMENT
4225 Executive Square Suite 600,
La Jolla, CA 92037
15 Not Specified Not Specified Fee-Based
Tyler Schelhaas
CFP®
VECTOR WEALTH MANAGEMENT
43 Main Street SE,
Suite 236,
Minneapolis, MN 55414
Not Disclosed $1 Billion Not Specified Fee-Based
Ken Sakamoto
CRPC®
EDELMAN FINANCIAL ENGINES, LLC
4301 Hacienda Drive, Suite 100,
Pleasanton, CA 94588
41 $205,600,000,000 Not Specified Fee-Based
Dan Rausch
CFP®
ALLWORTH FINANCIAL
4320 44th Street SW, Suite 102,
Grandville, MI 49418
Not Disclosed $10,000,000,000 Not Specified Fee-Based
Todd Glime
Life Underwriter Training Council Fellow (LUTCF), LUTCF®
FUTURITY FIRST WEALTH MANAGEMENT
4321 West College Avenue,
Suite 200,
Appleton, WI 54914
18 Not Specified $5000.00 Fee-Based
John Geilfuss
CFP®, AWMA®, CRPC®
EDELMAN FINANCIAL ENGINES, LLC
4401 Leeds Avenue,
Suite 225,
North Charleston, SC 29405
9 $205,600,000,000 Not Specified Fee-Based
Sally Boyle
CFP®, ChFC®, CDFA®, CLU®
SJ BOYLE WEALTH PLANNING LLC
45 Lyme Road Suite 204A,
Hanover, NH 03755
30 $30,000,000 $500,000 Fee-Based
Tracy Whited
RFC®
WEALTHTRAK ADVISORS
4536 Bonney Rd,
Virginia Beach, VA 23462
Not Disclosed Not Specified $500000 Fee-Based
Chris Werner
CFP®
EDELMAN FINANCIAL ENGINES, LLC
457 Haddonfield Road,
Suite 310,
Cherry Hill, NJ 08002
14 $205,600,000,000 Not Specified Fee-Based
Kelli Smith
CFP®, Chartered Mutual Fund Counselor (CMFC®), CRPC®
EDELMAN FINANCIAL ENGINES, LLC
4700 Falls of Neuse Road,
Suite 275,
Raleigh, NC 27609
8 $205,600,000,000 Not Specified Fee-Based
Jacob Vanderslik
CRPC®
EDELMAN FINANCIAL ENGINES, LLC
4742 N. 24th Street,
Suite 400,
Phoenix, AZ 85016
9 $205,600,000,000 Not Specified Fee-Based
Bill Coke
THE WILLIAM R. COKE GROUP
50 Rowes Wharf, 4th Floor,
Boston, MA 02110
Not Disclosed Not Specified Not Specified Fee-Based
Kevin Shea
CFP®, CFA®
EDELMAN FINANCIAL ENGINES, LLC
51 JFK Parkway,
Short Hills, NJ 07078
5 $205,600,000,000 Not Specified Fee-Based
Christopher Ziola
EDELMAN FINANCIAL ENGINES, LLC
541 North 155th Plaza,
Omaha, NE 68154
13 $205,600,000,000 Not Specified Fee-Based
Ryan Lind
EDELMAN FINANCIAL ENGINES, LLC
5510 Cascade Rd SE,
Suite 280,
Grand Rapids, MI 49546
10 $205,600,000,000 Not Specified Fee-Based
Gabriel Goodhope
CFP®, ChFC®, CRPC®
EDELMAN FINANCIAL ENGINES, LLC
57 Wells Ave.,
Suite 31,
Newton, MA 02459
21 $205,600,000,000 Not Specified Fee-Based
Brian Mills
CFP®
MILLS FINANCIAL PLANNING,INC.
5910 Wilcox Place,
Suite F,
Dublin, OH 43016
27 $33m $100,000 Fee-Based
Lance Blount
CFP®
EDELMAN FINANCIAL ENGINES, LLC
600 Anton Blvd,
Suite 1750,
Costa Mesa, CA 92626
19 $205,600,000,000 Not Specified Fee-Based
Jesse Scroggins
AAMS®
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC.
600 University Park Place, Suite 350,
Birmingham, AL 35209
11 5.5B Not Specified Fee-Based
Amanda Salyer
CFP®
EDELMAN FINANCIAL ENGINES, LLC
600 West Germantown Pike,
Suite 100,
Plymouth Meeting, PA 19462
13 $205,600,000,000 Not Specified Fee-Based
Jeffrey M. Garton
JMG WEALTH MANAGEMENT
6401 Eldorado Pkwy.,
#226,
McKinney, TX 75070
25 $25M Not Specified Fee-Based
Allegra Swan
CFP®
ALLWORTH FINANCIAL
644 North Santa Cruz Ave Suite 4,
Los Gatos, CA 95030
Not Disclosed $10,000,000,000 Not Specified Fee-Based
Blake Davelaar
CFP®
ALLWORTH FINANCIAL
6450 N Swan Road, Suite 100,
Tucson, AZ 85718
Not Disclosed $10,000,000,000 Not Specified Fee-Based
Robert Barbuto
EDELMAN FINANCIAL ENGINES, LLC
650 From Road,
Paramus, NJ 07652
20 $205,600,000,000 Not Specified Fee-Based
Rebecca Pawuk
EDELMAN FINANCIAL ENGINES, LLC
651 Holiday Drive,
Building 5, Suite 400,
Pittsburgh, PA 15220
12 $205,600,000,000 Not Specified Fee-Based
Kevin Colleran
CFP®
EDELMAN FINANCIAL ENGINES, LLC
6550 Rock Spring Drive,
Suite 510,
Bethesda, MD 20817
19 $205,600,000,000 Not Specified Fee-Based
Andrew Greene
EDELMAN FINANCIAL ENGINES, LLC
6565 Americas Parkway NE Suite 850,
Albuquerque, NM 87110
18 $205,600,000,000 Not Specified Fee-Based
Josh Darwin
REGAL FINANCIAL
669 South St,
Needham, MA 02492
30 Not Specified $100,000.00 Fee-Based
David Roggenkamp
ChFC®
COMMONWEALTH FINANCIAL NETWORK
700 Larkspur Landing Circle, Suite 199,
Larkspur, CA 94939
31 Not Specified Not Specified Fee-Based
Kelli Smith
CFP®, CRPC®
EDELMAN FINANCIAL ENGINES, LLC
717 Green Valey Rd.,
Suite 200,
Greensboro, NC 27408
8 $205,600,000,000 Not Specified Fee-Based
Ed Callahan
CFP®
EDELMAN FINANCIAL ENGINES, LLC
74 Batterson Park Road,
2nd Floor,
Farmington, CT 06032
12 $205,600,000,000 Not Specified Fee-Based
Britton Riley
CFP®
ALLWORTH FINANCIAL
7890 E. Kemper Road, Suite 200,
Cincinnati, OH 45249
Not Disclosed $10,000,000,000 Not Specified Fee-Based
Glenn Downs
CFS®
ALLWORTH FINANCIAL
7890 E. Kemper Road, Suite 200,
Cincinnati, OH 45249
Not Disclosed $10,000,000,000 Not Specified Fee-Based
David Balestriere
CFP®
EDELMAN FINANCIAL ENGINES, LLC
7900 Glades Road Suite 310,
Miami Ii - Boca Raton (West), FL 33434
15 $205,600,000,000 Not Specified Fee-Based
Greg Bowen
CFP®, ChFC®
MARINER WEALTH ADVISORS
8050 SW Pfaffle St. #100,
503-620-5236,
Portland, OR 97223
28 150000 Not Specified Fee-Based
Amy Bertle
CFP®, CDFA®
ALLWORTH FINANCIAL
8055 East Tufts Avenue Suite 1310,
Denver, CO 80237
Not Disclosed $10,000,000,000 Not Specified Fee-Based
Vinny McMahon
CFS, CRPC®
EDELMAN FINANCIAL ENGINES, LLC
8555 River Road,
Suite 350,
Indianapolis, IN 46240
35 $205,600,000,000 Not Specified Fee-Based
Matt Ganskopp
CFP®
EDELMAN FINANCIAL ENGINES, LLC
8610 Explorer Drive Suite 120,
Colorado Springs, CO 80920
3 $205,600,000,000 Not Specified Fee-Based
Ted Smalling
CFP®, MBA
ALLWORTH FINANCIAL
8775 Folsom Blvd Suite 100,
Sacramento, CA 95826
Not Disclosed $10,000,000,000 Not Specified Fee-Based
Kevin Duffy
CFP®, MSF
ALLWORTH FINANCIAL
8775 Folsom Blvd Suite 100,
Sacramento, CA 95826
Not Disclosed $10,000,000,000 Not Specified Fee-Based
Seth Gusman
Accredited Asset Management Specialist (AAMS®)
EDELMAN FINANCIAL ENGINES, LLC
900 Bestgate Road, Suite 407,
Suite 250,
Annapolis, MD 21401
23 $205,600,000,000 Not Specified Fee-Based
John Patsy
CFP®, RICP®, CLTC®
LPL FINANCIAL
900 Route 111,
Suite 280,
Hauppauge, NY 11788
14 Not Specified $50,000 Fee-Based
Jonathan Saxon
RFC®
EDELMAN FINANCIAL ENGINES, LLC
901 Dulaney Valley Road,,
Suite 901,
Towson, MD 21204
16 $205,600,000,000 Not Specified Fee-Based
John Killoy
Certified Fund Specialist (CFS®), CRPC®
EDELMAN FINANCIAL ENGINES, LLC
9203 NE 152 Highway,
Kansas City, MO 64158
17 $205,600,000,000 Not Specified Fee-Based
Peter Fleming
CFP®, ChFC®
EDELMAN FINANCIAL ENGINES, LLC
9483 Garland Lane,
Maple Grove, MN 55311
6 $205,600,000,000 Not Specified Fee-Based
Bret Butcher
CFP®
ALLWORTH FINANCIAL
9706 4th Avenue NE Suite 315,
Seattle, WA 98115
Not Disclosed $10,000,000,000 Not Specified Fee-Based
James Peters
ChFC®
CENTAURUS FINANCIAL
18662 Macarthur Blvd,
Suite 200,
Irvine, CA 92612
21 20,000,000 25,000 Fee-Based
Adam Wojtkowski
CFP®, CPWA®
COPPER BEECH WEALTH GROUP
20 Cabot Boulevard,
Suite 300,
Mansfield, MA 02048
19 $25MM 250000 Fee-Based
Jerry McIlhon
Senior Investment Advisor
BECK CAPITAL MANAGEMENT LLC
2009 South Capital of TX Hwy #200,
Austin, TX 78746
29 $46 million AUM $250,000 Fee-Based
Geoffrey Burroughs
Certified Divorce Financial Analyst(CDFA), CFP®, Financial Planning Specialist
HARBOR INVESTMENT ADVISORY
2330 W. Joppa Rd,
Lutherville, MD 21093
12 $5 Billion 250000 Fee-Based
Johnathan W. Roberts
CPA
AUXIN GROUP
2923 Smith Rd, Suite 202,
Akron, OH 44333
9 Not Specified $100,000 Fee-Based
Adam Brunin
NSSA®, AIF®
NAVIGATION WEALTH MANAGEMENT
3500 John F. Kennedy Pkwy.,
Suite 300,
Fort Collins, CO 80525
20 $92,000,000 $25,000 Fee-Based
Michael Treiberg
CFP®, ChFC®
TREIBERG WEALTH MANAGEMENT, INC.
3573 E Sunrise Drive,
Suite 115,
Tucson, AZ 85718
22 Not Specified $250,000.00 Fee-Based
Advisory South
CSA®, RICP®, CLU®
ADVISORY SOUTH
3740 Davinci Court,
Suite 430,
Norcross, GA 30092
24 $74,000,000 $250,000 Fee-Based
Jay Stinson
CFP®
PECAN STREET ADVISORS
3800 N Lamar Blvd, Suite 200,
Pmb1033323,
Austin, TX 78703
25 Not Specified Not Specified Fee-Based
Ali Zafar
MORGAN STANLEY
4855 Technology Way, Suite 600,
Boca Raton, FL 33431
7 Not Specified $250,000 Fee-Based
Joe Schwarz
Chartered Financial Analyst (CFA)
SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC
50 South Sixth Street,
#1405,
Minneapolis, MN 55402
24 $298,000,000 Not Specified Fee-Based
Freeman Linde
CFP®, EA
LA CROSSE FINANCIAL PLANNING
700 3rd St. N,
Suite 202A,
La Crosse, WI 54601
5 Not Specified Not Specified Fee-Based
Joseph Skees
CFP®, ChFC®, Managing Partner
GRANITE BAY WEALTH MANAGEMENT, LLC
767 Islington Street,
Unit 1D,
Portsmouth, NH 03801
18 Not Specified $50,000 Fee-Based
Michael Haman
CFP®
37 WEALTH
8025 Eiger Dr, Ste. 100,
Lincoln, NE 68516
14 $450,000,000 (team) $500,000 Fee-Based
David Appleby
RFC®, EA, QFP®, CTS, CASL®, CLU®
ASSURITY FINANCIAL GROUP
Assurity Plaza,
2429 Manatee Avenue East, Unit 1,
Bradenton, FL 34208
22 Not Specified $50K and up Fee-Based
Zach Lindemann
CFP®
EDELMAN FINANCIAL ENGINES, LLC
1112 Galleria Boulevard Suite 1602901 Douglas Blvd Suite 250,
Roseville, CA 95661
8 $205,600,000,000 Not Specified Fee-Based
Patrick Strodtman
EDELMAN FINANCIAL ENGINES, LLC
13727 Noel Road Tower 2,
Suite 1075,
Dallas, TX 75240
5 $205,600,000,000 Not Specified Fee-Based
Chance Vogel
CRPS®, CRPC®
EDELMAN FINANCIAL ENGINES, LLC
1650 Highway 6 South,,
Suite 100,
Sugar Land, TX 77478
24 $205,600,000,000 Not Specified Fee-Based
Andrew Band
CFP®, AAMS®
EDELMAN FINANCIAL ENGINES, LLC
1960 Satellite Boulevard Suite 3500,
Suite 1735,
Duluth, GA 30097
18 $205,600,000,000 Not Specified Fee-Based
Andrzej Mendela
CFP®, Registered Financial Consultant (RFC), RFC®, CRPC®
EDELMAN FINANCIAL ENGINES, LLC
201 West Big Beaver Road,
Suite 950,
Troy, MI 48084
14 $205,600,000,000 Not Specified Fee-Based
William Cartee
EDELMAN FINANCIAL ENGINES, LLC
305 SE Chkalov Drive Suite 113,
Vancouver, WA 98683
8 $205,600,000,000 Not Specified Fee-Based
Andrew Halliday
EDELMAN FINANCIAL ENGINES, LLC
309 Clifton Park Center Road,
Suite 10,
Clifton Park, NY 12065
28 $205,600,000,000 Not Specified Fee-Based
Walter Varian
EDELMAN FINANCIAL ENGINES, LLC
340 Madison Avenue,
New York, NY 10173
15 $205,600,000,000 Not Specified Fee-Based
John York
PROACTIVE ADVISORS
836 Euclid Avenue (suite 306),
Lexington, KY 40502
30 $40,000,000 $100,000 Fee-Based
The AdvisoryOne Group
THE ADVISORYONE GROUP
Pismo Beach,
Pismo Beach, CA 93449
6 $450,000,000 $10,000 Fee-Based
Jay Steinbock
RFC®
SUMMIT POINTE FINANCIAL GROUP.
10965 Granda Lane,
Suite 106,
Shawnee Mission, KS 66211
32 Not Specified None Fee-Based
Judy Sweet
CFA®
STRATEGIC FINANCIAL SERVICES
114 Business Park Drive,
Utica, NY 13502
42 $1.7B Not Specified Fee-Based
Christopher Mollan
Accredited Asset Management Specialist (AAMS®), Chartered Retirement Planning Counselor (CRPC®), Life & Health Insurance licensed, Accredited Wealth Management Advisor(AWMA)
LPL FINANCIAL
31731 Northwestern Hwy.,
Suite 151W,
Farmington Hills, MI 48334
14 36,000,000 $25000 Fee-Based
Paul Hoffman
CFP®
NEXT THIRD RETIREMENT COACHING
400 N Richmond St Suite F,
Appleton, WI 54911
40 Not Specified Not Specified Fee-Based
Olivier Group, LLC
CFP®
OLIVIER GROUP
4609 Bluebonnet Blvd.,
Suite A,
Baton Rouge, LA 70809
25 $220 million Not Specified Fee-Based
Jason Smith
CFP®
BERTHEL FISHER FINANCIAL SERVICES, INC. AND BFC PLANNING INC
64 E Broadway Rd.,
Ste. 200,
Tempe, AZ 85282
25 Upon Request $20000 Fee-Based
Jeffrey Lippman
CFP®, ChFC®
CAPITOL FINANCIAL CONSULTANTS, INC.
8180 Greensboro Drive, Suite 1150,
McLean, VA 22102
16 $200,000,000. $500,000 Fee-Based
Jeffrey Lippman
CFP®, ChFC®
CAPITOL FINANCIAL CONSULTANTS, INC.
8180 Greensboro Drive, Suite 1150,
McLean, VA 22102
16 $200,000,000. $500,000 Fee-Based
Peter Gellman
Law Degree and Ph.D.
PALMERSTON GROUP ADVISORS, LLC
320 Raritan Avenue, Suite 302,
Highland Park, NJ 08904
12 No $400,000 Fee-Based
John Puckett
CFP®
LIFETIME ASSET MANAGEMENT
3457 Lawrenceville-Suwanee Rd, Suite B,
Suwanee, GA 30024
14 Not Specified 250,000 Fee-Based
Michael Scavullo
SOLEBURY INVESTMENT GROUP, LLC.
5266 Bailey Ct.,
Doylestown, PA 18901
20+ Not Specified 50000 Fee-Based
Dan Uribe
GOOD WEALTH MANAGEMENT
544 S. Main St,
Harrisonburg, VA 22801
15+ Not Specified $500,000 Fee-Based
Richard K. McLaughlin
CFP®
FIRST STATE ADVISORS
724 Yorklyn Road,
Stone Mill Ste 348,
Hockessin, DE 19707
34 $97B Not Specified Fee-Based
Personal Capital
PERSONAL CAPITAL
---,
Chicago, IL 60601
11 $22,400,000,000 $100,000 Fee-Based
Personal Capital
PERSONAL CAPITAL
---,
Los Angeles, CA 90012
11 $22,400,000,000 $100,000 Fee-Based
Personal Capital
PERSONAL CAPITAL
---,
Prince, NY 10012
11 $22,400,000,000 $100,000 Fee-Based
Personal Capital
PERSONAL CAPITAL
1099 18th Street,
Suite 2400,
Denver, CO 80222
11 $22,400,000,000 $100,000 Fee-Based
Personal Capital
PERSONAL CAPITAL
250 Montgomery Street,
Suite 700,
San Francisco, CA 94104
11 $22,400,000,000 $100,000 Fee-Based
Personal Capital
PERSONAL CAPITAL
250 Montgomery Street,
Suite 700,
San Francisco, CA 94104
11 $22,400,000,000 $100,000 Fee-Based
. .
RETIREMENT PLANNERS OF AMERICA
2820 Dallas Parkway,
Plano, TX 75093
Not Disclosed Not Specified 100,000 Fee-Based
Personal Capital
PERSONAL CAPITAL
3 Lagoon Drive,
Suite 200,
Redwood City, CA 94065
11 $22,400,000,000 $100,000 Fee-Based
Personal Capital
PERSONAL CAPITAL
3340 Peachtree Road NE,
Suite 825,
Atlanta, GA 30303
11 $22,400,000,000 $100,000 Fee-Based
Creative Planning
CREATIVE PLANNING
5454 W 110th Street,
Overland Park, KS 66211
Not Disclosed $224,627,486,308** Not Specified Fee-Based
Personal Capital
PERSONAL CAPITAL
901 Main Street,
Suite 4600,
Dallas, TX 75201
11 $22,400,000,000 $100,000 Fee-Based
Thomas Brown
CFP®
BROWN FINANCIAL MANAGEMENT GROUP LLC
950 New Loudon Rd,
Suite 105,
Latham, NY 12110
35 51,209,233 $1 Fee-Based

Information on Qualified Fee-Based Financial Advisors

Qualifications CRD# 1402904
Series 7, 10, 63

Compensation/Fee Fee-Based


Office Location # Office Center 270 270 Pierce Street,
Kingston,
PA
18704
Phone Number 570-283-8140

I am a Certified Financial Planner. Our focus is to determine risk tolerance and return expectations. Our goal is to get the best return with the least amount of risk with the best cost. We use some of the best portfolio managers including the American funds, Legg Mason, West End, Blackrock and Vanguard. Our team specializes in retirement planning and professional portfolio management. Check our website at www.kingstonretirementgroup.com to get an idea of our background in greater details.

About Janney Montgomery Scott LLC

How I Work With Clients Long-term focus and discipline start with a sound investment strategy. The first meeting is a complimentary consultation. I like to get acquainted with you and your family to discuss your current financial condition and determine your invetment objectives. Once we begin a business relationship, we proceed to gather all of your financial data, which includes current investments, income, assets, insurances and any debts or loans. Upon determining your goals and objectives, we then analyze the information and agree upon a financial plan. Once an investment plan is agreed upon, our team of specialists will work with your own independent tax and legal advisors. Our goal is to add value through a comprehensive planning approach. Regular portfolio reviews will then be scheduled to monitor your investments and rebalance as necessary. We will also discuss any life changes that may have occurred and the opportunities and challenges that they may present. This is what all present and future clients can expect. I welcome the opportunity to work with you as your investment partner.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Financial Planning for Individuals, Investment Advice & Management


Qualifications CRD# 1532335
Series 4, 6, 7, 23, 63, 65

Compensation/Fee Fee-Based


Office Location 1 N. Brentwood Blvd,
Suite 600,
Clayton,
MO
63105
Phone Number 314-746-2540

Licensed in the following state(s)*: AL, AZ, CA, CO, CT, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MI, MN, MO, MS, NC, NE, NJ, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WY My experience has taught me that I serve my clients best by acting as a financial advisor who brings trust, integrity and accountability to each professional relationship. My approach is to bring an unbiased, comprehensive and customized strategy to each client in order to help them meet their life challenges and financial goals. Working together over the course of our relationship, we collaborate to create a disciplined strategy that we review periodically in order to make certain that it still reflects their current needs and future goals.

About Oppenheimer & Company

Oppenheimer & Co. Inc. ("Oppenheimer") is a leading investment bank and full-service investment firm that provides financial services and advice to high net worth investors, individuals, businesses and institutions. For over 125 years, we have provided investors with the necessary expertise and insight to meet the challenge of achieving their financial goals. Our commitment to our clients' investment needs, our experienced and dedicated professionals, and our proud tradition empower us to deliver effective and innovative solutions to our clients.

Advisory Services Provided:

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Estate Planning & Trusts, Annuities, Insurance Planning


Qualifications CRD# 4594651
Firm CRD# 39543
Series 7, 66

Compensation/Fee Fee-Based


Office Location 1 University Plaza Drive,
Suite 412,
Hackensack,
NJ
07601
Phone Number 201-479-0759

I am a proud CERTIFIED FINANCIAL PLANNER® which is considered to be the highest standard of ethics and competency. I am also an Accredited Investment Fiduciary®. I have been working with individuals and families since 2002. I am a lifelong investor and have been a member of Mensa International since 1988.

About D.R. Martin and Associates

This firm was started to give people a practical way to know exactly what had to be done at key points over time to succeed financially. Our flexible approach ensures there is nothing standing between you and a clear plan of action well executed over time. We give you the versatility to choose how we work together and stay in control of your total financial picture with access to fiduciary advice. We created a way for you to easily understand more about your situation and stay on track to success for the long term. We simplify the abstract concepts of planning into simple concrete steps that summarize how acting now will improve financial outcomes tomorrow. With us, you can access top tier planning and experienced fiduciary guidance without pressure to move your accounts or say "yes".

Advisory Services Provided:

Portfolio Management, Retirement Planning, 401K Rollovers, Financial Planning for Individuals, Estate Planning & Trusts


Qualifications CRD# 4568522
Firm CRD# 127902
Series 7, 66

Compensation/Fee Fee-Based


Office Location 100 Church Street,
Suite 500,
Huntsville,
AL
35801
Phone Number 256-801-8022

Jason, a Senior Wealth Advisor at Keel Point, has accrued several professional certifications over his 20+ years as an advisor, including the CERTIFIED FINANCIAL PLANNER designation. Jason's team, which includes Kyle Findlay, CFP®, Julie McPherson, Client Relationship Manager, Demetria Braudaway, Client Relationship Manager, Blake Waggoner, Investment Associate, and Kristy Wade, Financial Planning Associate, operates around a thorough process that helps families navigate through a financial plan that clearly defines their objectives and values, organizes their financial resources, and helps them implement various planning and investment strategies. They also leverage trusted relationships with select professional advisors, including attorneys, CPAs, bankers, and insurance specialists to carry out certain planning strategies. The team understands that a holistic financial plan is ever evolving, and their commitment to clients is to ensure that the plan always incorporates life's changes. Prior to joining Keel Point in April 2009, Jason spent 8 years with Merrill Lynch as an advisor. He has been an active member of the Financial Planning Association of North Alabama. Jason is also active in the community, currently serving as a board member and Treasurer for Hospice Family Care, LLC and a board member for HEALS, Inc. He is also past Finance Chairman and Treasurer of Huntsville Hospital Foundation and volunteer with Leadership Huntsville Madison County. Jason is also a member of the Huntsville Committee of 100, which centers its focus on education and economic development in Madison County. He is involved with HudsonAlpha's Connections committee and also served two years as a member of the Huntsville/Madison County Chamber of Commerce Ambassadors Council . Jason is a graduate of Leadership Huntsville/ Madison County's Connect program. Jason is a Registered Representative of Keel Point Capital, LLC.

About Keel Point

Keel Point is a community of families who believe that wealth comes with the opportunity to be a blessing to family and community, and of experienced professionals dedicated to providing families with guidance and wisdom around their financial lives. Keel Point brings to each client, small and large, the best of its diverse heritage: financial and strategic advice for families just starting out and for families with multi-generational wealth, and investment management designed to allow each family to reach their financial goals.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities


Qualifications CRD# 5222223
Firm CRD# 290248
Series 7, 63

Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 101 Crawfords Corner Road,
Suite 4127,
Holmdel,
NJ
07733
Phone Number 212-203-1778

Empathy. Integrity. Honor. Duty. Professionalism. Trust. Mr. Caz Levinski Craffy adheres to these values and ideals and much more as he continues to serve in the United States Army (Reserve Component), as a military officer. Mr. Craffy has been in the financial industry for twenty years helping individuals of all income levels, ranging from sub 100k wage-earners to Ultra High Net-Worth clientele. The value of ensuring every consult, planning, and deal done, is done with utmost LDRSHIP. LDRSHIP is the Army acronym for the seven basic and core values Loyalty, Duty, Respect, Selfless Service, Honor, Integrity, and Personal Courage. LDRSHIP is what Mr. Craffy continues and strives to do with every client, large or small, ensuring unparalleled client satisfaction, due care, due diligence, empathy, Mr. Craffy is a proud husband, father, son, brother, uncle, cousin, and Soldier. Caz is licensed as an insurance consultant with his resident license, being in New Jersey. Caz also holds numerous certifications and excelling in his empathy when dealing with all clients. He understands the PERSON just as much as he understands their PORTFOLIO. That's what makes his approach and his success incomparable to his peers. Caz has an MBA from Rutgers Business School, Bachelors in Finance from St. John's University (Queen's campus), certifications in ChFM ® (Chartered Financial Manager), CWM® (Certified Wealth Manager), AMC ® (Accredited Management Consultant), CTEP® (Certified Trust and Estate Planner), CGRC" (Certified Governance & Risk Consultant), and AFA® (Accredited Financial Analyst). Lastly, as part of making his clients' lives as easy as possible, Caz is also a Commissioned Notary Public of the State of New Jersey, ID# 50144570.

About Monmouth Capital Management

OUR VISION We aspire to earn the trust of all of our clients and to be a company that provides them with a steady flow of knowledge, advice, and services. By earning trust, we build growth. Our vision gives context and meaning to our work. It gives us direction. It is the collective spirit we build as a team. By earning trust, we develop the human connectivity and mutual confidence that generates strong, long-term relationships. We are creating a unique way of working at Monmouth Capital Management. Our winning attitude drives our Leadership Behaviors. Our Leadership Behaviors and Operating Principles help us shape our culture. Each one of us has a direct impact on the good things we do for our clients. We strive to build long-term, high-performance relationships. OUR MISSION Everything we do is guided by a set of principles and rules that define our character and culture; putting our clients' interests first has been at our forefront since our inception. Above all, we have made it our highest priority to serve the needs of our investors with guiding principles of Accountability, Integrity, Teamwork, and accepting nothing less than Excellence. This commitment is reflected through our professionalism and our passion for excellence. Our values lead us to operate with prudence, financial discipline, long-term perspective, and valuing trust as something we must earn every day.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


Qualifications CRD# 6234627
Firm CRD# 171991
Series 65

Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee


Office Location 1010 Old US HWY 1 S,
Southern Pines,
NC
28387
Phone Number 910-751-0848

Growing up in an active-duty military family, Janet has lived all over the world. She spent most of her time in Virginia and Kansas. She now calls Pinehurst, NC her permanent home. Janet's first career was raising her four children. As they got older, she went back to school earning her Master's in Personal Financial Planning from Kansas State University. She is a CFP® ; (Certified Financial Planner) professional and a CDFA® ; (Certified Divorce Financial Analyst) professional. She is passionate about helping others create a financial road map that makes sense for their unique situation. Janet has built a solid foundation of knowledge and experience, working in both small firms and large broker dealers. You will often find her helping in the local community through Habitat for Humanity and Kiwanis. She also enjoys playing golf and listening to the talented local music artists. Janet travels back to Kansas to visit her grandson as time allows.

About B&B Strategic Management

How much money do I need to retire? When should I claim social security? When can I retire? What will I do when I retire? Am I saving enough? Am I on track? These are just a few of the questions we help our clients answer. We identify your money mind set, your money script and analyze where you are now and where you want to be. We then use this information to create a comprehensive strategy uniquely tailored to your goals. We don't leave you alone though - we are always here with advice to keep you on track to help you achieve your financial goals. We simplify your financial life with a short summary so it's easy to see where everything is. We coordinate with your other professionals such as CPAs and Attorneys to ensure you have a team coordinating your important financial matters.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities


Qualifications CRD# 5295768
Firm CRD# 6413
Series 7, 66

Compensation/Fee Fee-Based, Based on Assets, Flat Fee


Office Location 1020 William Blount Dr.,
Maryville,
TN
37801
Phone Number 865-268-9585

Russ is an Accredited Wealth Management Advisor and Chartered Retirement Planning Counselor with over 15 years of financial planning experience. He is a member of the Flagship Harbor Advisors network, and also a member of the Financial Planning Association. Russ also proudly supports the Foundation for Financial Planning which brings free, professional financial advice to wounded veterans, domestic violence survivors, and many others. Russ believes that every client needs help realizing their Big Ideas and that smart financial planning goes a long way toward helping clients enjoy life's simple pleasures.

About Kefauver Financial Planning & Wealth Management

Kefauver Financial Planning & Wealth Management tends to focus on the needs of families and professionals, and those who look to us for serious financial planning and investment assistance on the approach to, and duration of, retirement. We'll strive to give you the attentiveness deserving of that important honor. From more than two decades of financial planning and service, we are convinced of three simple things: Everyone has BIG IDEAS to fund. You have meaningful, life-long aspirations. Whether retirement or something else, these need consistent action and a financial plan. We can help with both. Funding starts by AVOIDING MISTAKES. Our most important work is to help you avoid the Big Mistake: over-reaction to life stress or market conditions during moments that risk derailment of long-term plans. SMART PLANNING can help you get there. Flexible, comprehensive financial planning and thoughtful advice can provide reassurance as you endeavor to enjoy more of life's simple pleasures. Let's start today.


Qualifications CRD# 1788669
Firm CRD# 6413
Series 7, 24, 65

Compensation/Fee Fee-Based, Based on Assets, Flat Fee


Office Location 109 Baldwin Ave,
San Mateo,
CA
94401
Phone Number 650-357-9410

Mark is the Co-Founder and an Investment Advisor Representative. He holds a B.S. from The University of Minnesota, has earned the Certified Financial Planner (CFP®) designation and is a member of the Financial Planning Association (FPA). He brings more than 25 years of experience to his clients and his prior affiliations include Raymond James and American Express.

About Summit Financial Advisors, LLC

Our mission is to be the single resource for comprehensive financial advice and wealth management for successful executives, business owners and affluent individuals by completely serving their unique financial needs. Our clients rely on us to integrate and organize every aspect of their financial lives, eliminating the need to assemble multiple advisors on their own. Every client benefits from the advice of both partners and a dedicated service specialist.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities


Qualifications CRD# 2074636
Firm CRD# 288644
Series 6, 7, 24, 63

Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 10925 Antioch Road,
Suite 100,
Overland Park,
KS
66210
Phone Number 913-948-9489

James is a native of Northeast Missouri and holds a Bachelor of Science degree in Finance from University of Central Missouri. James has earned three professional designations since entering the financial services profession in 1990, Certified Fund Specialist (CFS), Chartered Financial Consultant (ChFC) and Charted Life Underwriter (CLU). His certifications were awarded through the American College in Bryn Mawr, PA. James specializes in Professional Money Management, Executive Benefits and Tax Qualified Plans for individuals, business owners, senior level executives and retirees and has personally designed over a thousand financial plans over the past 25 years. His services include fee based and non-fee based financial planning, portfolio evaluation and design, wealth management consulting and tax planning strategies. The American College provided financial planners and others in the financial services industry with in-depth knowledge of the skills needed to perform comprehensive financial planning for their clients. Designees also must meet specified experience requirements, maintain ethical standards, and agree to comply with both The American College's Code of Ethics and Procedures and applicable continuing education requirements. He is an active member of the Financial Service Professional society (FSP) where he has served as President, board member on the Business Ethics Award Steering Committee and Chairman of the Board Election Committee. He also currently serves on the board of Directors and Investment Committee for the University of Central Missouri Foundation. He is a published author, has been selected to receive the FIVE STAR Wealth Manager" Reward** in 2012, 2013 and 2014. He was also recognized in the January issue of KCB Magazine and is on the 2006 list of "The 10 Most Dependable"" Wealth Managers of the Central Region as shown in the November 2006 addition of Southwest Airlines Spirit Magazine.*

About Financial Partners Group

Financial Partners Group is an Independent Comprehensive fee-based Wealth Management Firm located in Overland Park, KS, dial (913) 948-9489 for James Claiborne, Owner/Financial Advisor for a complementary portfolio review by our financial expert, James Claiborne CFS, ChFC. Whether you are seeking individual or corporate asset management, our Financial planning team has the experience and expertise to provide the objective advice needed to achieve your financial goals. Our investment advisory services include portfolio management, fee-based planning, estate, business, tax planning and investment management. Are you worrying that you will have all of the retirement income necessary to support you and your spouse in your final years? Our retirement planners will work closely with you to formulate a program of financial stability. Specializing in private wealth clients, we offer proven estate management strategies that can help obtain financial freedom for you and your family.

Advisory Services Provided:

Retirement Planning, Wealth Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Insurance Planning


Qualifications CRD# 2536341
Firm CRD# 13572
Series 7, 31, 63, 65

Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


Office Location 10940 NE 33rd Place,
Suite #210,
Bellevue,
WA
98004
Phone Number 425-250-6280

Our Mission is to help protect, preserve and grow family wealth as it pertains to our client's individual goals, dreams, and legacy. Our priority is the preservation of capital. We seek appreciation only when it is consistent with prudent risk, using portfolio diversification as the cornerstone of our client's wealth growth strategy. We seek to minimize risk by utilizing our multi-dimensional approach to money management: global equity, global fixed income, alternative investments, and cash. We recognize the value of long-term planning, by seamlessly integrating cutting-edge investment strategy, modern portfolio theory, and non-traditional systems modeling into a complete plan.

About Fulcrum Wealth Advisors, LLC

Fulcrum Wealth Advisors was founded on integrity and trust, in order to meet the needs of sophisticated individuals, families, business owners and organizations who seek more from their financial advisor than what conventional financial services firms offer. We began this business in 2013 as a commitment to protect our clients from unnecessary fees, costs, and conflicts of interest, which are the mainstay of traditional "Big-Box" financial institutions. Fulcrum Wealth Advisors is owned by the partners and has no outside shareholders or corporate parent. Thus, we strive to be free from the conflicts of interest that arise when a traditional firm needs to service the interests of its shareholders ahead of the interests of its clients. Our combined 121+ years of experience within such enterprises compelled us to offer a different kind of experience, one that puts people before profits and planning before product.

Advisory Services Provided:

Portfolio Management, Retirement Planning, 401K Rollovers, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Estate Planning & Trusts, Annuities, Insurance Planning


Qualifications CRD# 4162327
Firm CRD# 14869
Series 7, 24

Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee


Office Location 11126 O Street,
Omaha,
NE
68137
Phone Number 402-659-4427

Curtis has a master's degree in counseling and enjoys all aspects of the financial planning process. When not helping clients with what keeps them up at night, Curt enjoys coaching and spending time with his wife and four children.

About Central Financial Services

Ameritas Financial Center, Nebraska provides individuals, families and small businesses comprehensive financial services. We're currently anchored in Lincoln and Omaha; one firm in two distinct locations. The firm's history dates back over one hundred years, providing service throughout Nebraska and neighboring states. The Lincoln office dates back to November of 1912 while the Omaha office traces back to 1922. The two offices consolidated operations to become one firm in 2002.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities


Qualifications CRD# 2491459
Firm CRD# 2491459
Series 6, 7, 24, 63, 65

Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee


Office Location 1121 Lake Cook Road Suite P,
Deerfield,
IL
60015
Phone Number 847-282-3170

In both business and life, Chad Coe is imbued with a strong passion for helping people and making a positive impact on their lives. With more than 20 years of experience in the financial services industry, his commitment to serving others has never wavered. He strives to provide clarity and focus on what matters most to people - their values, which ultimately dictate the basis and management of their investment portfolio. He enjoys working with clients as a team, helping them pursue their goals, and serving as their trusted advisor. As the President and Founder of Coe Financial Group, Chad embraces a values-based approach and focuses on the personal well-being and financial security of his clients. Whether you're saving for a specific goal or trying to manage your own investments, Chad can help you stay on track. Like other professional relationships you develop, a financial advisor can be a lifelong guide for helping you make well-informed decisions throughout your lifetime. A financial advisor can help you: Clarify your goals and help you develop a financial plan Gain a comprehensive view of your financial picture Invest in strategies that can help you achieve your objectives An advisor who is a fiduciary puts your interests first by focusing on your financial well-being. Chad holds FINRA Series 6, 7, 24, 51, 63, and 65 securities registrations.

About Coe Financial Group

Serving Your Unique Financial Needs

Whether you're saving for a specific goal or trying to manage your own investments, Coe Financial Group can help you stay on track. Like other professional relationships you develop, a financial advisor can be a lifelong guide for helping you make well-informed decisions throughout your lifetime. A financial advisor can help you:
  • Clarify your goals and help you develop a financial plan
  • Gain a comprehensive view of your financial picture
  • Invest in strategies that can help you achieve your objectives
  • Coe Financial Group's advisors are fiduciaries and puts your interests first by focusing on your financial well-being.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 1183323
    Series 6, 7, 24, 63 Investment Advisor Representative

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


    Office Location 12 Christopher Way,
    Suite #200,
    Eatontown,
    NJ
    07724
    Phone Number 732-982-2170

    A resident of Monmouth County since 1968, Dan is a graduate of Monmouth University in West Long Branch with a B.S. in Psychology. In 1999 Dan recognized the need for personalized investment advice by working with employees of the small business pension plan market. As a result, he has become a strong influence in crafting a solution for this underserved population. Dan specializes in delivering wealth management solutions to a growing affluent population. His customizable six step process designs and implements clear strategies that have the potential to increase the probability of long term financial security. His twenty years as a trader in the U.S. Treasury markets for firms including Garban LLC and Cantor Fitzgerald have provided him with an immense and diverse experience in the global capital markets. Today Dan delivers his consulting process to clients by designing and implementing sound strategies for pursuing their wealth management and preservation goals while collaborating with their other trusted advisers, including their legal team and tax team. In his spare time, Dan continues his discipline as a martial artist and travels with his family in pursuit of exotic surfing destinations.

    About DC Strategies, Integrated Wealth Mgt.

    Assisting clients in understanding where they are today can be critical in setting attainable financial and personal goals for the future. We are a fee based "Wealth Management" firm that takes a comprehensive approach to clarifying and organizing our client's financial affairs. We provide ongoing education and insight to navigating the complexities of growing and maintaining "Wealth" while our clients benefit from a more balanced life. Our pledge is to provide quality information so that individuals may make sound choices about their financial future. Ultimately, our greatest impact may be the confidence that comes with working with an Adviser that will educate his clients in the options that are available,and implement those strategies in simple and easy to understand terms.

    Advisory Services Provided:

    Portfolio Management, Wealth Management, Money Management, Financial Advice & Consulting, Financial Advice & Consulting, Financial Planning for Individuals, Tax Advice and Services


    Qualifications CRD# 4673352
    Firm CRD# 2225
    Series 6, 7, 63, 65

    Compensation/Fee Fee-Based, Based on Assets


    Office Location 1200 Centennial Centre Blvd,
    Suite 300,
    Hobart,
    WI
    54155
    Phone Number 920-496-0123

    Andrew is an independent adviser who specializes in helping people who are already retired or close to retiring. He listens to your needs and creates a plan to help ensure your financial goals are accomplished. Mr. Hermsen only gives advice that is in your best interest and he does not receive commissions to avoid that conflict of interest. Andrew will create an investment portfolio based on the amount of risk you are comfortable taking and use low-cost investments to help you achieve the best investment return possible. An initial meeting with Andrew is free or charge and without obligation. He is confident that you will find the meeting worthwhile of your time and reassuring that you have found someone you can trust.

    About Hermsen Wealth Management

    Andrew Hermsen is an Accredited Investment Fiduciary (AIF) with his own independent financial planning firm located in Northeast Wisconsin. He listens to you and, based on that information, will create a financial plan and investment allocation to help ensure you reach your goals. As an AIF, Andrew works as a fiduciary for you meaning he does not work on commission and only gives advice with your best interests at heart. In a short initial meeting with him, he will answer any financial questions you have. If you feel he can help you achieve your long-term goals, you can discuss working together.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management


    Qualifications CRD# 2423040
    Firm CRD# 14869
    Series 6, 7, 63, 65

    Compensation/Fee Fee-Based


    Office Location 1200 Valley West Drive,
    Suite 403,
    West Des Moines,
    IA
    50266
    Phone Number 515-348-6019

    Chris is an Investment Advisor Representative with over 25 years of experience managing investment, retirement, and estate plans for individual and family wealth. Chris's practice focuses on retirees, business owners, families, divorcees, and women wanting financial independence. As an independent advisor, he works to create clarity, allowing clients to confidently take the next steps towards their goals and objectives. Working together, we seek to simplify overwhelming and complex decisions, allowing us to create an executable action plan to help reach their desired lifestyle before and during retirement. Chris is a former professional golfer who is married to Julie (a teacher in the Des Moines School District and they are blessed with two children, Elle and Will). Chris still plays golf and has also become an author, having written a Faith based book, "Pass the Test". Call 515-348-6019 to schedule a Free collaboration with Chris.

    About RK Wealth Management, LLC

    RK Wealth Management, LLC has been serving the Business Owners and hard working Families of the Central Midwest by providing quality education, wealth strategies and ongoing service. We see the need to protect incomes, livelihoods, retirement dreams and leave a legacy. Our organization helps Families, Business Owners and their Businesses navigate the complexities of financial strategies. We believe that human emotions often cloud the judgment necessary to make positive, life changing decisions. When faced with multiple options outside of your comfort zone and level of skill or experience, objective analysis and action will become increasingly difficult. RK Wealth exists to empower our clients to take action through education and increased awareness.


    Qualifications CRD# 6139848
    Firm CRD# 15296
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee


    Office Location 121 Continental Drive, Suite 110,
    200 E. State Street, Suite 303, Media, PA 19063,
    Newark,
    DE
    19713
    Phone Number 302-366-0366

    Nick Vali is an Associate Partner and Wealth Manager at Diamond State Financial Group. Nick graduated from The University of Delaware’s Lerner College of Business and Economics, with a Bachelor of Science degree in Marketing and minor in Economics.  He currently holds his Series 7, Series 66 registrations, as well as his Life and Health Insurance licenses.

    Nick appreciates the contributions of small business owners, medical professionals, and (pre)retirees to the community, and specializes in creating innovative strategies to help overcome the unique challenges these individuals face.  These specialties include:

    • Retirement Income Strategies
    • Tax Distribution Strategies*
    • Wealth Management
    • Income Protection Strategies
    • Employee Benefits
    • College Funding Strategies
    • Asset Protection Strategies*
    • Legacy Maximization/Estate Planning

    Nick is passionate about helping his clients and strives to build a reputation founded on honesty and integrity. Having a passion for solving the puzzle presented by each client, Nick firmly believes that a comprehensive approach, integrating all aspects of one’s financial life, is critical to creating a roadmap to financial independence.  Through his strategic approach to wealth management, (pre) retirees and business owners are accustomed to hands-on support, extensive resources and a team of committed financial experts throughout the experience.

    Nick is a Registered Representative and Investment Advisor Representative of Securian Financial Services, Inc.

    Nick resides in Middletown, Delaware, with his wife Melissa and daughter Gianna.  In his spare time, he enjoys golf, the company of friends and family, and revels in travelling abroad.

    *Financial advisors do not provide specific tax/legal advice and this information should not be considered as such. You should always consult your tax/legal advisor regarding your own specific tax/legal situation.

    About Diamond State Financial Group

    We believe in the power of personal relationships and focus on one thing - the needs of our clients. Since 1989, Diamond State Financial Group has been committed to helping our clients improve their long-term financial successes. We make available a wide range of quality financial products and the advice and expertise of highly qualified financial professionals. It is because of you, each of our associates have been carefully selected based on their knowledge, experience, and desire to deliver an exceptional client experience. Our team adheres to a vigorous, continuing educational program to provide clients with current and relevant financial perspectives. We are proud to be an independent financial services firm as it allows us the freedom to provide our clients with objective advice. We are focused on recommending products and services based solely on the needs of our clients. Whether or not to establish a relationship with a financial professional is a decision that deserves careful consideration. You can trust we are committed to helping you accomplish your long-term financial goals.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 4516694
    Firm CRD# 157423
    Series 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 1213 Culbreth Drive,
    Wilmington,
    NC
    28405
    Phone Number 910-448-1450

    Investing and Living with Passion Jeff is passionate about faith-based stewardship, extreme diversification, and best-in-class investing. During his twenties he lived abroad in Ireland, as well as on the Island of St. John in the U.S. Virgin Islands. Jeff once skied 89 consecutive days at the Arapahoe Basin in Colorado. Jeff is married, has two children, and thrives most when hes spending quality time in the great outdoors with his family. Serving Community Jeff believes in supporting the community and has served as an investment instructor for Junior Achievement and taught the Financial Forum at John T. O'Connor Senior Center for many years. Jeff has also volunteered in leadership programs and music ministry at his local church. Jeff can help you navigate your complex private wealth management opportunities. Jeff holds the Series 65 (Uniform Investment Adviser Law Examination) securities license administered for the North American Securities Association (NASAA) by the Financial Industry Regulatory Authority (FINRA).

    About Inspire Financial Planning, LLC

    As an independent firm, you can depend on our relationships with AlphaStar Capital Management, Horizon Investments, Vanguard, TD Ameritrade, and many more to bring you multifaceted approach to private wealth. We view the management of your wealth through a fiduciary lens. We place your best interests above our own. What differentiates us from the rest? Our independence, transparency, and holistic process. Contact us today and can we can meet with you at one of our many offices in the following locations: Greensboro, Winston-Salem, Durham, Raleigh, Cary, Charlotte, Wilmington, and Wrightsville Beach. Click here to reserve time for an initial phone or zoom consultation: https://inspirefp1.youcanbook.me/

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 5072964
    Firm CRD# 2881
    Series 6, 7, 63, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions


    Office Location 1245 Jordan Creek Parkway,
    Suite 200,
    West Des Moines,
    IA
    50266
    Phone Number 515-697-4680

    Jason currently lives in Waukee with his wife, Elise, and their five young children Charlene, Carter, Caelyn, Carissa, and Coen. Hobbies: Jason is an avid runner and has competed in many marathons throughout the Midwest. He also enjoys golfing, fishing, camping, tennis, and spending time with his wife and children.

    About Northwestern Mutual

    Areas of Expertise Here are my areas of expertise, which I will use to provide you with customized recommendations that will help you plan for your financial future. Financial Planning Long-term financial security doesn't happen by chance. Many things in life can have an impact - positive or negative - on your financial well-being. I'm here to help you take control of your future. Together we'll identify your most important goals and dreams, and build and implement a financial plan to help you achieve them. And because life is unpredictable, we'll monitor your progress on a regular basis to ensure your plan evolves as your needs and the situation around you changes. Retirement Planning Perhaps one of the greatest financial challenges you will face in your lifetime is preparing adequately for your retirement. I will help you create a plan that will assess your current financial situation, determine the retirement lifestyle for your future, review the many options available, and put solutions in place to help ensure you achieve the retirement of your dreams. Investment Strategies Without a coordinated investment strategy, it can be difficult to build an effective investment portfolio that helps meet your financial needs. As a Registered Representative of Northwestern Mutual Investment Services, LLC (NMIS), I can offer you access to a wide range of investment products and services. I will work with you to develop investment solutions aimed at meeting your financial objectives.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 3084281
    Firm CRD# 146151
    Series 6, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


    Office Location 125 S. Swoope Ave,
    Suite 109,
    Maitland,
    FL
    32751
    Phone Number 407-622-6669

    I received my formal education at the University of Florida and completed the Certified Financial Planner Professional Education Program at the University of Central Florida.

    About Wealth and Business Planning Group, LLC

    Richard E. Reyes, CFP, The Financial Quarterback(TM) provides sleep well at night solutions for retired and near-retired individuals through comprehensive retirement plans customized to each client's needs. It's not only about retiring, but more importantly about formulating a plan to stay retired.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Insurance Products & Annuities


    Qualifications CRD# 4439033
    Firm CRD# 6413
    Series 7, 24, 31, 66

    Compensation/Fee Fee-Based


    Office Location 126 W. Chatham Street,
    Cary,
    NC
    27511
    Phone Number 919-244-1416

    Began career in financial services by joining Legg Mason Wood Walker as a Financial Advisor in 2001, and transitioned to Smith Barney via a company acquisition in 2006. Have been a CERTIFIED FINANCIAL PLANNER professional since 2006, and received a certificate in Financial Planning from Duke University. Born and raised in Long Island, NY by parents who emigrated from Scotland in the 1950's, John moved to North Carolina to attain his undergraduate degree from East Carolina University. He currently resides in Morrisville, NC with his wife, Leslie. Have two children: son Jack is a 2nd Lt. in the US Army, and daughter Lindsay is in nursing school.

    About McAulay Financial at LPL

    LPL Financial is he largest independent broker dealer with more than 18,000 advisors nationwide. We are publicly traded under the symbol LPLA.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management


    Qualifications CRD# 4261724
    Firm CRD# 39543
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Hourly


    Office Location 1261 Locust St.,
    Suite #60,
    Walnut Creek,
    CA
    94596
    Phone Number 925-322-0799

    David has been directly advising clients as a financial planner for 21 years. David joined Gateway Financial Advisors, Inc. and became affiliated with Cambridge Investment Research, Inc. as a Registered Representative and Investment Advisor Representative in 2014 in order to be able to offer completely independent advice to his clients. David has been a Certified Financial Planner" practitioner since 2004. He earned the Chartered Life Underwriter® designation in 2005 and the Chartered Financial Consultant® designation in 2010, both through the American College of Bryn Mawr, PA. Recently, David completed additional training in 2020 to become a Chartered Socially Responsible Investing Counselor (CSRIC") to better serve the needs of my clients desiring to incorporate their values in their portfolios with sustainable, responsible, and impact investments.David is a member of the Financial Planning Association and the Northern California Planned Giving Council. David is a graduate of UCLA with a B.A. in Political Science, and also holds a M.A. and M.Phil. in Politics from NYU, where he pursued and published doctoral research on the causes and impact of the social investing movement.

    About Gateway Financial Advisors, Inc.

    David specializes in helping successful professionals review their current tax and investment situations to plan for retirement and help efficiently transfer their assets to their children, grandchildren and charitable beneficiaries. Helping others get the unbiased information they need to make sense of their options, designing a roadmap that reflects the specific concerns he hears from his clients, and supporting them to make tough but educated decisions to help gain control over their financial lives has been David's mission since he began his career in financial planning in 2000. As a Certified Financial Planner (TM) professional, David develops comprehensive financial planning strategies to help address client goals, and then help clients implement those strategies, often in coordination with clients' other professional advisors. To learn more about David's fee based financial planning process, call to set up a complimentary initial consultation.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 732604
    Firm CRD# 6413
    Series 7, 63, 66

    Compensation/Fee Fee-Based


    Office Location 130 Maple Ave,
    Suite 1B,
    Red Bank,
    NJ
    07701
    Phone Number 732-747-9775 Ext. 003

    John began his career in the early 1980's as an Institutional Bond Salesman working for several investment firms including: Alex Brown & Sons, Paine Webber and George K. Baum. As a municipal bond specialist, his client base consisted of banks, insurance companies and other professional money managers.
    In 2001 he had a deep-seated desire to apply his knowledge in the institutional markets to the retail investor. He joined a life insurance agency and in 2006 he received his CFP® designation. In 2015 the strong belief of the unique value offered by an independent financial advisor lured John to independence; he associated himself with Wellesley Financial Planners. Central to John's career as a financial advisor is not only to provide clients with strategies as they accumulate wealth, but also to build safe and secure income distribution strategies as they transition to retirement. His 30+ year career in the financial industry is enhanced by the following credentials. He is a CERTIFIED FINANCIAL PLANNER, ENROLLED AGENT "enrolled to represent taxpayers before the IRS".
    If you're seeking an informed second opinion on Asset Allocation, Risk Management, Retirement Income, Medicare, Social Security and Tax strategies; you'll find John to be comprehensive, knowledgeable, attentive, and trustworthy.
    John grew up in Holmdel where he attended St. John Vianney High School; he obtained his B.S. Degree in both Business Administration and Marketing from King's College. He resides in Red Bank: he's an active member of The National Society of Enrolled Agents, The New Jersey Society of Enrolled Agents, The Jersey Shore Running Club and The Amerigo American Vespucci Society.

    About Wellesley Financial Planners

    Wellesley Financial Planners was founded when financial planning was in its infancy in 1984. Our primary mission will always be to put the interests of the client first and foremost. We will objectively and fairly assist clients in every aspect of their financial lives. We aim to provide superior service that is caring and personal. We recognize that anyone who puts their trust in us deserves the highest level of expertise. Therefore our knowledge, experience and confidence must always exceed all expectations. For each of our clients we strive to help create stability and security to achieve the goals of financial independence and personal happiness. Today with the addition of two highly qualified and experienced financial planning associates and three administrators the firm of Wellesley Financial Planners serves the needs of over a thousand clients. We are proud to offer a distinct and powerful approach to personal financial planning that employs the "Spirit of Life" philosophy rarely seen elsewhere today. We invite you to join us.

    Advisory Services Provided:

    Financial Planning, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Investment Advice & Management, Tax Advice and Services, Insurance Products & Annuities


    Qualifications CRD# 5253413
    Firm CRD# 6413
    Series 7, 66

    Compensation/Fee Fee-Based


    Office Location 1300 Route 73 Suite 314,
    Mount Laurel,
    NJ
    08054
    Phone Number 856-291-0142

    Paul Koenig is a Financial Planner with Integrated Financial Partners, Inc.(IFP). Along with his team of advisors, he takes an independent, comprehensive and objective approach to financial planning to help ensure that your goals, objectives and risk tolerance are properly considered and managed. This process includes an evaluation of retirement, risk management, investments, education funding, asset protection strategies, and legacy planning. It is through this process that he can help identify what is most important to his clients so that financial tools and resources can be properly aligned with their goals, despite personal lifestyle changes and external economic factors. Paul helps clients build wealth and position their investments properly through the use of tax-advantaged products and strategies. Paul has committed to adhere to the principles of integrity, objectivity, competence, fairness, confidentiality, professionalism, and diligence when taking care of clients. Paul can provide advice and direction so you can make the most informed decisions. Paul and his team are able to provide strategies that can help you: Build your nest egg, Enjoy a comfortable retirement, Protect your family from financial emergencies, Leave a legacy to your heirs or your favorite charities, Fund your children's or your grandchildren's education. He was listed in New Jersey Monthly and Philadelphia Magazine as a Five Star Wealth Manager. Paul is involved in his community including the American Red Cross, Habitat for Humanity and other worthwhile charities. An avid outdoors-man, Paul believes in physical as well as fiscal fitness.

    About Integrated Financial Partners

    Financial Planning is not a do-it-yourself project. In today's complex world it takes diligence, research, careful consideration and the help of an experienced professional to help you achieve the retirement you deserve and have worked so hard to attain. As a CERTIFIED FINANCIAL PLANNER professional, I can be objective about your financial situation and this is vital in order to help you gain perspective and confidence in your financial future. A completely confidential Financial Second Opinion is the logical first step on your road to retirement. The number one financial worry is not having enough money to retire. Do you know how much you need? Did you allocate it properly and prudently? Do you know what assets to spend first? This is where I can help. Along with clarity, I can provide prudent strategies and solutions to help you meet your needs and lifestyle goals. I'll provide a customized plan developed through a comprehensive process and I will work with you to see that it is implemented properly. You'll be in a position to make informed decisions for your future. Recognized as one of the largest and most successful independent financial services organizations in the country; Integrated Financial Partners (IFP) specializes in coordinating with all of our clients other advisors to ensure collaboration in all aspects of their financial lives.


    Qualifications CRD# 4845727
    Firm CRD# 10205
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 1333 2nd Street NE Suite 303,
    Hickory,
    NC
    28601
    Phone Number 828-320-5295

    Brent earned his BS in business finance from the Martha & Spencer Love School of Business at Elon University. He has over 14 years of experience working with individuals and businesses helping them to meet their financial goals. His areas of focus include small business planning, retirement and income planning, estate planning and insurance needs. Brent enjoys helping clients simplify todays increasingly complex financial environment by designing financial plans tailored to the clients specific goals and objectives. He currently resides in Hickory with his wife, Michelle.

    About Tar Heel Wealth Management

    At our firm, we have the clientand only the clientin mind. Our mission is to get to know and understand your needs, wants, and long-term goals. We want to help you develop, implement, and monitor a strategy thats designed to address your individual situation. We understand the challenges families face today. From managing debt to saving for college to retirement, these personal finance challenges can be overwhelming. Our commitment is to utilize all of our resources to help you pursue your goals. We believe in thinking out of the box and we are not afraid to challenge conventional wisdom in our approach to investing and preserving wealth. All of our energy, commitment, and efforts are focused on you, the client, and your satisfaction.


    Qualifications CRD# 2061356
    Firm CRD# 144434
    Series 65

    Compensation/Fee Fee-Based, Commissions, Flat Fee


    Office Location 13955 W Preserve Blvd #302,
    Burnsville,
    MN
    55337
    Phone Number 612-296-6681

    Greg has been in business for 34 years. He has a passion for helping people have the retirement they have always dreamed about. Greg works with clients to help them have the income they want as well as having the investment growth they are looking for. Greg and his wife have been married to Lori for 32 years. They have three children and one grandchild. Greg enjoys playing golf and fishing as well as spending time with the family.

    About Valley Asset Manager

    It is our belief that each individual is as unique as their retirement needs . We believe that people who have worked hard all their life to save for retirement should have the ability to know their needs, wants and dreams are realized. In order to accomplish this we take the time to get to know our clients. We believe there is a process that must be utilized to help reach those retirement goals. Once the process is completed our clients know the plan fits their own unique needs.


    Qualifications CRD# 5651469
    Firm CRD# 877
    Series 7, 24, 63, 65, 66

    Compensation/Fee Fee-Based, Based on Assets


    Office Location 142 West 57th Street,
    New York,
    NY
    10019
    Phone Number 212-931-7077

    Jed Limmer, CIMA® is the founder and managing partner of Bicoastal Wealth Management. Jed has spent his career as a trusted advisor to some of the world's largest financial institutions, family offices, and high-net-worth individuals. Jed has built his career and his reputation by always putting his clients and their well-being first. Providing sound, unbiased financial advice is the cornerstone of Bicoastal Wealth Management's practice. Jed was destined for a career in Wealth Management, following in the footsteps of his father, a highly respected Wall Street veteran. He has spent his career helping individuals, families, and companies invest their money and navigate the financial markets. Whether they be corporate executives, entrepreneurs, businesses, or families planning for their future, Jed takes a personalized and risk-based approach to meet their needs. Jed received a B.S. in Finance and Entrepreneurship from Syracuse University, completed the Yale School of Management Investment Management Theory and Practice, and is a Certified Investment Management Analyst® (CIMA®).

    About Bicoastal Wealth Management

    Bicoastal Wealth Management is a full-service financial planning and wealth management group affiliated with Wedbush Securities. Wedbush Securities is a premier securities and investment services firm, providing financial services to individual, institutional and investment banking clients for over 65 years. As an organization, we thrive because of the dedication of approximately 900 colleagues in nearly 100 offices across the nation who make Wedbush a unique and successful company.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 6524415
    Firm CRD# 310341
    Series 7, 63, 65

    Compensation/Fee Fee-Based, Commissions, Flat Fee


    Office Location 1425 W Foothill Blvd.,
    Suite 125,
    Upland,
    CA
    91786
    Phone Number 909-261-2749

    Rick Martinez CFP® is a Passionate and highly experienced Retirement Wealth & Tax Strategist. His goal is always to help his pre-retirees and retirees experience financial peace of mind. Rick works closely with a collaborative team of CPA's, Estate Attorney's, and other Certified Financial Planners with RDM Financial Group. Using the powerful approach of The "Retirement Wealth Maximizer System", He has been able to help his retirees enjoy a comfortable retirement where they are positioned to never run out of money and are also able to leave tax-efficient and tax-free money to their kids, grandkids, and other love ones. Because Rick is passionate about his career, he continues to seek higher education through the University of California, Irvine, and has attained the designation of CERTIFIED FINANCIAL PLANNER. He maintains qualifying state licensing, quality strategic coaching from other experts in the industry, and ongoing training on new laws affecting taxes and retirement investments. Rick is a life-long Californian. He is happily married to his wife Gracie of 25 years and is the proud father of two wonderful daughters Sarah and Chelsee. Rick enjoys family weekend trips to the river and walking his dog's Candy and Max.

    About RDM Financial

    We understand how important it is for you to be able to trust your Financial and Tax planning team - particularly in the wake of recent, highly publicized corporate failures and investment management misdeeds. Regardless of the direction the stock market and interest rates take in the future, it's important to have a trusted advisory team you can count on to give you the news straight and look after your best interests.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 2756672
    Firm CRD# 144374
    Series 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 1500 Town Side Drive, Suite 200,
    Call : (919) 657-4201,
    Apex,
    NC
    27502
    Phone Number 919-657-4201

    Known as "Coach Pete" on the radio, Mr. D'Arruda has over 27 years in the financial arena with NO complaints. Coach Pete is also a SMARTVESTOR PRO with Dave Ramsey. He has authored 6 books and co-authored 2. Two of his books have reached the best-sellers list on Amazon. The most noteworthy book, Successonomics, is one that Coach Pete co-authored with Steve Forbes. But, by far, his favorite book just happens to be his most recent, 7 Baby Steps to a ridiculously Reliable Retirement Income. His newest book, AMERICA ASKS COACH is a great read as well. He has just been named to the prestigious Forbes Leadership Council and will be submitting at least 6 articles a year to Forbes. He is a graduate of The University of North Carolina. He is a proud father of daughter, Caroline, age 14 with his wife, Kim. A+ rating with the BBB (Better Business Bureau) and the National Ethics Association.

    About Capital Financial Advisory Group, LLC

    Known as "Coach Pete" to his listeners and clients, Coach Pete and his firm are a committed group of professional fiduciaries dedicated to providing superior investment advice to their high networth clients. Coach Pete is also a SMARTVESTOR PRO with Dave Ramsey. A fiduciary is any person or institution that has the power to act on behalf of another in situations that require great trust, honesty, and loyalty. His radio show, "The Financial Safari" first aired in 2005 and can be heard weekly on more than 50 stations nationwide. Other Shows founded and hosted by Coach Pete are AMERICA'S 401K SHOW, ROCK ON RETIREMENT, and A+ RETIREMENT. All these shows are heard weekly throughout North Carolina and much of the nation. Also known as the King of Income Planning, Coach Pete's approach to systematic, lifetime income planning is followed by many who wish to reduce retirement worries. The firm provides personalized investment and income strategies as well as tax and estate evaluation for all sizes of portfolios and estates. Call today and see if this is the family atmosphere you've always wanted.

    Advisory Services Provided:

    Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Estate Planning & Trusts, Annuities, Insurance Planning


    Qualifications CRD# 5915046
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets, Hourly


    Office Location 1508 Military Cutoff Rd.,
    Suite 206,
    Wilmington,
    NC
    28403
    Phone Number 910-509-7230

    BRENT F. HAYES - MANAGING PARTNER: Brent holds series 7 and 66 securities registrations with Cambridge Investment Research, Inc.. Concentrating on risk management, Brent quickly realized and understood just how essential the prevalence of a risk-managed approach is for his valued clients. Brent decided he wanted to add value by offering total financial services to his clients and joined the family business, Conway & Company Financial Services in 2011. In the fall of 2017, Brent and long-time friend Justin Wolfe expanded the family owned and operated business in Wilmington with Strategic Investment Partners. Brent is a Registered Representative and Investment Advisor Representative with Cambridge Investment Research, Inc. He is also a licensed insurance agent in the field of Life, Health, Variable Insurance, as well as Property and Casualty. Brent is a long-time member of the Rotary Club of Kinston and upholds the club values in volunteer and fundraising efforts. He is also a member of the Wrightsville Beach United Methodist Church and continues to strengthen his faith. Recently Brent was nominated to join the Wrightsville Beach Foundation which he gladly accepted a board position. The foundation is a non-profit with a mission statement is a commitment to develop and promote a venue that will have the ability to generate funds that can be used to promote, improve and enhance the quality and enjoyment of our islands parks and recreation programs and amenities.

    About Strategic Investment Partners

    We are committed to maintaining the highest standards of integrity and professionalism in our relationship with you, our client. We endeavor to know and understand your financial situation and provide you with personalized information, services, and products to help you reach your goals. Strategic Investment Partners is a sub-branch of Conway & Company Financial Services. We operate as FIDUCIARIES so we are ethically and legally required to invest our client assets in their best interest. A long-term perspective of the Dow Jones Industrial Average reveals the reality there are extended periods of time which the US equity market will trend upwards, and also long periods of time where the market will instead stagnate or move generally lower. Our Fact-Based Strategy - Underpinning our Fact-Based strategy is a set of core beliefs about the market. These core beliefs are: 1. We don't know where the market will go - and neither does anyone else. 2. Wherever the market goes, it will get there by trending. 3. Along the way, there will be outperformers and underperformers. Armed with these three core beliefs, we are well equipped to handle whatever the market brings - ALL WITHOUT HAVING TO MAKE A SINGLE PREDICTION. Using supply and demand analysis, our Fact- Based strategy concentrates on identifying outperformers to include in our portfolios. Together, they give us the "when" and "what" - the two essential ingredients of success.

    Advisory Services Provided:

    Portfolio Management, Retirement Planning, 401K Rollovers, Financial Advice & Consulting, Financial Planning for Individuals, Estate Planning & Trusts


    Qualifications CRD# 2738353
    Firm CRD# 121458
    Series 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 1515 Market Street,
    Suite 1200,
    Philadelphia,
    PA
    19102
    Phone Number 856-235-3830

    About Our Founder Planning. Protecting. Preserving your retirement. One of Philadelphia's leading retirement transition specialists, Steve DeCesare, CFP®, is a second-generation Certified Financial Planner® professional who has spent the last decade of his career helping professionals transition into retirement with financial confidence. His multi-disciplinary planning approach works to ensure that the investment, income, tax and estate strategies are in place to achieve each of his client's financial and lifestyle goals for retirement. Steve specializes in offering guidance to corporate employees regarding their company sponsored retirement plans such as 401(k)s and pensions. He also advises on rollovers to and investment decisions within Individual Retirement Accounts (IRAs). Additionally, he helps employees who are facing workplace transition with the critical decisions and financial plan adjustments that need to be made to help ensure a smooth progression of their financial life as they enter into their next job or retirement. Steve is a CERTIFIED FINANCIAL PLANNER® professional and Investment Advisor Representative of DeCesare Retirement Specialists a Registered Investment Advisor. He is also life and health insurance licensed in the states of New Jersey and Pennsylvania. Steve is a member of the Financial Planning Association (FPA) and a recipient of the 2012, 2013, 2014, 2015, 2016, 2017, 2018, 2019, 2020 Five Star Wealth Manager Award. As a financial resource, Steve has been quoted in numerous media outlets including USA Today, Money, Washington Post, The Wall Street Journal, and Bankrate.

    About DeCesare Retirement Specialists

    Other office location: 10,000 Lincoln Dr. E Ste 201 Marlton, NJ 08053. DeCesare Retirement Specialists is dedicated to providing a systematic,comprehensive, and a client-centric approach to financial planning. We are committed to helping you achieve your financial goals so that your savings can provide for your and your loved ones throughout retirement and thereafter. Our services include (but are not limited to): Retirement Planning, Investment Management, Financial Planning, E-Bridge Tracking Financial Software, Insurance Planning, Tax Planning, Estate Planning. DeCesare Retirement Specialists is an independent wealth management and retirement planning firm dedicated to helping make your life's hard work, work hard for you in retirement. Whether you are just beginning on the road to creating wealth, ready to cross over from the working years to the retirement years, or if you are already retired, we can help. Let DeCesare Retirement Specialists help you transition from work through life.

    Advisory Services Provided:

    Retirement Planning, Financial Planning for Individuals


    Qualifications CRD# 5915870
    Firm CRD# 5915870
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 1530 Habersham Place,
    Cumming,
    GA
    30041
    Phone Number 404-434-2904

    There are three elements to Financial health - Having a Plan, Managing your Money, and Protecting what you have! Bringing all the pieces of your financial life together is challenging. From budgeting, to planning for retirement, to managing your taxes and your insurance coverage, personal finance never means just one thing and is unique to you. Financial health is about much more than a collection of investments, policies, or a dated plan. CFP® CERTIFICATION: THE STANDARD OF EXCELLENCE : The CFP® certification marks identify professionals who have met the high standards of competency and ethics established and enforced by CFP Board. CFP Board's Standards of Professional Conduct require CFP® professionals to act in their clients' best interests.

    About Trinity Financial Planning

    There are three elements to Financial health - Having a Plan, Managing your Money, and Protecting what you have! Bringing all the pieces of your financial life together is challenging. From budgeting, to planning for retirement, to managing your taxes and your insurance coverage, personal finance never means just one thing and is unique to you. Financial health is about much more than a collection of investments, policies, or a dated plan.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 4673347
    Firm CRD# 304569
    Series 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 15350 W. National Ave,
    Suite 214,
    New Berlin,
    WI
    53151
    Phone Number 262-333-8353

    I love helping people learn more about their money. Why? Because I believe that the more you know about your money, the better decisions you will make with your money. As a financial advisor at Keil Financial Partners and the host of the Retirement Revealed podcast, I work to simplify complex financial decisions so you can make smarter retirement, investment, and tax planning decisions. Retirement should create enjoyment, not anxiety. Learn how you can make meaningful strides towards an enjoyable retirement with the 5-step retirement income plan weve developed to help you make the best choices with your money. I'm more than happy to discuss how I can help you. If youd like to chat, please visit my calendar and set up a time that works best for you: http://www.calendly.com/jeremykeil Certifications: CFP® (Certified Financial Planner®) CFA® (Chartered Financial Analyst®) CLTC® (Certification for Long Term Care®) CIMA® (Certified Investment Management Analyst) ChFC® (Chartered Financial Consultant®) CLU® (Chartered Life Underwriter®) RICP® (Retirement Income Certified Professional®) CKA® (Certified Kingdom Advisor)

    About Keil Financial Partners

    I help people make great retirement decisions. If you need guidance on retirement, investment and tax planning let's talk! We help people: - maximize their pension and social security decisions - manage their lifetime tax bill - optimize the tax consequences of their company stock plans including within their 401(k)

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 1018380
    Firm CRD# 22449
    Series 4, 6, 7, 24, 27, 31, 53, 63, 86, 87

    Compensation/Fee Fee-Based, Based on Assets


    Office Location 15415 Clayton Road,
    Ballwin,
    MO
    63011
    Phone Number 636-537-8770

    William L. Meyer, AIF, CLU, ChFC, William L. Meyer graduated from Maryville College in 1978, earned his Chartered Life Underwriter & Chartered Financial Consultant degrees from The American College of Bryn Mawr Pennsylvania in 1983, and his Accredited Investment Fiduciary accreditation from FI360. He is age 58, married with 3 children, and resides in Chesterfield, Missouri. He currently serves on the National Association of Insurance and Financial Advisors Board - St. Louis. His personal interests are philanthropy for children, golf, skiing, and reading. In 1988 he co-founded Cutter & Company, Inc., of which he is a producing manager and president. The firm is comprised of three divisions, a Broker Dealer, Registrared Investment Advisory, and an insurance agency and serves businesses and individuals. The firm is licensed in 48 states, has 14 employees and 40 independent advisors affiliated with the firm. Mr. Meyer, in addition to holding life, health, & P&C insurance licenses, also holds the following securities licenses; series, 4, 6, 7, 24, 27, 31, 53, 63, 86, and 87. He was admitted to the Palladin Registry of Advisors in 2006, and was chosen by clients and St. Louis magazine in 2008, 2009, 2010, 2011, 2012, 2013, & 2014 as a FIVE STAR WEALTH MANAGER in the category of "Best in Client Satisfaction Wealth Managers".

    About Cutter & Company, Inc.

    Providing Resources That Offer Investors the Freedom of Financial Security Located in Ballwin, Missouri, just 15 miles west of St. Louis, Cutter & Company provides professional investment management, and complete financial planning, as well as life and health insurance products. Our goal is to help individuals prepare for current financial and insurance needs and help develop strategies to meet future goals. We strive to provide assistance to small and large businesses in the areas of employee benefits; including group life and health insurance, 401(k) and other qualified plan analysis, deferred compensation programs and other sophisticated executive benefits. Cutter & Company is locally owned and privately held. The company has been serving the needs of individuals and corporations since 1988. Management has over 70 years combined experience. Our experienced staff and investment representatives have significant industry background, with significant industry experience in the financial industry. Cutter & Company representatives focus primarily on serving the needs of individuals and businesses in Missouri, but is registered to do investment business in over 45 states.

    Advisory Services Provided:

    Portfolio Management, Retirement Planning, 401K Rollovers, Financial Advice & Consulting, Financial Planning for Businesses, Insurance Planning


    Qualifications CRD# 4495513
    Firm CRD# 39543
    Series 7, 66

    Compensation/Fee Fee-Based


    Office Location 1595 Selby Avenue,
    Suite 213,
    Saint Paul,
    MN
    55104
    Phone Number 651-442-0465

    John Severy-Hoven, CFP®, MBA, began Oracle Financial Planners LLC early in 2003 after leaving Merrill Lynch. He has been a financial planner since 2001. He has completed a Master's Degree in Psychology and has a second Master's Degree in Business focusing on investments. This education is a great fit for the financial planning field, which demands insight within the capital markets, a drive to learn continually as the field expands, and a desire to help people and to listen to their needs. John received his Certified Financial Planner (CFP®) designation in 2006. Since 2008 he has been named a FIVE STAR: Best In Client Satisfaction Wealth Manager by the Minneapolis/St. Paul Magazine six times. While at the University of Minnesota, John began a chapter of Net Impact, a student organization promoting socially responsible investing. He and Beth, his wife, have one daughter (Kira) who was born in February 2005 and a son (Zachary) who was born in October 2007. In 2015 they added a rescue puppy, Kendra, to the family. John reports: The best way to describe me and my family's life right now is Chaotic Bliss.

    About Oracle Financial Planners LLC

    As the founder of Oracle Financial Planners, John Severy-Hoven prides himself on assisting clients in every aspect of their financial lives so that they can prepare for what their future holds -- retirement, children's education, buying a new home. John helps you build and maintain your financial vision toward the future, your future.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 2703615
    Firm CRD# 6413
    Series 7, 24, 63, 65

    Compensation/Fee Fee-Based, Based on Assets


    Office Location 1605 W Candletree Dr,
    Ste 108,
    Peoria,
    IL
    61614
    Phone Number 309-589-0180

    Growing up in a small town like Tremont, Illinois, as an only child, yet part of a very large extended family, taught Todd the importance of family values. His mom, Kathy's family was small while his father, Denny's family was large and both sides taught him that family and friends, taking care of people and remembering your roots were very important. With his loving wife, Amy, of 30 years and three grown children, Trey (28), Taylor (25), and Tanner (23), this large extended family (as of Christmas 2019's get together they numbered 76 between Uncles, Aunts, cousins and the next generation) still helps him ensure those family values will pass on to their children as well. This dedication to family has always had a profound effect on his wealth management business and his dedication to his clients and their family's well being. For Todd, his relationship with his clients has never simply been about their investments. It has always been about getting to know them intimately, in order to find the true purpose, in their lives, those investments will need to serve. In his practice, Todd, has never used pre-packaged portfolios for his clients. Each portfolio is hand crafted and the investments are selected by Todd for his client's particular needs and individual situation. He has been known to say, "While we all want cookies, none of us wants to be the cookie cutter". "We're doing our level best to change the way people think about working with a Wealth Advisor. Most people know they need to be setting money aside in investments," says Todd. "They know what their hopes and dreams are for their families, charitable concerns and their own retirements. They just aren't sure what they need to do to make those aspirations a reality. It is our job to create an environment and a relationship they feel comfortable enough to relay those concerns and then help them, as best we can, in trying to pursue those dreams." Call 888-850-8635 or 309-589-0180 or click to schedule a Free Initial Consultation with Todd.

    About Nash - Hasty Investment Services, Inc.

    Nash-Hasty Investment Services, Inc. was founded in September 1998 by Cindy A Nash and Todd A Hasty. Cindy brought with her 15+ years' experience in the financial services business. She began her career in 1983 for Herbert White & Company in Peoria which was established locally in 1928. In 1994, Curtis White retired and sold H. B. White & Co. to a local banking institution. Cindy went along with the business and started that banks first full-service brokerage firm. Todd started his financial career at Herget National Bank in Pekin Illinois in 1990 as a customer service representative working his way through the ranks to Assistant Director of Branch Services in 1994, assisting bank clientele with many facets of their financial lives as well as running two locations for the bank. In 1996, Todd transitioned to the Investment side of banking and hired on to the same brokerage team as Cindy at the bank that had purchased H.B. White & Co. the year earlier. Cindys vast brokerage experience coupled with Todds banking and insurance experience made them a natural fit to work together with clients as a team. As their team concept built and became popular with clients, Nash-Hasty Investment Services, Inc was born. Their shared commitment to the client has made Nash-Hasty Investment Services, Inc. a fast growing and premier asset management practice in the Greater Peoria Area. (Look for the Nash-Hasty Investment Services, Inc. Client Commitment that Todd and Cindy established back in 1998) In April of 1999, Cindy was, unfortunately, stricken with an illness that left her unable to work. In November 1999, a buyout was structured making Todd the sole owner of Nash-Hasty Investment Services, Inc. Now armed with over 26 years worth of his own experience in providing retirement planning, personal financial services, investment recommendations, asset and wealth management to many individuals and families throughout many clients in Ilinois as well as many clients all around the country, he continues to build his business to provide comprehensive services to his clientele always striving to fulfill and exceed client expectations. Todd has continued to structure Nash-Hasty Investment Services, Inc. around the foundation of beliefs and commitments that he and Cindy first established in 1998 when they decided to open Nash-Hasty Investment Services, Inc. striving to make this one of the most respected asset firms in Central Illinois.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 4512228
    Firm CRD# 30833
    Series 7, 31, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee


    Office Location 1640 East River Road,
    Suite 208,
    Tucson,
    AZ
    85718
    Phone Number 520-298-1900

    Michelle is the Co-Founder and President of Modern Wealth Management. She is an Accredited Investment Fiduciary (AIF®) and financial advisor with over 19 years of experience in the industry, including experience with top Fortune 500 firms. Michelle specializes in comprehensive holistic financial planning. She takes the time to listen and understand her clients needs. She also adds an educational feature to help ensure all of her clients make informed decisions. Michelle also has a passion for financial literacy. She has spent the past seven years developing and teaching adult educational classes. These classes are designed to empower people to take control of their financial future. Michelle was born and raised in Tucson and is part of a Tucson lineage tracing back to 1880. She was the 2nd generation to attend Salpointe Catholic High School. She attended University of Arizona, Eller College of Management where she earned her Master of Science in Finance and Bachelor of Science in Finance. While finance is her passion, Michelle thrives in her philanthropic interests across Tucson. She was a 2014 National Philanthropy Honoree and in 2015, a 40 Under 40 Honoree. She is an active member of nonprofit organizations including cooking meals at Ronald McDonald House, the Junior League of Tucson, and the Diaper Bank of Southern Arizona. She is a past Board President of the Diaper Bank of Southern Arizona, on the Board of Directors for Casa de los Ninos, and the Banner Advisory Board.

    About Modern Wealth Management

    At our firm, we have the client and only the client in mind. Our mission is to get to know and understand the client's needs, wants, and long-term goals. We want to help clients develop, implement, and monitor strategies that are designed to address individual needs. We understand the challenges families face today ant the uniqueness of every situation. From managing debt, to saving for college, to retirement; these personal finance challenges can be overwhelming. Our commitment is to utilize all of our resources to help clients pursue their goals. We believe in thinking out of the box and we are not afraid to challenge conventional wisdom in our approach to investing and preserving wealth. All of our energy, commitment, and efforts are focused on the client, and their satisfaction.

    Advisory Services Provided:

    Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Estate Planning & Trusts


    Qualifications CRD# 4885960
    Firm CRD# 14303
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 1645 Indian Wood Circle,
    Ste.102,
    Maumee,
    OH
    43537
    Phone Number 419-794-0550

    Financial planners at our firm focus on several areas of financial planning: retirement planning, goal planning, estate planning, investment planning and management, education planning, charitable giving strategies and planning, insurance planning, business planning, employee benefit analysis, and many more. Each financial planner is a CERTIFIED FINANCIAL PLANNER™ and an Accredited Investment Fiduciary®. John Engler, Matthew Garrow, and Timothy Roth have been guest speakers on financial planning, retirement, and estate planning topics for The Ohio State University Extension for the past several years. Matt and Tim have each served as President of the Society of Financial Service Professionals, Toledo Chapter. Tim currently serves on the Board of Lutheran Ministries of Mercy. Matt serves on the Morenci, Michigan Downtown Development Authority Board and is actively involved with the Kiwanis Club of Morenci. John is a past board member of the FPA of Northwest Ohio. Outside of the office, Matt farms 534 acres in Northwest Ohio with his brother where they grow corn and soybeans. Karla Stanton understands the challenges families face in balancing daily life while saving for the future, so she focuses her practice on the financial goals of families while still assisting clients who are focused on retirement and other goals. Karla has been actively involved in the Northwest Ohio/Southeast Michigan communities her entire life.

    About Engler, Garrow & Roth, Ltd

    Engler, Garrow & Roth, Ltd. is a financial planning and wealth management firm with a focus on offering financial planning to the communities we serve. John Engler, Matthew Garrow, Timothy Roth, and Karla Stanton, all CERTIFIED FINANCIAL PLANNER™ professionals, have a commitment to principles put forth by the CFP Board. Each planner is registered with Sigma Financial Corporation as a registered representative and is an Investment Advisor Representative of Sigma Planning Corporation. The members of our firm have various active memberships in professional organizations, such as the Society of Financial Services Professionals (SFSP). Staff members are also active in several area Chambers of Commerce, service groups, and charitable organizations. Engler, Garrow & Roth, Ltd. has a goal to partner with clients who are committed, dedicated and motivated to reaching their financial goals by collaborating with clients to develop personalized comprehensive financial plans. You can find more information by researching each planner at www.finra.org, www.adviserinfo.sec.gov, www.cfp.net and www.insurance.ohio.gov.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Risk Management, Education Funding and Planning


    Qualifications CRD# 2503309
    Firm CRD# 151292
    Series 65

    Compensation/Fee Fee-Based, Based on Assets


    Office Location 1702 E. Highland Avenue,
    Suite 130,
    Phoenix,
    AZ
    85016
    Phone Number 602-279-0929

    Timothy T. Van Houten is a third-generation native to the Phoenix area and has been in the financial investment industry since 1994. Tim has partnered with top elder planning attorneys (both local and out of state) to help deliver valuable information to his clients, based on sound legal advice and conservative, asset protection principles. Tim is an Ed Slott-trained IRA specialist and has extensive training and education regarding issues facing retirees. His firm, Van Houten & Associates, is a member of the Arizona Better Business Bureau. Tim himself is a graduate of Arizona State University and lives in central Phoenix. He is also a fiduciary and a National Social Security Advisor (NSSA).

    About Van Houten & Associates, Inc

    As independent financial advisors and fiduciaries, we're able to tailor plans to meet your needs and our services include: Social Security Maximization Strategies | Retirement Income | Asset Protection | Wealth Distribution | Tax Planning | Investment Planning | Legacy Planning | Retirement Plan Rollovers & Conversions | [401(k)s, 403(b)s, IRAs, Roths, etc.]

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 6877017
    Firm CRD# 291011

    Compensation/Fee Fee-Based, Based on Assets, Hourly


    Office Location 1828 North Webb Rd.,
    Ste 2,
    Grand Island,
    NE
    68803
    Phone Number 308-398-0037

    Todd has is a life-long resident of Nebraska. Todd and his family are members of the United Methodist Church and Todd has served on the Financial Benefits board at his church and Evangelists Board of his church. Todd enjoys ushering at his church the most; this is a great way to help meet people from all walks of life and help them find a seat to learn to live in a Christian way. Todd received his LUTCF designation through financially accredited courses through the National Association of Insurance and Financial Advisors. He is also a member of the Nebraska Better Business Bureau and has received the Honor Roll Award for Professional Standards of Business. Todd is a Financial Advisor and is certified 403b & 457 planning specialists, working with teachers and also public employees in Nebraska in helping them build a retirement savings. Todd is recognized for his role in working with Community Colleges across Nebraska as a Social Security & Financial Advisory Specialist. Todd is the founder and President of Brokerage Specialists, a Registered Investment Advisory Firm. The Income Advisory Program helps his clients to get returns on their investments in any kind of Market Cycle. Todd specializes in helping his clients in protecting their retirement assets. His focus is to help his clients prior to retirement and after to receive safe alternatives to risk based investments. Todd believes that competitive returns dont have be compromised by risk!

    About Brokerage Specialists, Inc.

    Brokerage Specialists, is a fiduciary investment advisory firm, WE do not sell securities we provide you our Asset management services and advice. Much like a doctor will advise you on your health. We do the same with your retirement plans such as 401k, simple IRA's and Roth IRA's. our firms core principal is to always work for the individual investing money and not the Investment company. This is why we do not sell securities, but offer you our professionally managed investment portfolios. We will also give you a monthly performance report on your assets under management. This is our score card on how your investments are being managed. We will advise you on these topics: 1. Social Security planning with a personalized report on your own benefits, and when to collect them. 2. A Color of money risks analysis, This report gives you a detailed report on how much risks you are taking in your investments. 3. A GPS Report, this is our compass report and this will give you a income based report on when to take money from each of your different retirement plans, including Social Security. Brokers sell products, a fiduciary investment advisor sells advice and management services.


    Qualifications CRD# 2207998
    Series 6, 7, 26, 63, 65

    Compensation/Fee Fee-Based, Based on Assets


    Office Location 1919 Gallows Rd, Suite 980,
    Vienna,
    VA
    22043
    Phone Number 703-506-0843

    Bryan D. Beatty, CFP®, AIF® Financial Planner / Partner of Egan, Berger & Weiner LLC 23 years of experience in the financial industry as the principal of an independent financial services firm specializing in all aspects of investment and retirement planning. Graduate of University of Maryland with a BS in Finance; former president of the Finance, Banking and Investment Society. CERTIFIED FINANCIAL PLANNER Practitioner Active member of the Financial Planning Association, Executive Board Member, Treasurer An avid lifelong musician, Bryan plays guitar and writes music in his spare time and occasionally plays area venues. Originally from Baltimore, Maryland, Bryan has lived in Northern Virginia since 1992. Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER which it awards to individuals who successfully complete the CFP® boards initial and ongoing certification requirements.

    About Egan, Berger and Weiner, LLC

    Associates of Egan, Berger & Weiner, LLC focuses on financial planning and coaching. We guide our clients to their dreams by skillfully navigating them through the myriad of life's financial decisions. We foster an environment for our team where they will achieve competitive greatness in their careers while simultaneously realizing their personal aspirations.


    Qualifications CRD# 3089483
    Firm CRD# 10740
    Series 7, 31, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 1927 S. Tryon Street,
    Suite 205,
    Charlotte,
    NC
    28203
    Phone Number 877-707-5429

    Tony is the founder of ACM Wealth Management and Vice President of Business Development for Prospera Financial Services, a seven-time Independent Broker Dealer of the year by Investment Advisor Magazine. Tony is a Registered Investment Advisor and currently holds Series 7, 63, 65 and 31 licenses as well as life, health and long-term care insurance licenses. Additionally, he is a Certified Investment Management Analyst (CIMA) professional, a designation that is earned in conjunction with the Wharton School of Business and the Investments & Wealth Institute. Tony has been named a Five Star Wealth Manager seven times by Charlotte Magazine for Best in Client Satisfaction. He has also been interviewed and quoted by local TV and print as well as national publications like The Wall Street Journal, FOX Business, Dow Jones News, Thomson Reuters, Registered Rep Magazine and FUNDfire. Tony is a member of the UNC Rams Club and is a life member of the UNC Alumni Association. He is a former member of Verdict Ridge Country Club, and an active member of the Investments & Wealth Institute and the Financial Services Institute. Tony is also a past board member of Sally's YMCA and East Lincoln Betterment Association. He resides in the Steele Creek/Lake Wylie area of Charlotte with his wife Lesley, and their three children, Evan, Logan and Emma.

    About ACM Wealth Management

    As a fee-based independent advisor, ACM Wealth Management creates unbiased, customized investment strategies to help build, protect and transfer client's wealth. We take a comprehensive and customized approach to your financial situation. Understanding what is most important to you, we then develop a clear long term plan that considers your needs, your goals, and your priorities. After the initial plan is developed we take an active role in your pursuit of these goals.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 2317504
    Firm CRD# 6413
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets


    Office Location 1997 Annapolis Exchange Parkway,
    Suite 300,
    Annapolis,
    MD
    21401
    Phone Number 877-646-1186

    William Ryon, AIF® is a recognized Financial Educator, Author, Speaker and Wealth Strategist, whom you may have seen in Yahoo News, Morningstar, Wall Street Journal's Market Watch, and others. Ryon is the Co-Author of the book, Retire Like A Shark, with Kevin Harrington, original "Shark" on ABC TV's Shark Tank.

    About Ryon Wealth Strategies

    Why We Exist
    As a successful family or entrepreneur, we believe you are in a unique position to make an expressive impact with your money. You can significantly change your life, your children and grand children's lives, and the lives of the people who benefit from your charitable pursuits. You became an entrepreneur because your vision and passion gave you the leverage to make a lasting impact on your world.
    The need for clarity amongst successful families is enormous and affects every aspect of life. The complexities in your life require strategies that are comprehensive yet simple and transparent. This process creates efficiencies by coordinating the component parts in an effort to ensure they are working in concert with each other.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 2075689
    Firm CRD# 468
    Series 6, 7, 22, 24, 63

    Compensation/Fee Fee-Based


    Office Location 2121 Avenue of the Stars,
    Suite 1600,
    Los Angeles,
    CA
    90067
    Phone Number 310-712-2323

    Paul Taghibagi, CFP®, AIF® is a Founding Partner with SEIA. He is one of the four founding partners, who share over two decades of teamwork together. He is a Partner with Signature Comprehensive Insurance Services, LLC (SCIS). Paul has been in the securities industry since 1990. He is a member of the Financial Planning Association of Los Angeles and also serves on the Investment Committee for SEIA. Paul resides in Santa Monica, California. He enjoys sports, traveling and spending time in the local community with his family and friends. Paul received his Bachelor of Arts degree in Business Economics with honors from the University of California, Santa Barbara. He received his CERTIFIED FINANCIAL PLANNER certification in 1993, after completing the CFP® professional education program through the College of Financial Planning. Paul also has earned the Accredited Investment Fiduciary® (AIF®) professional designation conferred by Fiduciary360, receiving formal training in investment fiduciary responsibility. He is a licensed insurance agent (CA Ins. License #0798553).

    About Signature Estate & Investment Advisors, LLC

    Welcome to Signature Estate & Investment Advisors, LLC. Signature Estate & Investment Advisors, LLC (SEIA®) is a Registered Investment Advisory firm offering Investment Management and Financial Planning Services tailored to meet the unique needs of affluent individuals, institutions, and corporations. SEIA's reputation is earned on a daily basis, in each client relationship and professional affiliation we maintain. Accordingly, these values shape our firm: SEIA mandates extensive and comprehensive requirements for all advisors in the areas of accredited degrees, professional designations, licensing, and ethics requirements. Continuous enhanced education and experience enable our Certified Financial Planners (CFP®) and Chartered Financial Analysts (CFA®) to design individually tailored strategies and provide relationship-based financial advice meeting both the short and long term goals of each client. Confidential, unbiased, high quality financial advice is the core of our wealth management strategies.


    Qualifications CRD# 2034946
    Firm CRD# 166808
    Series 6, 7, 22, 24, 26, 63, 65, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Hourly


    Office Location 2141 E. Broadway Rd.,
    Suite 220,
    Tempe,
    AZ
    85282
    Phone Number 480-967-1155

    Jeff began his financial career in 1990 and is currently a Registered Financial Consultant (RFC) and has his series 7, 63, 65 and 24 licenses. Jeff has been a popular seminar speaker and even hosted a series of radio broadcasts on financial matters. Jeff faces each day with a positive optimism that is wildly contagious. Jeffs clients love their meetings with him and have great deal of respect for what he does. In 2000 Jeff met Bill Kelso CPA, CFP, the two decided to merge and create Alliance Financial Group. That company then combined with Campbell Schoneberger 11 years later, to become Seros Financial. On weekends, Jeff loves spending time with his family. His wife, Kerri, is an amazing decorator (not exaggerating, when you see our office youll believe me!) and together they have 4 children. With his love for life, Jeff enjoys nothing more than to be outside jogging, hiking a trail or riding a mountain bike. Jeff has been a leader with the Boy Scouts of America for over 20 years.

    About Seros Financial

    Most people only get one shot at retirement. That's why we help you take the guess work out of the process. Seros360? is a seven part mentoring approach to retirement. 1. Goals We build a bridge from your idea of retirement to the real thing. What really matters most to you in retirement and understand the steps needed to reach your goals. 2. Risks Living longer. Rising healthcare costs. Inflation. These are risks everyone faces during retirement. Working together, we can help you identify your risks and plan accordingly. 3. Investments You need an investment strategy that takes into account your retirement goals, how you view risk, and your timeline for retirement. We take a dynamic money management approach in activley monitoring and adjusting your portfolio. 4. Income Income is the engine of your retirement. We help you develop a plan so you take the right amount of income in the most tax efficient way possible. 5. Taxes We help you develop a strategy that balances your tax burden now and throughout retirement. 6. Test Run Why guess about your retirement? Take a Retirement Test Run. This simulated retirement approach lets you actually experience what it will be like to live on the income you'll have during retirement. 7. Retirement With lessons from your Retirement Test Run and adjustments to your plan, you are ready to retire with confidence.


    Qualifications CRD# 4695218
    Firm CRD# 134139
    Series 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 2190 E. Pebble Rd.,
    Suite 260,
    Las Vegas,
    NV
    89123
    Phone Number 702-907-7444

    Book an appointment here: https://www.strategicwd.com/calendar-mahesh Mahesh is the founder and President of Strategic Wealth Design, an independent financial services firm in Las Vegas, NV. The firm was founded on Mahesh's vision, to enrich the lives of people we touch by helping them create financial freedom and security. The firm specializes in working with physicians, dentists, and business owners, helping them reduce taxes, optimize savings, and invest efficiently. Mahesh is passionate about leadership and is naturally drawn towards helping and leading organizations in his community. He is often invited to speak to large groups about how to achieve financial balance in their lives. As you can see from the alphabet soup after Mahesh's name, he values education and is constantly learning to perfect the art of financial planning. Mahesh continuously shares his knowledge in industry groups and trains financial advisors to improve their own practices. In his downtime, he enjoys spending time with his wife, Mamta, and three children (Nirvan, Rehan, and Yasmin) doing something fun like watching superhero films, hiking, swimming, exercising, and travelling. When he is able to get some quiet time on his own (usually around 5 AM), Mahesh meditates to get grounded for the day ahead.

    About Strategic Wealth Design

    At Strategic Wealth Design, we recognize that most people have two primary financial goals: Financial Security (you'll be okay no matter what happens) and Financial Freedom (enough net worth that you don't have to work if you don't want to). However, work, family and social obligations often make it difficult to find time to plan for the future you want. That is why we serve busy families, small business owners, and professionals who are looking for financial guidance and coaching, so they can focus on living their lives and running their businesses. Our approach starts with listening and understanding your goals, dreams, and concerns. Then we get to work and help you: Get financially organized Protect your income and wealth Gain tax efficiencies Reduce financial waste Save and invest more Using a Comprehensive Financial Planning process, we help you create a plan that addresses all aspects of your financial life, from protection and cash flow, to retirement savings and taxes.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 5356917
    Firm CRD# 123859
    Series 7, 63, 65, 66

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee


    Office Location 2200 Concord Pike,
    Suite 104,
    Wilmington,
    DE
    19803
    Phone Number 302-765-3500

    David joined the Diversified team in 2007. In David's role as Financial Planner, he focuses on comprehensive planning with clients to help them pursue their financial goals. Like all the planners at Diversified, David helps clients with a concierge approach to their plan, and works closely with other industry professionals to bring the clients financial plan to completion; all in an effort to give the client the best possible service and peace of mind. David graduated in 2007 from the University of Delaware with a B.S. in Leadership, and continued his industry education by obtaining his series 7, 63, 65, health and life insurance licenses as well as the CERTIFIED FINANCIAL PLANNER® designation. David has won the Five Star Wealth Advisor award in Philadelphia and Delaware every year since 2010 for his overall client satisfaction. Adding value to both the team and the clients, David is happy to be a part of the Diversified family. Outside of Diversified, David is a member of the DuPont Country Club where he enjoys playing very average golf.

    About Diversified, LLC

    Wealth is a good thing. Lifelong wealth is even better. At Diversified, our clients know that while life isn't without change and challenge, it's how they manage it that makes all the difference. They also know that they need to surround themselves with people who truly care about them. As a local family business serving executives, professionals, and retirees in Delaware and Pennsylvania, we welcome the opportunity to be included in your circle of trusted advisors. We realize we'll need to earn it, and once we do, we promise to keep it. Lifelong Wealth® is the pursuit of financial security to enjoy a meaningful life. For us, the keyword here is "lifelong". Lifelong Wealth gives families the opportunity to live well, while planning to achieve a level of happiness. For your life, living well happens through an intentional, lifelong approach which includes: 1. Knowing you have a lifelong financial planning process in place; lifelong advice. 2. Having a trusted advisory team to implement your plan. 3. Constant review and help on your path to lifelong wealth. At Diversified, we are Lifelong Financial Advisors. We embrace the concept of lifelong financial planning with the expert team to support it.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 5288855
    Firm CRD# 8158
    Series 7, 66

    Compensation/Fee Fee-Based


    Office Location 2205 Point Boulevard, #150,
    Elgin,
    IL
    60123
    Phone Number 847-551-8184

    John joined Baird in 2019 as a Vice President. He has been advising clients in the areas of financial planning and investments since 2007. John has a passion for helping clients in a number of different areas including budgeting, retirement planning, portfolio construction, liability management and life insurance protection. He has a track record of always putting his clients needs first and makes education a priority so families feel comfortable with the investments that they own. John graduated from Murray State University with a degree in Marketing. Outside of work, John coaches for the Judson University golf team and was named the NCCAA North Central Coach of the Year 2020. He and his wife, Cheryl, live in West Dundee, IL and have three children: Tyler, Jordan and Kelsey.

    About Robert W Baird

    A Different Kind of Financial Partner What makes Baird different from many financial firms began with our founding in 1919 and Robert Baird's understanding that our business was fundamentally about trust, partnership and building better futures for our clients and the communities we share. What we call The Baird Way represents the responsibility that comes with that understanding and our confidence that it brings out our best in everything we do. It is the foundation of core beliefs we share, the promise we make to each other and the inspiration for our Mission: To provide the best financial advice and service to our clients and be the best place to work for our associates. Much has changed in the world since Robert Baird first wrote Clients Come First! in 1919. But the focus that has fueled Baird's growth and success for more than a century has always been on doing what's best for the people who rely on us. That's The Baird Way.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 5833997
    Firm CRD# 8032
    Series 7, 63, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions


    Office Location 230 South Bemiston Avenue, Suite 910,
    Saint Louis,
    MO
    63105
    Phone Number 314-924-8009

    John helps his clients invest smarter, reduce taxes, and optimize growth and income to help them achieve their goals and live the life they want. As a CERTIFIED FINANCIAL PLANNER professional and a Chartered Financial Consultant®, he specializes in investment strategy, wealth accumulation, education planning, and retirement planning with high net worth families and business owners. Many of John's clients came to him because they no longer wanted the hassle of managing their own portfolios or they were not sure that they were managing it as efficiently and effectively as they wanted. Others were nearing retirement, had a 401(k), and wanted a retirement plan. In addition to investment selection, John includes comprehensive strategies for his clients such as tax-advantaged strategies, risk management solutions such as insurance, and income strategies. A St. Louis native, John received his Economics degree and MBA from Ole Miss, and his CFP® and ChFC® designations from The American College. Today, he puts his experience to work with a passion to improve the financial lives of those around him. That is also the main objective for co-founding One Bridge Wealth Management: to continuously improve the financial lives of clients and the services delivered to them. John lives with his wife and two sons in St. Louis. Other than spending time with them, he enjoys spending time at his family farm, golfing, hunting, traveling, and anything outdoors. Contact him today to learn more about his services and how One Bridge Wealth Management can help you reach your financial goals.

    About One Bridge Wealth Management

    Here at One Bridge, we provide a comprehensive array of wealth management solutions to high net worth individuals and families. We work with you and your family to build, manage, preserve, and transfer your wealth according to your goals. Together, we will go through a comprehensive process for managing your financial life and creating a long-term plan customized to your needs. We start by examining the different areas of your financial life: Accumulation & Investment Selection, Retirement Planning, Estate Planning, Risk Management and Insurance, Education Planning, Charitable Giving Planning, Taxation, and Business Planning. Then, we create a comprehensive plan: By exploring each area above in detail, we will determine which ones require our immediate attention, which ones are more long-term in nature, and which ones, if any, that simply do not apply. From our findings, we will assemble an implementation plan for your financial future. From there, we support your financial goals: Working together with us helps simplify the complexities of your financial life by focusing on managing your wealth in a systematic way for the long term. As your trusted advisor, we'll leverage the broad industry experience of our team of financial experts, their deep product knowledge and our comprehensive range of customizable resources to help you build, manage, preserve, and transfer your wealth according to your goals. John Wahl is dually registered as a registered representative and investment adviser representative of Commonwealth Financial Network. In these roles, John Wahl is able to offer two types of accounts: brokerage accounts and asset management accounts. When serving as your advisor on a brokerage account, John Wahl is required to act in accordance with the requirements of Regulation Best Interest (Reg BI). When serving as your advisor on an asset management account, John Wahl is required to act in a fiduciary capacity.

    More information is available in Commonwealth’s Form CRS.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 1140180
    Firm CRD# 116324
    Series 6, 7, 24, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


    Office Location 2306 Wrightsville Ave.,
    Unit 201,
    Wilmington,
    NC
    28403
    Phone Number 910-763-5050

    Over 400 years ago, John Donne wrote "No man is an island entire of itself; every man is a piece of the continent, a part of the main". It is this ethos that has guided my career as a financial advisor. I believe that only by working together can we achieve wonderful things. Planning for your financial future is no different. With the busyness of our daily lives, it is a team effort helping plan your family´s financial future that makes the difference. My practice is supported by the good people at D.H. Hill Advisor and Belpointe Asset Management. People with years of experience contributing to my 30 plus years as an advisor with all of us looking to serve our clients. Planning for retirement is the time to imagine a new life full of possibilities. With our listening ear and experience, we work to help make this a transition into the best stage of your life, allowing what is profoundly important to take center stage. I will deal with integrity and honesty, reflecting that people are important and that my purpose is to bring credit to our Lord Jesus Christ. I have partnered with the Estate Planning Team which is comprised of tax attorneys, CPAs, and advisors like myself committed to assisting clients with business transitions. Over the next twenty years, it is estimated that 20 trillion dollars will transition to the next generation in the United States. Should you have any questions or would like more information on our firm feel free to email us at lkern@dhhill.com or call us at (910) 763-5050. I am looking forward to hearing from you.

    About D.H. Hill Wealth Management

    History teaches us that Holding onto equity assets rotating on a relative strength basis produces the best long term wealth building. The more history you are aware of, the more this becomes critically apparent. We believe that while it is important to choose investments with a strategy. We teach clients that to get the best return, their portfolios cannot go backwards. We recommend investments with well-defined sell strategies that we believe will weather downturns efficiently. The bottom line: We try to avoid loss whenever possible. Les H. Kern is an Investment Advisor, of a wealth management firm of D.H. Hill Wealth management group, that is committed to helping clients get to retirement and to help provide a sound retirement income they cannot outlive. As a true independent advisor firm, our customized programs are designed to protect, conserve and grow our client's wealth by sound income strategies with investments that strive to deliver an unprecedented level of income with services.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 6040900
    Firm CRD# 171991
    Series 6, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions


    Office Location 2450 St. Rose Pkwy, Suite 210,
    Henderson,
    NV
    89074
    Phone Number 702-888-3280

    I am not your ordinary investment advisor. With access to Nobel Prize-winning strategies and asset management structures usually reserved for institutional clients, I help investors grow their portfolios while offering protection during volatile markets. Unlike other advisors, we're true fiduciaries - which means we're not tied to specific investment or insurance products. Instead, we build asset structures that are specifically designed for each client's goals, life strategies and risk tolerance. My focus areas: 1. Retirement & Investment Planning: 401k Rollovers, IRA's, ROTH's and Annuities, etc. I also evaluate your employer 401k's so that your allocations match your risk tolerance. 2. Personal Financial Risk Management: I build current life, disability and long term care insurance plans which provide the optimal mix of protection and asset appreciation. 3. Tax Efficiency: I structure a financial plan which reduces both your current and future tax liabilities. 4. Estate, Trust and Succession Planning: I structure your estate to protect both your assets and your legacy. Select Wealth Advisers is a full service, fiduciary advisory firms which helps our clients design a full financial plan for preserving, protecting and growing their wealth. Our relationship with each client is deeply personal, as we guide you through a relaxing process designed to structure your assets to deliver asset appreciation within your personal risk tolerance. **Investment Advisor Representative, Integrated Advisor Network, LLC., a Registered Investment Advisor. Securities offered through Purshe Kaplan Sterling Investments, a broker-dealer, member FINRA/SIPC. Select Wealth Advisers and Purshe Kaplan Sterling Investments are not affiliated.

    About Select Wealth Advisers

    Full Service Financial Advisory firm specializing in portfolio management and retirement income planning.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 5030814
    Firm CRD# 6413
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


    Office Location 25020 Shore Parkway,
    Ste 2B,
    Onley,
    VA
    23418
    Phone Number 757-787-4279 Ext. 107

    Adair prides himself in assisting clients with goal setting and life planning, making sure that the best laid plans aren't derailed. After 12 years advising for some of the largest firms in the industry, Adair has learned that helping clients on a more personal level is what's most important. Along with his financial advising skills, Adair draws on skills learned from a career in information technology at Autotrader.com and Cisco Systems. Prior to earning a Bachelor's degree from Virginia Wesleyan College, he served in the US Army in a MLRS, Rocket battalion, both stateside and in Europe, as well as the first Gulf War, garnering several meritorious awards. Adair enjoys developing and implementing strategies for his hard-working, motivated clients. In conjunction with technological planning tools, Adair follows a disciplined planning process, assessing the financial situation, understanding volatility tolerance, forming asset allocations, planning for future care, inheritance or estate issues, and monitoring the plan regularly. Adair has also implemented several retirement plans for businesses and non-profits. Adair is supported by resources from several large research firms, active and passive money managers as well as insurance specialists, legal and trust specialists and a supportive team structure. Adair is a Registered Representative of LPL Financial and an Investment Advisor Representative of LPL Financial. Born and raised on The Eastern Shore and growing up in the town of Parksley, Adair currently resides in Onancock. Bayside to Seaside and Bow to Stern, he is glad he moved back home after 20 years being out in the wide world. Adair enjoys boating, spending time with his wife Jennifer, and cheering on his children Carolin, Matthew, Noah, Virginia and Charlotte, at their games!

    About Lpl

    We at Chesapeake Investment Planning LLC desire to know and understand your financial objectives and then provide you with the highest quality of information, service, and products to help you reach your goals. Our commitment to our clients is based on the relationship we form with them, both professionally and personally. We provide frequent, consistent contact with our clients to educate and inform them so that proper decisions can be made going forth. We engage with our clients on a regular basis as a result of the numerous social events we host during the year. We offer all of our knowledge and experience to keep our clients focused on a disciplined approach to realizing their dreams. Over the years, we have found that a team approach can be an effective method to help clients who have a wide variety of needs as they maneuver through a complex financial-services world. We invite you to discover and experience the power of our services. We believe it has far-reaching benefits for our clients to get opinions from several sources with diverse backgrounds, education, and experience. No one strategy fits everyone, which is why every client gets our undivided attentionfrom planning to execution to follow-up. We take a proactive approach to helping you develop a strategy to address your financial goals and objectives, using the most efficient methods available. Recognizing that everyone encounters challenges along the way, we strive to anticipate and address those situations as they occur. We want to keep you on track toward a meaningful and purpose-driven financial future. We invite you to check out all the material on our website. If something prompts a question, please send us a quick email or call our office. We would enjoy speaking with you.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Insurance Products & Annuities


    Qualifications CRD# 5457640
    Firm CRD# 5457640
    Series 7, 66

    Compensation/Fee Fee-Based, Commissions, Based on Assets


    Office Location 255 Park Ave,
    STE 1000,
    Worcester,
    MA
    01609
    Phone Number 774-239-1862

    As a seasoned Certified Financial Planner® with over 13 years of industry experience, Mike brings objective insight to help his clients effectively address their most important financial priorities. He provides customized advice and investment strategies to affluent individuals, multi-generational families, and small business owners in Massachusetts and across the country. His holistic approach to financial management includes a thorough planning process and personalized strategies for his clients. Mike is a graduate of UMASS-Dartmouth, where he earned a Bachelor of Science in Finance. Prior to forming Mercantile Private Wealth Management, Mike was a Vice President of Investments at Morgan Stanley. Mike has been recognized by Forbes as a Next-Gen Best-In-State Wealth Advisor in 2019. He is actively involved in the community, serving on the Board of Directors for Canines for Disabled Kids, as well as coaching youth Baseball.

    About Mercantile Private Wealth Management

    Mercantile Private Wealth Management was founded with a determination to provide informed, unbiased, and customized advice to help clients reach their goals. We believe forging long-term relationships that serve you well is at the heart of everything we do.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts


    Qualifications CRD# 2354504
    Firm CRD# 30349
    Series 4, 7, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee


    Office Location 260 Country Club Rd,
    #100,
    Eugene,
    OR
    97401
    Phone Number 541-434-7320

    Matt specializes in comprehensive wealth management for individuals, families and business owners. This includes, but is not limited to, investment strategies, 401(k) and retirement plans, disability income insurance, life insurance, long-term care insurance, charitable gifting strategies, estate conservation, and business succession planning. Matt has over 20 years of experience in the financial services profession. Matt is a CERTIFIED FINANCIAL PLANNER professional (CFP), Chartered Life Underwriter (CLU) for special knowledge in risk management, and Chartered Financial Consultant (ChFC). He has passed the Financial Industry Regulation Authority (FINRA) Series 7, 63 & 65 exams. Matt is also insurance licensed in OR, CA, WA, AZ, TX, IN, NM, AR, MI, ME, OH, FL, & KY. Certified Financial Planner Board of Standards Inc. owns the certification marks CFP,CERTIFIED FINANCIAL PLANNER and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Boardâ¬"s initial and ongoing certification requirements. Securities offered through 1st Global Capital Corp. Member FINRA, SIPC Investment advisory services offered through 1st Global Advisors, Inc. Insurance services offered through 1st Global Insurance Services, Inc. Matt is licensed to offer securities in AZ, AR, CA, CO, HI, IL, IN, MT, NC, OR, WA. This is not an offer to sell securities in any other state or jurisdiction.

    About Jones & Roth

    Financial Advisory Services Our expertise is in utilizing integrated tax & investment strategy to spot strategic opportunities for both your business and for you as an individual. Investment Planning Chances are you have had changes in your life since you last reviewed your investment portfolio, and the investment strategy that once was adequate for the future you had in mind may no longer be appropriate. As your financial goals and needs change, your investment strategy may need to change to meet those goals and needs. Remember that your investments affect other elements of your financial plan such as estate planning, education planning, and retirement planning. Securities offered through 1st Global Capital Corp., Member FINRA, SIPC. Investment Advisory services offered through 1st Global Advisors, Inc. Jones & Roth has representatives licensed in AZ, CA, CO, FL, GA, HI, IL, IN, MA, MT, NC, NV, OH, OR, TX, UT, WA & WY. This is not an offer to sell securities in any other state or jurisdiction. Retirement Planning No cookie cutter approach You may look forward to retirement as a time to savor the finer things in life, and as a reward for many years of hard work. Retirement dreams can inspire you, but you need to set goals if your retirement is to live up to your aspirations. We can help you start addressing the challenges planning for your retirement holds. We can analyze your current retirement plan and help make sure you are working steadily towards your goals.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management


    Qualifications CRD# 2076025
    Firm CRD# 20804
    Series 6, 7, 31, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee


    Office Location 2790 Monroeville,
    Suite 640,
    Monroeville,
    PA
    15146
    Phone Number 412-372-3849

    Michael Marion, CFP®, leads the Marion Wealth Management Group with over thirty years of experience in providing investment planning, asset management and risk management services to individuals and businesses. Mike holds a BA in Humanities from the University of Pittsburgh and has completed the CERTIFIED FINANCIAL PLANNER" Professional Education Program from the College of Financial Planning. Mike has held the CFP® designation since passing the CFP® board examination in July 2001. Mike lives in Murrysville, Pennsylvania with his wife Katie, their three children and the family's Chessie Retriever. Mike's interests include the outdoors, hiking, racquetball, reading and spending time with his family.

    About Marion Wealth Management

    Marion Wealth Management is an independent, fiduciary financial planning and wealth management firm located on the Eastern edge of Monroeville, near the intersections of 376 East, the PA Turnpike, Business Rout 22 and Route 48. Our focus is on developing highly effective financial strategies for retirees, affluent families and business owners. Our Wealth management services include: retirement and income management, portfolio analysis and optimization, asset protection strategies, wealth and estate transfer planning, executive financial services and business retirement services including pension and 401(k) plan management. Our firms's goal is to allow clients to enjoy the personalized service and attention offered by a private wealth management firm, while at the same time enjoying the value of independent advice that puts you first. We believe what sets us apart is our focus on you. Our private wealth and investment services offer you fee based, advice driven investment solutions customized to fit your needs by utilizing the very best tools, technology and research.


    Qualifications Firm CRD# 142457
    Series 7, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee


    Office Location 2801 Network Blvd.,
    Suite 503,
    Frisco,
    TX
    75034
    Phone Number 214-423-4204

    Merit Financial Advisors is a team of wealth professionals specializing in the key areas of financial planning enabling us to provide the best in class service and advice. We offer a wide range of services to meet your personal goals, such as: financial, tax and estate planning; risk management and the creation of personalize investment strategies. Our focus is to add value and assist clients through life's big transitions: retirement, divorce, widow/widower hood, loss or transition of a job . We offer a complementary initial in-person meeting at our Frisco or Southlake location, on the phone or via zoom. Securities offered through LPL Financial, member FINRA/SIPC. Investment advice offered through Merit Financial Group, LLC, an SEC registered investment adviser. Merit Financial Group, LLC, and Merit Financial Advisors are separate entities from LPL Financial.

    About Merit

    Merit is a financial services firm that seeks to establish, educate, and satisfy the financial goals of individuals in and approaching retirement. We focus on providing reliable and objective financial advice by establishing a genuine and long-lasting relationship with our clients. We administer an array of financial services, which focuses on our client's personal growth along with their financial goals. We believe that we can help address the retirement challenges in America by bringing financial freedom, wellness and confidence to the working population and retirees. As people experience financial wellness, they will live more productive lives. Our mission is to create the ultimate client experience. We strive to exceed client expectations by providing the best possible service while helping clients feel confident about establishing and targeting their financial goals.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 5570151
    Firm CRD# 8032
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 2819 NW Kitsap Place,
    Suite 201,
    Silverdale,
    WA
    98383
    Phone Number 360-516-2400

    Kevin has always been driven by a desire to make a lasting impact in people's lives. Kevin is a Washington State native. He has always had a passion to help people and a knack for finance and investing. Growing up in a family that owned a local small business, Kevin was exposed from a young age to the work ethic and discipline it took to build wealth from the ground up. He paid his way through college by working as a commercial fisherman in Bristol Bay, Alaska, for seven consecutive summers beginning at age 14. And although he has always had a strong drive and work ethic, he is most passionate about helping people. Throughout college and the years following, he spent his time working in a full-time non-profit position where he worked with youth and young adults of both Whatcom and Kitsap counties. Through this nonprofit work, he developed one of his deepest guiding philosophies; the idea that the most important things in life are "caught not taught." That is why he is so passionate about coming alongside and guiding his clients to help them strategize, develop, and implement plans to accomplish their financial goals. After high school, Kevin went on as a student-athlete in track and field to earn an undergraduate degree in finance from Western Washington University. Shortly after that, he went on to earn his FINRA Series 7 - General Securities Representative License and his Series 66 - Uniform Combined State Law Examination. These qualify him to work as an Investment Advisor Representative in fee-based relationships. Additionally, Kevin went on to earn his CERTIFIED FINANCIAL PLANNERTM certification, enabling him to provide an even more robust level of knowledge and service to his clients. Kevin Pentz is dually registered as a registered representative and investment adviser representative of Commonwealth Financial Network. In these roles, Kevin Pentz is able to offer two types of accounts: brokerage accounts and asset management accounts. When serving as your advisor on a brokerage account, Kevin Pentz is required to act in accordance with the requirements of Regulation Best Interest (Reg BI). When serving as your advisor on an asset management account, Kevin Pentz is required to act in a fiduciary capacity.

    More information is available in Commonwealth's Form CRS.

    About Wealthmark Advisors

    We believe it's all about you. Your money should work hard to create a future for what matters most to you. That's why our advisors specialize in understanding the wealth-building options specific to your profession. We offer you personalized solutions so you can stop worrying about your future and instead, let us help you build it.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts


    Qualifications CRD# 1953917
    Firm CRD# 8032
    Series 6, 7, 63, 65

    Compensation/Fee Fee-Based, Based on Assets


    Office Location 2901 reynolds walk trail,
    ste 202,
    Greensboro,
    GA
    30642
    Phone Number 404-660-3636

    Howell has been in the financial planning business for over 30 years serving the financial needs of individuals and businesses. 


    After 10 years in Atlanta, he and his family moved to the Lake Oconee area and created Piedmont Financial Partners, specializing in working with high net worth individuals and businesses. He has been able to build a reputation of providing valuable advice and thoughtful service to his clients. He brings a very personalized touch to each client that he works with and considers each one unique in their needs and goals.
    When not advising clients, he enjoys the outdoors and traveling with his family.

    I offer total financial needs analysis through a network of experienced professionals with expertise in:
    - Advisory services
    - Retirement analysis and programs
    - Estate strategies
    - Employee benefit and retention services
    - Business continuation strategies
    - Trust services

    I provide an analysis of your current financial situation and help you:
    - Identify financial goals and concerns
    - Illustrate what is being done to reach your goals and deal with concerns
    - Identify gaps, if present, and offer solutions to fill them

    I offer a broad portfolio of individual insurance protection, asset accumulation strategies, and financial products and services for high net work families, businesses, and institutions.

    I am licensed to sell insurance in: FL, GA, IL, MA, MD, MO, MS, NY, SC & TN

    I am licensed to sell securities in: AL, CO, FL, IL, MD, MS, SC & TN

    About Piedmont Financial Partners

    At Piedmont Financial Partners, we’re here to help you pursue your overall financial goals and guide you through the complexities of planning for your retirement. Using our client-centered approach, we seek to help you design a framework for your retirement savings that will evolve with you over the years.

    We are specialists in providing a structured and customized financial plan. Our years of experience—combined with a highly personalized level of service—allow us to design unique strategies that can help you:

    -Define your goals

    -Maximize your savings

    -Manage your assets

    -Track and monitor your plan

    At Piedmont Financial Partners, this is our specialty. Let us focus on your financial planning—so you can spend your time doing what you enjoy, both now and in the future.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 5715758
    Firm CRD# 105840
    Series 63

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee


    Office Location 2961 Centerville Rd,
    Suite 310,
    Wilmington,
    DE
    19808
    Phone Number 302-254-6121

    Peter, a native of Berlin, Germany, is a CERTIFIED FINANCIAL PLANNER® practitioner (CFP), Retirement Income Certified Professional (RICP) and Certified Divorce Financial Analyst® (CDFA). He has been an adjunct professor for Financial Planning at the Delaware State University where he taught Retirement Planning and Estate Planning. He has also instructed retirement readiness courses at the University of Delaware Lifelong Learning Center, across the Delaware Public Library system, along with multiple other community based financial literacy events that he led. He is an active member and board member of the Financial Planning Association (Philadelphia Chapter) where also also participates in the Retirement Income Planning Advisory Council and board member/ past-president for the Society for Financial Service Professionals in Delaware. He earned an MBA and a Bachelor of Science in Finance and Banking from the Delaware State University, where he also served as the Football team's place kicker during his studies. He currently resides in North Wilmington with his wife, Erin, and their three children Ben, Cole and Sarah. During his free time, he enjoys golf, tennis, Bundesliga soccer, skiing and of course watching or attending football games.

    About Affinity Wealth Management, LLC

    Affinity Wealth Management is an independent, objective wealth management firm. We help clients create a life lived-full through exploring all the possibilities with their money. Our wealth management and investment management process is designed to create a lifetime of great experiences and memories. Since 1974, Affinity has helped clients create life experiences that match their personal and financial means. We believe anyone can create any life they want, and we help clients live the best life possible. We do it, by helping people live more fully. What makes us different is our disciplined process when it comes to helping our current and future clients: I will spend the first meeting completing our Discovery Meeting during which you will learn a lot about AWM and your potential advisor. At the same time, it allows for us to get to know you, your financial goals and hopes for the future to determine whether there could be a fit and we can add value to your situation. Be prepared to talk a lot and share professional and personal details with me! Once mutual interest has been confirmed, an investment plan meeting will be scheduled to review your current situation and come up with a financial strategy as recommend by a CERTIFIED FINANCIAL PLANNER specialist going forward. Our goal is to make the sometimes overwhelming and complex process of full- service financial planning as simple as possible for our clients and offer a truly unmatched experience doing it.


    Qualifications CRD# 4673912
    Firm CRD# n/a
    Series 7, 26, 66

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


    Office Location 300 Red Brook Blvd,
    Suite 320,
    Owings Mills,
    MD
    21131
    Phone Number 240-643-2337

    I grew up in Rockville, MD, where I was raised by my Canadian grandparents. My grandfather passed away at a young age where unfortunately I learned firsthand the importance of proper planning and risk management. This led me to pursue degrees in Finance & Accounting, while playing both D3 Football and Basketball. Today, I love spending time with my wife Alysia, and our 3 kids, Genevieve (8), Vivian (7) and Beau (3). When we're not traveling, trying new things, or most often shuttling between the kids sports and activities. . I try to keep up on our Washington and Baltimore sports teams and occasionally breaking 100 while golfing!

    About Legacy Capital

    At Legacy Capital, we take the time to understand what's truly important to you and we deliver personalized strategies that are consistent with your dreams and values. t's really never too early to begin thinking about leaving a legacy and our experienced team is committed to helping you achieve financial freedom through our highly customized and comprehensive planning approach. We can help you prepare for whatever life brings- both the expected and the unexpected- with personalized advice that is as unique as you are. Working together, we can help you feel more confident, connected and in control of your financial future and we will strive to deliver a thoughtful and distinctive client experience to earn your trust for the long-term.


    Qualifications CRD# 4937142
    Firm CRD# 6413
    Series 6, 7, 63, 66

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee


    Office Location 304 W Venice Ave., Ste 205,
    Venice,
    FL
    34285
    Phone Number 941-786-3319

    Success means something different to everyone. We help clients identify what financial success means to them and then help to provide them with the blueprint and oversight to build toward their specific goals. We design each plan to properly leverage resources with a goal of creating maximum positive impact on their lives and the lives of those important to them. We engage with our clients by delivering a wide range of options including full service financial planning, tax reduction strategies, integration of business interests, real estate holdings, and investment strategies. We also offer Fiduciary Portfolio Management on a case-by-case basis as needed. Before entering the financial services industry, I graduated Hodges University, College of Business Cum Laude with a degree in Financial Management.

    About 365 Wealth Partners

    365 Wealth Partners is a comprehensive wealth management firm bringing elite planning and investment strategies to our clients everyday. We believe that success is indeed realistic and achievable for anyone who is willing to commit to it. Commitment includes an honest and respectful exchange of ideas, making thoughtful and conscious decisions, and having the courage to embrace change as it becomes necessary. We broke away from the big banks to start our own firm with an obsessive focus on improving client outcomes using active risk management, enriching client knowledge, and understanding client expectations. We also believe in clients understanding the role their 'advisor' has in their financial lives. Our goal is to bring truth to light with regards to your financial relationships. We believe in thinking 'outside the box' and we are not afraid to challenge conventional wisdom in our approach to investing and preserving wealth. This includes our distinctive approach called 'mathmotional investing' where we help clients make small mathematical decisions that alleviate some of the anxiety associated with the uncertainty of the market. All of our energy, commitment, and efforts are focused on you 'the client' and your satisfaction.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 4996577
    Firm CRD# 6413
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets


    Office Location 3050 Sienna Drive South Suite 100,
    Fargo,
    ND
    58104
    Phone Number 701-282-3100

    After graduating with a Business degree from Concordia College in 2003 and then receiving a Master of Business Administration in 2006, I began a career in Wealth Management. I could not have asked for a more rewarding career. Each day, I have the opportunity to help people make sound financial decisions. I hold my Series 7 and 66 registrations with LPL Financial, as well as my Life Insurance license. I have a wonderful wife, Heather, who I have been married to since 2012. We were blessed with our son Grayson, who was born in 2016. Our 2 dogs Lexi and Lena round out the family and help keep things exciting. As a family, we love to travel and spend time with loved ones.

    About LPL Financial

    The hustle and bustle of daily life often leaves little time to plan too far into the future. When you partner with us, we'll create a plan to help work towards your financial hopes, goals and dreams - from simple asset allocation to sophisticated estate or retirement planning strategies. Together, we'll help build your future.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 2681022
    Firm CRD# 119873
    Series 7, 24, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


    Office Location 30700 Center Ridge Road,
    Westlake,
    OH
    44145
    Phone Number 440-617-9100

    He graduated from Bowling Green State University with a Bachelor of Science in Business Administration (BSBA) with a concentration in marketing and finance. He obtained an MBA from Baldwin Wallace University. He has also obtained the designations Chartered Financial Consultant® (ChFC®) and Charter Life Underwriter (CLU®) from The American College in Bryn Mawr, PA. He is a licensed securities professional through FINRA, holding the Series 7 24, 63 as well as a licensed insurance agent through the Ohio Department of securities. He has more than 26 years experience in the Financial Services industry, including retail banking with National City Bank, Cleveland, as financial planner with Lincoln Financial Advisors, as well as founder of Elios Financial Group, in 2000. Jim is a frequent public speaker on financial planning issues, the economy and financial markets, providing workshops for companies, government, non-profits and charity organizations including the Social Security Administration, Lincoln Electric, AT&T, and Fairview Hospital/Cleveland Clinic. He has contributed as a columnist for the Plain Dealer "Ask the Expert" feature column. Jim has made many local Cleveland media appearances including television on Action Channel 19 News and radio on The Lannigan Show 105.7 WMJI. He completed a due diligence trip to Asia, including Singapore, Hong Kong, and China, where he gave a lecture to students at Zhejing University City College in Hangzhou, China. Jim resides in Avon Lake with his wife and their 3 children and is a lifelong resident of Cleveland and a graduate of North Olmsted High School.

    About Elios Financial Group, Inc.

    Elios Financial Group, founded in 2002, is a financial planning and investment management firm (wealth management) dedicated to serving the unique needs of pre-retirees and retirees in the evaluation, analysis and implementation of a well-conceived financial, retirement and investment plan. We use the latest of technology to create customized financial plans and investment portfolios to help clients pursue their financial goals. We are unconstrained in independence and flexibility in offering financial advice and investment management services. WE ARE PASSIONATE ADVOCATES OF SMART MONEY MANAGEMENT. MISSION: ENVISION | ENLIGHTEN | ENRICH We build long-term relationships by helping clients Envision their dreams, Enlighten them to make informed financial decisions through education, and provide service which ultimately Enriches their lives. VALUE PROPOSITION We provide highly personal and customized service with the ability to analyze complex situations and offer sophisticated solutions and advice on an objective, mutual beneficial and professional manner.


    Qualifications CRD# 6023553
    Firm CRD# 166876
    Series 65

    Compensation/Fee Fee-Based, Based on Assets, Hourly


    Office Location 3211 Fiechtner Dr,
    Suite 6,
    Fargo,
    ND
    58103
    Phone Number 701-277-9392

    Financial Planning, income tax planning, investment management, tax efficient investment management, as well as all areas of financial guidance.

    About Complete Investment Advisory LLC

    Complete Investment Advisory is a fee based Investment Advisory firm dedicated to helping clients invest without the concerns of commissions getting in the way of sound advice with the focus on your future not our current commission. We help clients design a future that fits their risk tolerance and rate of return needed to accomplish their goals. We have a Chartered Financial Consultant on staff to help you plan your future using sound financial principal for your life and the life of your money beyond you.

    Advisory Services Provided:

    Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Tax Advice and Services, Estate Planning & Trusts, Annuities, Insurance Planning


    Qualifications CRD# 2534825
    Firm CRD# 6413
    Series 6, 7, 24, 66

    Compensation/Fee Fee-Based


    Office Location 3419 Brook Crossing Drive,
    Brandon,
    FL
    33511
    Phone Number 813-305-0411

    Mike Lehman, MBA, CFP® is the CEO and a LPL Financial Advisor with Focus Wealth Strategies, LLC. In addition to overseeing daily operations and steering the firm's overall growth, Mike works closely with clients to create long-term, personalized financial plans that define their goals and designs portfolios that can help clients pursue their dreams. A registered representative professional since 1994, Mike received a BS from The Ohio State University and his MBA from the University of South Florida. Mike earned his CERTIFIED FINANCIAL PLANNER" Professional designation in 2007. His professional registrations include Series 6, 7, 24, 66 held through LPL Financial, and a Florida Health, Life & Variable Annuity license. Mike is actively involved at New Hope United Methodist Church in Brandon and is a member of the Brandon chapter of Partners in Network. Mike resides in Valrico, Florida with his wife Jill. He enjoys watching football and playing golf in his spare time.

    About Focus Wealth Strategies

    At Focus Wealth Strategies, our primary focus is your future. As an office of LPL Financial, our goal is to help our clients and their families pursue their financial goals. As an independent, full-service investment firm, we offer our clients a complete range of investment services and products for both individuals and businesses. No matter what financial planning service we are providing we always keep the best interests of our clients as our top priority. LPL Financial is one of the nation's leading financial services companies and a publicly traded company under ticker symbol LPLA. The firm's mission is rooted in the belief that objective financial guidance is a fundamental need for everyone. LPL does not offer proprietary investment products or engage in investment banking activities; this means advisors affiliated with LPL are not pressured or influenced by LPL to sell its products. Thousands of financial advisors nationwide are able to rely on the firm's tools and resources to help them provide financial guidance and recommendations to help meet their clients' needs. For more information about LPL Financial, visit http://www.lpl.com.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 4535940
    Firm CRD# 284016
    Series 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 3521 Main St Ste.,
    Ste 101,
    Rowlett,
    TX
    75088
    Phone Number 972-412-6064

    Rick Lucas has been assisting investors since 2002. He has advised retirees of Fortune 500 companies as well as business owners, government employees and teachers in matters of retirement and estate planning. Being a Registered Investment Advisor, Rick serves in a fiduciary role to all his clients while educating them on a new way to think about money and investing. Rick has also developed a specialty in working with clients who want to grow and protect their wealth in a tax efficient manner and ensure their money lasts. Over the years, Rick has helped his clients use different strategies to create lifetime income, as well as strategies that can help reduce the impacts of income taxes, taxes on social security, and estate taxes. He also incorporates estate planning to protect clients assets and by-pass probate by working closely with a network of CPA's and Attorneys. Rick has completed Advanced IRA Distribution Expert training and is recognized as an Ed Slott trained expert advisor. (Ed Slott is a nationally recognized IRA expert, and was listed in the Wall Street Journal as 'The best source of IRA advice.')

    About Nestegg Wealth Advisors

    Here at Nestegg Wealth Advisors, we have access to current strategies for preservation of assets as well as the tools and products that support those strategies. We focus on strategies that offer protection of assets, opportunities to earn credited interest, and the ability to create a guaranteed lifetime income. We provide information, products and strategies geared specifically to the needs of people in and near retirement.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 4905457
    Firm CRD# 46947
    Series 6, 7, 63

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee


    Office Location 357 McCaslin blvd #200,
    Louisville,
    CO
    80027
    Phone Number 720-647-6501

    Curt grew up in Northern Colorado and attended the University of Colorado Boulder. Having spent 15+ years working with successful financial advisors throughout the country he decided to move home and start AMA Financial Partners. Residing in Superior, CO with his wife Nancy and two children Colin and Lauren.

    About AMA Financial Partners

    There are a million options to choose from when it comes to your money. We help you design, UNDERSTAND, and implement a tailored solution to help you reach your goals. As an independent financial advisor, we give you many ways to work with us. We work with our ideal client and analyze their complete financial picture and educate them not only on ways to improve but also get the best value for services.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 4525922
    Series 6, 7, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Subscriptions


    Office Location 3600 1st Ave NE,
    Ste 100,
    Cedar Rapids,
    IA
    52402
    Phone Number 319-363-3811

    Roger is a featured host on WMT 600AM's Premier Financial Hour, which airs Tuesday at 6pm. He is also an executive producer and co-host of Financial Perspectives, a 30-minute financial education program that airs Sunday at 11:30am on KCRG Channel 9. As an independent financial advisor, Roger strives to help his clients reach their dream retirement. His financial planning process focuses on first determining what a client's goals and objectives are for retirement and then working to develop a personalized plan to help achieve those goals. With over 15 years of experience in the investment and insurance industry, Roger has an extensive background in risk management, estate planning, investment planning and working with high net worth individuals. Roger currently holds his FINRA Series 6, 63, 65 and 7 licenses as well as his health & life insurance license with LPL Financial. Having spent his years in the industry serving clients and consulting other advisors, Roger has learned that education plays an important role in the financial planning process. He is frequent instructor of educational classes at local colleges and has hosted retirement workshops across the state. Roger currently resides in Marion, Iowa with his wife, Megan and their daughter Blakely. In his free time, he enjoys spending time with his family, traveling, fishing, hunting, hiking, and golfing. Securities and advisory services offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC.

    About Premier Investments of Iowa, Inc.

    Roger is a featured host on WMT 600AM's Premier Financial Hour, which airs Tuesdays at 6:00pm. He is also an executive producer and co-host of Financial Perspectives, a 30 minute financial education program that airs Sundays at 11:30am on KCRG Channel 9. As an independent financial advisor, Roger strives to help his clients reach their retirement dream. His financial planning process focuses on first determining what a client's goals and objectives for retirement are and then working to develop a personalized plan to help achieve those goals. With over 15 years of experience in the investment and insurance industry, Roger has an extensive background in risk managment, estate planning, investment planning and working with high net worth individuals. Roger currently holds his FINRA Series 6, 63, 65 and 7 licenses as well as his health & life insurance license. Having spent his years in the industry serving clients and consulting other advisors, Roger has learned that education plays an important role in the financial planning process. He is a frequent instructor of educational classes at local colleges and has hosted retirement workshops across the state. Roger currently resides in Marion, Iowa with his wife, Megan, and their daughter, Blakely. In his free time he enjoys spending time with family, traveling, fishing, hunting, hiking and golfing.


    Qualifications CRD# 1920232
    Firm CRD# 284112
    Series 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions


    Office Location 3778 S. Lapeer Rd,
    Metamora,
    MI
    48455
    Phone Number 855-756-5700

    Early in his career working as an insurance agent for AAA, he developed an appreciation for customer service working hard to service his clients. As a result he received numerous awards including the Presidents Elite Award. In 2007, Joe founded American Retirement Solutions helping families with their elderly loved ones navigate Medicaid. In addition he began helping families with estate and retirement planning*. In the late 1980's Joe obtained his 6 & 63 securities registration. In 2016, Joe founded American Retirement Advisors, Inc as a Registered Investment Advisory Firm and became a Fiduciary to help ensure his clients received the very best of service and accountability for their Retirement planning and strategies. Joe draws upon his 30+ years of experience in the financial arena helping families avoid potential pitfalls in retirement so they can enjoy a comfortable retirement. Income maximization and replacement strategies are his particular forte. Joe believes it's all about distribution and preservation. Joe resides in Lapeer County where he is involved with and supports numerous local and national charities and enjoys spending time with his immediate and large extended family and friends. In his spare time you can find him relaxing in the country with his family or trying to better his golf game, which needs help.

    About American Retirement Advisors

    American Retirement Advisors, Inc., is a registered investment advisor whose mission is to provide personalized investment strategies for our clients to help them achieve their financial goals. Headquartered in beautiful rural Metamora, and with three additional locations, we provide financial planning and investment management services throughout Michigan communities on a Holistic level. We have a team of CPAs and CFPs to assist with Strategic Case design with particular awareness of income and tax efficiency. We assist our client to intelligently invest their assets to meet short and long-term needs, while looking to maintain and improve their overall financial standing. We provide full transparency and utilize both investment and insurance* solutions to achieve financial independence. We are, "Your Trusted Guide to Retirement."

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 2052301
    Firm CRD# 25427
    Series 6, 7, 24, 63

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 3835 Edison Lakes Parkway Suite 300,
    Mishawaka,
    IN
    46545
    Phone Number 574-273-0803

    Because Edward is a fully independent financial advisor, he is able to truly shop the market for every available financial product and present the best options. It's a significant distinction for his clients. After working as an advisor for several major financial companies, He says, I realized my clients options were limited to those offered by my employers. I knew I could better serve people as an independent advisor. Edward has never looked back. I take advantage of my independent status, He explains, to find innovative options and then design custom investment portfolios with maximum growth potential and a minimum amount of risk. Edward has a full compliment of securities licenses: 6, 7, 24 and 63, is an Investment Advisor Representative, a CFP®, Certified Financial Planner (TM) Professional CLU®, Chartered Life Underwriter® ChFC®, Chartered Financial Consultant® A former publisher and Indiana State and Midwest Regional chess champion, Edward has never done anything that brings him more satisfaction than helping retirees and high net worth individuals achieve peace of mind.

    About CFD Investments, Inc

    I believe in a comprehensive approach to financial planning and I'm a firm believer in diversification. As an independent financial planner, I am not limited to the products and services of any one company, I can truly shop the market and present my clients with the best options in the marketplace. I make sure my clients are informed, educated, and then advised, so they can make the right choices regarding their financial future. Adviser not licensed in all States. Advisory Services are Provided through Creative Financial Designs, Inc., a Registered Investment Adviser, and Securities are Offered through cfd Investments, Inc., a Registered Broker/Dealer, Member FINRA & SIPC, 2704 South Goyer Road, Kokomo, IN 46902 765.453.9600

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management


    Qualifications CRD# 2798163
    Firm CRD# 6413
    Series 7, 24, 31, 63

    Compensation/Fee Fee-Based


    Office Location 3840 Belfort Road,
    Suite 103,
    Jacksonville,
    FL
    32216
    Phone Number 904-296-7526

    Lee started his independent financial services firm in 1996, intent upon providing personal, process driven guidance that high-net-worth individuals, retirees, and business owners need to pursue their financial goals. As independent advisors,Lee says,we create objective, customized planning strategies to help manage, preserve, and transfer our client's wealth. We are committed to helping individuals and families pursue their goals through what is most important to them: their personal values. Lee's credentials encompass a bachelor's degree in Business Administration, an MBA, and the designation of CERTIFIED FINANCIAL PLANNER™ practitioner. He served as President of the North Florida Chapter of the Financial Planning Association and as an adjunct professor. His education, and over 2 decades of experience, have made him a multi-faceted professional capable of evaluating virtually all areas of a client's financial life, designing strategies to address the needs of each aspect, and weaving the strategies into an integrated plan so all pieces work together efficiently.

    About Jax Wealth Advisors

    Our Financial Advisors create objective, customized strategies to help manage, preserve, and transfer our client's wealth. We have developed a rigorous integrated process which incorporates three key pillars: Fundamental Risk Process, Proactive Investment Strategies, and Customized Financial Planning. Our structured system starts with your personal Risk Number® which we use to establish a Risk Managed portfolio that responds to the changing markets. This portfolio is then integrated into a Financial Plan that aims to increase the probability that you will never run out of money, especially in retirement. Our comprehensive financial planning will help organize your assets, insurance, liabilities, and estate documents to help you simplify, consolidate and integrate every aspect of your financial future, so you can devote your time to what's most important to you - your family and lifestyle. As CERTIFIED FINANCIAL PLANNER™ practitioners, we've long held ourselves to the fiduciary standard. We welcome the cornerstone of the new CFP Board's Code of Ethics, effective October 1, 2019, as "a CFP® professional's duty to act as a fiduciary, in the best interest of the client, at all times when providing financial advice to a client" to reflect the commitment to which all CFP® professionals are required, to comply to the high standards of competency and ethics. We are an independent, fee only financial services firm, that has an alliance with LPL Financial, the nation's largest Independent Broker/Dealer (as reported in Financial Planning magazine June 1996-2019, based on total revenues). Our practice is currently limited to 120 families.

    Advisory Services Provided:

    Portfolio Management, Retirement Planning, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Estate Planning & Trusts, Annuities, Insurance Planning


    Qualifications CRD# 2675091
    Firm CRD# 657789
    Series 6, 63

    Compensation/Fee Fee-Based, Based on Assets, Commissions


    Office Location 3945 Parnell Ave,
    Fort Wayne,
    IN
    46805
    Phone Number 260-484-4246

    Independent for 33 years. Million Dollar Round Table member, President Council. Family man and relationship business vs transactional business.

    About CFS Inc.

    CFS is a financial planning and registered investment advisory firm based in Indiana. We serve clients nationally, providing financial planning, tax guidance, and investment management services. We believe a successful, long-term professional relationship is built upon mutual trust, effective communication, and a shared commitment to the financial planning process. Our independent, objective approach reinforces our highest priority and fiduciary responsibility to always put our clients interests first. CFS Inc. 3945 Parnell Ave, Fort Wayne, IN 46805 Phone: (260) 484-4246 Jeb Bartley, Registered Representative of GWN Securities, Inc and securities offered through GWN Securities Inc., Member FINRA/SIPC 11440 N. Jog Rd, Palm Beach Gardens, FL 33418 (561) 472-2700(CFS Contact Financial Services Inc. is not an affiliate of GWN Securities Inc.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 1002081
    Firm CRD# 6413
    Series 7, 8, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 400 Bob Wallace Ave SW,
    Huntsville,
    AL
    35801
    Phone Number 256-704-9400

    Ron Moody is the founder and Chief Investment Officer of Oak Tree Financial Services, LLC. Ron has been involved in the financial services industry since 1981. He graduated with a bachelor's degree from the University of Alabama. Ron holds the designations of CERTIFIED FINANCIAL PLANNER" professional and Chartered Retirement Planning Counselor from the College of Financial Planning, Certified Senior Advisor, and is a member of the Financial Planning Association. Ron holds various securities registrations with LPL Financial including Series 63, 7 and 8; Series 65 held with Oak Tree Financial Services. His extensive background and knowledge in the investment, estate and retirement planning fields help Ron to provide outstanding service to his clients. Because Ron is challenged by the financial market, he approaches his job enthusiastically. He has dedicated himself to long hours and staying up to date through continuing education courses. It is through this effort that Ron feels he can best serve the people he works for, his clients, and help them achieve the "work optional" lifestyle. Ron's knowledge in the financial services arena has helped him to conduct numerous seminars and workshops on investments and estate planning. Through outstanding service and a commitment to excellence, Ron has built a solid client base and cares deeply for his clients' success.

    About Oak Tree Financial Services, LLC

    Founded in 2009, Oak Tree Financial Services, LLC has a combined 80+ years of financial service experience across 4 different advisors. Securities are offered through LPL Financial, LLC, an SEC registered investment adviser and member FINRA/SIPC broker/dealer. This allows Oak Tree to maintain the "small town" look and feel, while still being backed by the support and technology of a Fortune 500 company. Our goal at Oak Tree is not to see how large we can become, but how small we can remain so that we build long term relationships and you receive the individual service that you deserve and expect.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 3069413
    Firm CRD# 144434
    Series 65

    Compensation/Fee Fee-Based, Based on Assets


    Office Location 400 Northampton St.,
    Suite 300,
    Easton,
    PA
    18042
    Phone Number 610-500-5000

    Keith graduated from Trenton State College with a BS in Finance. After graduation, Keith joined American Express Financial Advisors in Voorhees, NJ. He then joined MassMutual Financial Group in Bridgewater, NJ. In the fall of 2000, Keith decided he could serve his clients in a better way and created Hawk Financial Group. As an independent financial advisor, Keith has conducted numerous complimentary no-cost informational seminars throughout New Jersey and Pennsylvania. The seminars covered social security, medicare, and retirement income planning. As an investment adviser representative, Keith believes the financial relationship should always center around the client. That is why he adheres to the fiduciary standard of care for his clients. Keith holds a Series 65 license and keeps his clients' best interests first. He also adheres to a policy of no bias or conflict of interest.

    About Hawk Financial Group

    As a local independent financial advisor in Northampton County, Easton, PA, Keith Hawk has a fiduciary duty to act in the best interests of his clients. He mainly works with seniors ages 55- 75 in Northampton County, Lehigh County, Bucks County, and Monroe County PA, as well as Warren County and Hunterdon County in NJ. His clients' retirement years are secured by addressing and fixing overlooked financial and non-financial "snags" before they happen. Three of these overlooked "snags" include: 1) A program to make sure a wife doesn't lose 1/2 their Social Security income when their husband passes away. 2) A program to cover two years worth of long-term care costs without paying a cent in annual premiums. 3) Making sure that your Power of Attorney document has the correct language to work with Social Security, Medicare, IRS, Veterans Administration, and your banks and brokerages. "As a fee based investment adviser, I have a fiduciary duty to put my client's best interest first. I welcome the opportunity to earn your trust and to show you how I do things differently."

    Advisory Services Provided:

    Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 4978922
    Firm CRD# 283824
    Series 7, 10, 66

    Compensation/Fee Fee-Based


    Office Location 401 Chapala St #105,
    Santa Barbara,
    CA
    93101
    Phone Number 805-880-9444

    As the Principal Wealth Manager and founder of Foronjy Financial, Bryan created a practice for clients that truly appreciate a personal relationship with a seasoned practitioner who intends to stick with them for the long term. As a seasoned financial professional, Bryan helps clients design a customized vision for retirement by listening, asking insightful questions, and offering sensible advice drawing from over a decade of professional experience. Bryan graduated with a Bachelor of Science degree in Finance with a emphasis in Personal Financial Planning from San Diego State University. Before founding Foronjy Financial in 2015, Bryan worked for a decade as a Senior Account Executive at Fidelity Investments in Santa Barbara, CA. While not in the office, Bryan keeps a healthy work-life balance by exercising regularly, enjoying a game of chess, or spending time outdoors with his wife and three children.

    About Foronjy Financial

    Foronjy Financial was created with the intention of providing clients with sensible investment advice and personalized service. We help our clients chart a course toward retirement using professional experience coupled with sophisticated software. At Foronjy Financial we make financial planning personal again.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 2595308
    Firm CRD# 6413
    Series 7, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee


    Office Location 4101 Greenbriar Dr,
    Suite 236,
    Houston,
    TX
    77098
    Phone Number 713-955-6007 Ext. 100

    Before becoming a wealth management advisor, I was the kid in high school with subscriptions to Fortune and Money magazine. The stock market always intrigued me, but growing up I didn't know anyone that invested. I was fortunate to go to a school that had a business magnet program that allowed me to intern at one of the largest independent broker dealers in the country. This exposure at such an early age proved to be very formative. I went away to college and when I got back, was able to land a position in banking which later led to my journey as president of my own firm. Over the last 2 decades since that adventure began, I have had the challenge and pleasure of helping clients with their financial lives. The goal of our firm is to provide "Direction through life's transitions." Wealth Standard Financial puts its clients interests ahead of its own. Our goal is to help people gain clarity, become intentional, and get organized. My focus is working to be a guide for people as they navigate the financial complexities life throws at them. www.wealthstandardfinancial.com Securities and advisory services offered through LPL Financial, A Registered Investment Advisor, Member FINRA/SIPC. For hyperlinks to FINRA and SIPC

    About Wealth Standard Financial

    The Vast World of Finances In an ever-changing financial climate, it can be difficult to confidently create a financial strategy, let alone have the time to manage one that can grow with you over the years. But without an up-to-date and flexible strategy in place, it can be difficult for you to manage your goals. Wealth Standard Financial is an independent financial services firm dedicated to assisting clients with their greatest financial concerns. We offer comprehensive investment management and financial strategies, advice, and recommendations. Our utmost goal is to provide customized strategies that can grow with clients throughout the many milestones of life. We take pride in knowing we have helped young professionals, growing families, and retirees pursue their financial dreams.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 4977996
    Firm CRD# 6413
    Series 7, 63, 66

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


    Office Location 413 East Foothill Boulevard, Suite 100,
    San Dimas,
    CA
    91773
    Phone Number 909-667-0587

    My reason for becoming an independent Financial Advisor is deeply personal. I have a passion to be of service to those who need our help and offer them the highest level of care and comprehensive services. At Homestead Wealth Management, we refuse to treat people like numbers; kindness and respect are the foundation of all our client relationships. Over the years I repeatedly saw many friends and family struggling to find the help they needed to map out their financial future. I am confident that with my understanding of personal finance, coupled with my training as a financial professional, I can help people better prepare for the future. After years in the business, I have developed a reputation for educating individuals in an easy-to-understand manner so they can grasp personal finance and use those concepts to pursue their financial objectives. I feel a commitment to our community and take a holistic approach to serving clients. I currently hold the Chartered Financial Consultant® (ChFC®) designation, which was obtained and taught by The American College of Financial Services. Also, I hold the Certified Investment Management Analyst® (or CIMA®) designation, administered by Investment Management Consultants Association®, and taught by Yale School of Management. As a comprehensive Financial Advisor, I can help in the following areas. General principles of financial strategies (for example, personal financial statements, net worth statements) Insurance planning and risk management Investment planning Income tax planning strategies Retirement planning Estate planning strategies . Homestead Wealth Management and LPL Financial do not provide legal advice or tax services. Please consult your legal advisor or tax advisor regarding your specific situation. Investing involves risk, including possible loss of principal.

    About Homestead Wealth Management, Corp

    In today's busy world, clients are looking for different ways to engage with financial professionals. Some clients would like help with investment management, while others are focused on financial planning questions. When should I file for social security benefits, manage my 401k, what benefits package should I choose. These are a few of the questions that individuals have. We can simplify what seems complex by offering clients options on how they work with us at Homestead Wealth Management. As an independent boutique wealth management firm, we offer a personalized experience for those looking to develop a trusted relationship. Our clients will never feel as if they are small fish in a big pond.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Financial Advice & Consulting, Investment Advice & Management


    Qualifications CRD# 4292753
    Firm CRD# 6413
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee


    Office Location 425 Metro Place North #620,
    Dublin,
    OH
    43017
    Phone Number 614-419-1503

    Michael Kelsey is an Investment Advisor Representative working at LPL Financial LLC in Dublin, OH and has over 14 years of experience in the finance industry. Securities and advisory services offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC. As a seasoned financial advisor, Michael Kelsey offers a process driven approach for strategic financial guidance to individuals, executives, and business owners in areas from wealth accumulation through wealth distribution. Michael is enthusiastic about guiding his clients and strives to build a reputation founded on honesty and integrity.

    About LPL Financial

    Primarily, we are committed to the individual. We believe in building trustworthy relationships that allows us to truly get to know our clients. We like our clients, and we enjoy working with them. By taking a process driven approach, we can get to know and understand our clients' unique and complex needs. By putting the relationship first, we can offer a client driven experience, one that is guided to each of our client's values and objectives with the ability to adjust to changes along the way.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 4509256
    Firm CRD# 8032
    Series 7, 24, 66

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


    Office Location 447 Naubuc Ave,
    Suite 109,
    Glastonbury,
    CT
    06033
    Phone Number 860-430-9064

    As a CERTIFIED FINANCIAL PLANNER™ practioner, Bob provides comprehensive financial planning guidance and is committed to the highest standards of ethical conduct. He brings top credentials to his daily practice as a working partner and financial advisor with CT Financial Partners. He specializes in creating individually tailored retirement income plans by analyzing investment allocations, maximizing pension and Social Security benefits, and mitigating overall risk throughout retirement. Underscoring everything he does is a deep commitment to providing quality service and support throughout the relationship. Bob is a strong proponent of financial education, and has spoken to hundreds of groups regarding proper investment planning, retirement income planning, and college funding. Bob received his Bachelor of Science in Finance from Providence College in 1990, and his M.B.A. from Rensselaer Polytechnic Institute in 2000. In 2007, Bob received his CERTIFIED FINANCIAL PLANNER™ certification and his Chartered Financial Consultant (ChFC®) designation from the American College. He holds his series 7, 24, 51, and 66 Securities licenses. A devoted father of two, Bob enjoys traveling, athletics, and spending time with his son Jack, and daughter Abby.

    About CT Financial Partners

    With over 50 years of financial industry experience, CT Financial Partners was founded with a mission to provide the best possible financial advice. We pride ourselves on our ability to offer guidance on more than investments and insurance. We are comprehensive wealth consultants, focusing on everything from coordinating and managing your retirement income to estate planning. Our client-first philosophy dictates that we develop a customized plan designed to pursue your objectives. Using a team approach that grows out of strategic affiliations with legal and tax professionals, we seek to make your financial goals a reality. Our relationship with Commonwealth Financial Network®, one of the most respected independent broker/dealers in the nation, gives us invaluable back office support. Robert Tubridy is dually registered as a registered representative and investment adviser representative of Commonwealth Financial Network. In these roles, Robert Tubridy is able to offer two types of accounts: brokerage accounts and asset management accounts. When serving as your advisor on a brokerage account, Robert Tubridy is required to act in accordance with the requirements of Regulation Best Interest (Reg BI). When serving as your advisor on an asset management account, Robert Tubridy is required to act in a fiduciary capacity.

    More information is available in Commonwealth’s Form CRS.


    Qualifications CRD# 4243807
    Firm CRD# 173272
    Series 65

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee


    Office Location 451 Coventry Lane,
    Suite 102,
    Crystal Lake,
    IL
    60014
    Phone Number 815-526-3092

    Michael Stewart has been in suburban Chicago for most of his 51 years. He has been in the financial planning industry for over 21 years. His past experience includes 8 years in the Private Client Group and Investment Management divisions of two of Chicago's largest banks, overseeing deposits in excess of $200,000,000 in McHenry County. In 2008, Michael founded his own firm to independently serve the tax planning and conservative financial planning needs of his clients in or nearing retirement. Michael strives on educate his clients on how to invest profitably and avoid loss by providing conservative options. He is dedicated to helping his clients reap the rewards of a well planned retirement. In addition, Michael is a well established author, speaker and consultant on economic matters. He lives in McHenry with his wife of 21 years and their 3 children.

    About Crystal Lake Tax & Financial Inc

    At Crystal Lake Tax & Financial, we specialize in teaching clients how the world of income- generating investments and strategies can be used to help those in and nearing retirement to conservatively achieve their long-term financial goals and avoid common retirement planning mistakes. Protecting your principal from market losses and generating income and dividends will grow your money organically, or as we like to say "the old fashioned way." We rely on real world proven strategies rather than just hope like so many other brokers. Our number one mission is client education. We want to work with you to ensure that you make informed, educated decisions that will best suit your current needs and enable you to achieve your long term goals. We believe piece of mind comes from understanding your options and from working with your advisor to choose the options that work best for you and your family. Services offered; Financial Planning, Retirement Income Planning, Estate Planning, Income Tax Preparation and Investment Management.


    Qualifications CRD# 1080259
    Firm CRD# 145705
    Series 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 4540 Kearny Villa Road,
    Suite 114,
    San Diego,
    CA
    92123
    Phone Number 858-569-0633

    R. J. Kelly is Founder and Chief Visionary Officer of Wealth Legacy Group®, Inc. Located in San Diego, CA, WLG has clients in nineteen states and growing. Creator of the proprietary Critical Actions Roadmap, R. J. and the WLG team develop comprehensive plans that maximize investment and asset growth, reduce taxes, mitigate risk, create clarity in family legacy & issues of philanthropy, and facilitate business succession and exit strategies. He has been repeatedly called upon as an expert witness and is skilled in handling delicate interpersonal matters and facilitating family communication. R. J. is a frequent speaker and author. The San Diego Union Tribune, L.A. Times, Yahoo Finance, San Diego Magazine have run feature articles on R. J. or published articles by him, to name just a few. Speaking audiences are many and include: Vistage International Conference and numerous local chapters; Strazzeri/Mancini Gathering; main platform speaker for various national conferences including: Advisors in Philanthropy, Nothing Bundt Cakes, Million Dollar Round Table, NAIFA, and many others. Additionally, R. J. was featured on the PBS series - The Financial Advisors. Read More: https://wealthlegacygroup.com/team/r-j-kelly-financial-advisor-san-diego/ Professional Credentials Explained: https://wealthlegacygroup.com/wp-content/uploads/2021/06/Professional-Credentials-rev-06-01-2021.pdf

    About Wealth Legacy Group, Inc.

    Our Vision We believe that successful business owners, executives and professionals want and need a comprehensive planning process to ensure the eventual transition and legacy of their business and/or their wealth. Unfortunately, most individuals are too busy running their hectic day-to-day lives and don't take the time to put an integrated and comprehensive plan in place. Our vision is to provide a roadmap to ensure that wealth (which includes: financial, relational, mental, emotional, physical, family, and spiritual wealth) is protected through all stages of the financial life cycle. We bring a unique perspective forged over decades of experience as a multi-disciplinary group. Using our proprietary process built upon trust and clear communication, our perspective encompasses: Asset & risk management - Estate & business transition planning - Retirement & wealth management - Family & employee relationships - Philanthropic & legacy goals Mission Statement We provide a unique and multi-disciplinary planning experience to exceptional entrepreneurs, professionals, executives, and their families using a comprehensive team approach. Value Statement We are committed to being the nation's premier organization for assisting clients in successfully navigating significant business, life, and legacy issues, while creating long-standing and mutually profitable relationships. Our Values Are To ... Provide a warm and welcoming professional experience - Treat our clients, staff and strategic partners with integrity and respect - Develop lasting relationships to help our clients reach their long-term goals - Apply our expert skills, knowledge, and creativity to develop unique and comprehensive solutions - Encourage our clients to make wise philanthropic decisions - Respect our clients privacy by safeguarding personal information - Encourage feedback and initiate positive change - Serve our greater community by engaging in meaningful non-profit activities - Enjoy our team, clients and work environment and have fun in the process! Visit us at: https://wealthlegacygroup.com/

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 4022345
    Firm CRD# 6363
    Series 7, 63

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee


    Office Location 481 8th Avenue,
    Suite 1130,
    New York,
    NY
    10001
    Phone Number 212-967-1428

    Financial Advice, Investments, and Insurance. People come to me with complex financial issues. I help them understand their current situation. Together, we develop a plan to help achieve their financial needs and goals.

    About Ameriprise Financial Services, LLC

    Putting clients first; it's what I do Ameriprise earned a Hearts & Wallets Top Performer" recognition in: "Unbiased, puts my interest first" "Explains things in understandable terms" "Understands me and shares my values" I'm proud to be associated with a firm known for its service and how it relates to clients, because serving your interests is my priority. I offer comprehensive financial advice and a broad range of solutions to help you and your loved ones live brilliantly, now and in the future. With the right financial advisor, life can be brilliant. Advisor is licensed/registered to do business with U.S. residents only in the states of AZ, CA, CT, DE, FL, GA, IN, IL, IA, NC, NJ, NY, NV, MA, PA, VA. Investment advisory services and products are made available through Ameriprise Financial Services, LLC, a registered investment adviser. An Ameriprise Financial Franchise Ameriprise Financial can not guarantee future financial results. Certified Financial Board of Standards, Inc. (CFP Board) owns the CFP® certification mark., the CERTIFIED PLANNERTM certification mark, and the CFP® certification mark (with plaque design) logo in the United States, which it authorizes use of by individuals who successfully complete CFP Board's initial and ongoing certification requirements. Wants & Pricing Report (April 2020, the most recent report) from the Hearts & Wallets Investor QuantitativeTM Database. In this annual syndicated survey respondents are asked to rate their financial services providers in a variety of areas on a scale of 0 (not at all satisfied) to 10 (extremely satisfied). 5,461 respondents provided 8,700 sets of ratings. The report designates Hearts & Wallets Top Performers in areas where customer ratings for one or more providers are distinctively higher than customer ratings of other providers. For each area there may be several Top Performers. The survey does not seek to designate any provider as first or the only Top Performer. This rating is not indicative of future performance and may not be representative of any one client's experience, as the rating is an average of a sample of client experiences. Ameriprise paid a fee to Hearts & Wallets to cite the results of the survey. Third-party information and opinions, including those available through provided links, are believed to be reliable, but accuracy and completeness cannot be guaranteed by Ameriprise Financial. They are given for informational purposes only, are not intended to be used as the sole basis for investment decisions and may not meet the particular needs of an individual investor. Ameriprise Financial and its representatives do not give legal or tax advice. You should seek the advice of professionals, as appropriate, regarding the evaluation of any specific information or advice. The Confident Retirement approach is not a guarantee of future financial results. Ameriprise Financial cannot guarantee future financial results. Ameriprise Financial, Inc. and its affiliates do not offer tax or legal advice. Consumers should consult with their tax advisor or attorney regarding their specific situation. Ameriprise Financial Services, LLC, Member FINRA and SIPC.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 3274662
    Firm CRD# 6413
    Series 7, 24, 63, 65

    Compensation/Fee Fee-Based, Based on Assets


    Office Location 4911 S. Sherwood Forest Blvd,
    Suite A,
    Baton Rouge,
    LA
    70816
    Phone Number 225-778-5892

    George is a veteran of the financial services industry. He is an LPL Financial Advisor, business owner, and has been an adjunct finance instructor at the university level. He seeks to help people create long-term wealth and financial security. Before becoming an LPL Financial Advisor, he held officer positions with several Fortune 500 companies, including Wells Fargo, Capital One, and Morgan Stanley. He attributes his success to integrity, honesty, and his commitment to excellence. Securities and Advisory Services offered through LPL Financial, a registered investment advisor.

    About Diversified Financial Strategies

    We are a boutique financial firm that is powered by LPL Financial, LLC. LPL Financial is one of the leading financial services companies, and is the largest independent broker/dealer in the nation.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 2940880
    Firm CRD# 10205
    Series 7, 24, 55, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 500 E. Whitestone Blvd.,
    P.O. Box 1977,
    Cedar Park,
    TX
    78630
    Phone Number 512-588-2770

    As a financial professional with over 23 years' experience, I have a passion for helping clients make wise financial decisions during challenging life events. A change in career whether by choice or through other circumstances can have a lasting impact on personal finances. Having unbiased counsel helping you work through major decisions often brings clarity and direction to your long-term plan. This guidance is offered with "the heart of a teacher" and a low pressure approach. Investments and Financial Planning can be complicated endeavors. I pride myself in having the ability to explain investing concepts in terms people understand. As an independent Advisor I have no allegiances to any one particular investment product sponsor over another. My primary drive is to help develop and implement portfolios that best meet my clients long-term goals and ensure they understand how it benefits them.

    About AVH Invest

    We are dedicated to providing a unique Advisor - Client relationship. Our approach is treating our engagement with the heart of a teacher and not a sales person. We keep close touch with our clients and mandate that telephone calls are returned within 24 - hours. We know your time is valuable and therefore meetings can be held in your home during the day or evening for your convenience. More importantly, you will have an understanding of the nature of your investments, how they work and what you can expect from them. We explain things in terms you will understand so that you have a high comfort level with what you own. We offer Full service financial planning. We currently serve 1,000 clients and $130,000,000 of assets under management. We are affiliated with a fully independent Broker Dealer with no proprietary products.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 2954713
    Firm CRD# 6413
    Series 6, 7, 63, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions


    Office Location 501 RIVER DR S STE 200,
    Great Falls,
    MT
    59405
    Phone Number 406-450-0507

    For over 23 years I have helped my clients address their financial concerns and develop sound strategies by focusing on each individual's specific needs. My practice is founded upon making a commitment to my clients to follow a refined process because I believe this is the foundation to building a successful, long-term relationship. I work with qualified individuals, families, and businesses to provide integrated wealth management and planning services. Integrity, attention to detail, and unwavering commitment to the well-being of my clients are the hallmarks of my service process.
    I earned my degree in finance from Carroll College in Helena, Montana and I hold the series 7, 63 and 66 registrations through LPL Financial as well as a Montana insurance license. Giving back to the community is important to me. I have been a LT. Governor with Kiwanis, previously served on the board of Marias Medical Center and have volunteered as a wrestling and baseball coach. My wife and I have two children and live in Great Falls where we are active in our children's school and sport activities. Securities and advisory services offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC. For hyperlinks to FINRA and SIPC, please refer to "Research This Advisor" section above.

    About Montana Wealth Management

    OUR APPROACH IS SIMPLE.
    WE STRIVE TO ALLEVIATE THE STRESS AND WORRY FROM MANAGING YOUR WEALTH. Whether it's a newly empty nest, marriage, divorce, moving, a big promotion at work, aging parents, selling a business, or starting a new one - change is inevitable. Let our team with over 100 years of combined financial experience help you pursue your personalized goals.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 838694
    Firm CRD# 6413
    Series 7, 24

    Compensation/Fee Fee-Based, Based on Assets, Commissions


    Office Location 5041 Corporate Woods Dr. Ste 240,
    Virginia Beach,
    VA
    23462
    Phone Number 757-473-9022

    In 1977 I began my investment career and 5 years later, in 1982, my dad and I formed our firm. Our desire in establishing our firm was to offer clients a private firm that would be able to provide independent, objective financial advice, opposed to the large financial firms that were focusing more on the sale of financial products than providing financial advice. Today, almost 40 years later, we are more convinced than ever of the importance for clients to establish a long-term relationship with a trusted financial advisor who is in the position to be able to offer independent, objective advice that is focused on meeting their personal financial needs, goals and concerns. To better assist our clients in meeting their financial needs, I entered the College for Financial Planning study program, and in 1987 I successfully completed their Certified Financial Planner program, and was awarded the CFP designation.

    About Financial Designs Of Virginia

    Our firm has been serving clients through financial planning and investment management for over 40 years. We take pride in building long-term relationships with our clients, that have often led to us having the opportunity to advise their children and even grandchildren. We understand that there is more to life than money, but financial security provides the opportunity and freedom to be able to pursue the things that are of importance to you. Our desire is to be able to play a part in helping our clients pursue those things that give purpose and meaning to their lives. Our Planning Services include: Financial Planning Investment and Portfolio Management Retirement Planning Estate Planning Gifting and Charitable Planning

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 5477551
    Firm CRD# 6413
    Series 6, 7, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 5251 DTC Pkwy,
    Ste 1045,
    Greenwood Village,
    CO
    80111
    Phone Number 720-926-0814

    I passionately believe working in the best interest of our clients is paramount to creating a long-lasting, and mutually successful relationship. My focus with Western Retirement Consultants is to provide highly personalized solutions to help pursue a successful financial future, so that every client can identify, plan, and pursue their goals. I am a graduate of the University of Colorado at Boulder with a Bachelor of Arts in Communications. I am also a Certified Private Wealth Advisor® (CPWA®) and Certified Investment Management Analyst® (CIMA®), both issued through the Investments and Wealth Institute. As a Colorado native and a University of Colorado Alum, I am eternally a Buff's fan. I met my wife, Krista, at CU, and we are still huge fans of CU Athletics. My wife and I also share a love of travel. We have been fortunate enough to visit some incredible destinations; some of my favorites are Spain, Costa Rica, Italy, and Peru. What I find most compelling is that no matter where I travel in the world, I am always reminded of the thread of human connection that flows through us all; we all want to leave the world a little better than when we found it. If I am not in the office or on a plane, you can find me on the golf course. I started later in life, so my game is still a work in progress, but I enjoy playing often. My most recent trip was to play in Ireland and cannot wait to visit other links courses in Scotland!

    About Western Retirement Consultants

    Our focus is rooted in engagement and trust we pride ourselves in acting in your best interest and providing quality service. Our commitment to you: Prompt and courteous responses to all inquiries Keep it Simple approach A high touch service model Knowledgeable consultants to oversee your Retirement Program and personal planning needs Confidence regarding your financial situation.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 5167229
    Firm CRD# 112097
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 5401 W Kennedy Blvd, Ste 460,
    Tampa,
    FL
    33609
    Phone Number 813-770-9864

    Armand applies his investment and wealth planning experience to provide comprehensive solutions for business owners, families and individuals. He believes in a systematic approach to money management and having a detailed process that is based on the foundation of intellectual rigor and discipline. Armand holds a Masters of Science Degree in Personal Financial Planning. He is a CERTIFIED FINANCIAL PLANNER professional and holds the Certified Investment Management Analyst (CIMA) designation through the Wharton School at the University of Pennsylvania, among other industry recognized designations. He was born in St. Petersburg Florida and grew up in the island of Jamaica. Armand has fond childhood memories of raising goats on his families farm in Hanover, Jamaica. Armand returned to the United States in 2002 and attended Eckerd College in St. Petersburg where he received a degree in Economics. Having grown-up in Jamaica and living on a farm, Armand has a true understanding of hard work & dedication, and understands what it takes to be successful. Armand currently resides in St. Petersburg, Florida and enjoys networking and being active within his community. His hobbies include playing & watching soccer, cycling, and when he is able to get away from the office, traveling. Armand is a member of the following Professional Associations & Organizations: * College for Financial Planning Alumni Association * Eckerd College Alumni Association * Financial Planning Association of Tampa Bay * Investment Management Consultants Association

    About Advanced Wealth Planning Group

    Armand is an independent financial advisor with the Advanced Wealth Planning Group, located in Tampa, Florida. He and his team are CERTIFIED FINANCIAL PLANNER (CFP) professionals, and function as Fiduciary advisors for his clients when building/managing portfolios or doing comprehensive financial planning. He and his team are eager to hear your story and begin to assist you in creating the chapters ahead. Whether it's planning for retirement, investing in your childrens education or ensuring you receive objective advice on a full-range of financial products, they recognize it's your story. They always put your interests first as they function as Fiduciary Advisors. They will guide you through the financial planning process, help you select appropriate solutions, and ensure consistent monitoring for proactive modifications. From the strength of their team of experienced advisors, to the investment and technology platform provided by RBC Correspondent Services, a division of RBC Capital Markets. Armand, his team, and the Advanced Wealth Planning Group is ready to help you create the future you choose.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 4906080
    Firm CRD# 124583
    Series 7, 66

    Compensation/Fee Fee-Based, Commissions, Based on Assets, Flat Fee, Hourly


    Office Location 549 North Wymore Road,
    Maitland,
    FL
    32751
    Phone Number 321-280-9081

    In May of 2010, Rey Descalso left a large wirehouse to create a firm that would help his clients without call centers, proprietary products or the legacy liabilities of large Wall Street firms. He feels his experience in 2008 was a defining moment that guides him to this day: As an industry, we were not well-prepared for the credit crisis on many levels. We did not have appropriate risk management in place for the needs of many clients. This went beyond the pure numbers and drawdowns. We were not well-equipped to handle the emotional hardship many clients faced when everyone thought the financial world was crashing down around them. So, educating clients about risk management has become one of my most important priorities. Mr. Descalso has lived in the Central Florida area for most his life and attended Forest Lake Academy in Apopka. He received a Bachelors Degree in Theology at Southern Adventist University in 1997 and a Master of Divinity Degree from Andrews Theological Seminary in 1999. He and Rebecca, his wife of over 20 years, have a mischievous daughter, Olivia. All three of them enjoy Disney cruises and time at the beach.

    About Privada Wealth Management

    At Privada Wealth Management, our mission is to help our clients reach their financial goals. This overarching mission informs everything we do.

    Advisory Services Provided:

    Financial Planning, Retirement Planning, 401K Rollovers, Wealth Management, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts


    Qualifications CRD# 5708678
    Firm CRD# 6413
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


    Office Location 550 Reserve St,
    Suite 190,
    Southlake,
    TX
    76092
    Phone Number 972-800-2321

    Chris believes that when it comes to forecasting a financial future, the best way to is to create a plan for it. By engaging everyone in a methodical “my future and beyond” planning process, he can provide the necessary blueprints that are required to pursue the desired outcomes for their wealth. Chris also believes that a “great plan” must also include optimizing the investments that are incorporated into the plan. To maximize the value of each client relationship, Chris focuses on strategies that can help identify or implement the reduction of portfolio expenses, minimizing capital gains distributions, tax harvesting opportunities, strategic diversification of concentrated holdings, striving to enhance total portfolio income, as well as many other investment strategies for high net worth individuals.

    About JTL Wealth Partners

    At JTL Wealth Partners, our mission is to provide our clients with the best path to wealth accumulation, retention, and transfer of assets. We do this by creating and implementing strategies tailored to their unique goals. We are driven to provide our clients with uncluttered, professional advice that enhances their quality of life and leads to sustained and actionable solutions. We offer thorough counsel on each client's wealth management issues. Our goals are: - To provide clients with clarity - To educate - To make significant and tangible progress toward every client's financial goals We are our client's financial advocate. We strive to organize and simplify life in such a way that maximizes the family's enjoyment of their wealth now and in the future.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Insurance Products & Annuities


    Qualifications Firm CRD# 6161
    Series 6, 7, 24, 53, 63, 65, 66

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee


    Office Location 56 Williams Avenue,
    Mystic,
    CT
    06355
    Phone Number 860-245-0251

    Putting clients first; it's what we do. We provide personalized financial advice to help you make it through today's challenges and stay focused on tomorrow's goals.

    It's our honor to share that Ameriprise earned a 2021 Hearts & Wallets Top Performer recognition in:
  • "Unbiased, puts my interest first"
  • "Investment ideas knowledgeable, timely, and tactical"
  • "Offers personal financial advice"
  • About Coastal Wealth Management

    Your financial goals are individual, and we can help you achieve them. We take the time to understand whats truly important to you, whether its saving for college, retiring the way you want, making smart investments or anything else. The personalized financial advice we offer can help you prepare for the expected and unexpected things in life. As a result, you can feel more confident, connected and in control of your financial life. With the right financial advice, life can be brilliant. We focus as a firm on the following niches: retirement planning strategies, tax planning strategies, and employee stock options.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 2126442
    Firm CRD# 2126442
    Series 6, 7, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Hourly


    Office Location 5801 Soundview Drive #250,
    Gig Harbor,
    WA
    98335
    Phone Number 253-858-6004

    Dan Wiersma is the owner of Harbor Wealth Management and has been a Financial Advisor since 1992. He developed this client-centered firm in 2010 to provide comprehensive financial services in a supportive and comfortable environment. Dan listens closely to his clients and works hard to provide a plan that fits their unique needs. He brings a wealth of knowledge and a depth of caring when working with his clients and takes great care to understand what is important to them. Dan is happy to welcome new clients and looks forward to co-creating a financial plan that fits your goals. Dan grew up in Canby, Oregon on a Christmas tree farm. He later attended Pacific Lutheran University where he met his wife, Erika. They are raising their family in beautiful Gig Harbor and enjoy the many outdoor activities this area offers. Dan holds the following Registrations and Licenses through LPL Financial: FINRA Series 6,7,63,65 Insurance License State of WA, CA AIF Designation - Accredited Investment Fiduciary

    About Harbor Wealth Management / LPL Financial

    At Harbor Wealth Management we understand that retirees face many important decisions that can affect their long-term financial success. Some of these decisions revolve around making investments that will help create a hedge against outliving their income, the impact of inflation, taxation, and rising healthcare costs. Because over ninety percent of our clients are retirees with similar concerns, we are in an advantageous position to approach such challenges with experience and skill

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 2621037
    Firm CRD# 318061
    Series 7, 9, 10, 63, 66

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee


    Office Location 5850 Canoga Ave., Suite 400,
    Suite 400,
    Woodland Hills,
    CA
    91367
    Phone Number 818-639-9278

    Originally from Long Island, Ira put himself through college earning a Master of Business Administration from Long Island University, Bachelor of Science in Economics and Accounting from State University of New York at Oneonta and through the Specialized College education for Financial Planning mastered the courses to obtain the CERTIFIED FINANCIAL PLANNER Professional designation - CFP® and the Chartered Financial Consultant - ChFC®. He is a member of the Financial Planning Association and the Financial Services Institute.

    About Financial Peak

    As a financial advisor, I play a role in your life's most meaningful moments. You trust me to assess your needs, understand your concerns, and offer the most relevant recommendations to address your unique situation. I do not take your trust lightly and strive to earn it every day. I am supported by a network of premier partners, who bring strength, stability and security to strategies that are designed to work for today and tomorrow. All with one goal in mind - your success. I think it is important that I introduce them to you. I am affiliated with SagePoint Financial, an independent wealth management firm that provides me with back office, technology, regulatory and operational support. Founded in 1970, SagePoint Financial is driven by a strong philosophy that independence is key to fulfilling sound investment decisions. My affiliation with the firm empowers me to put your interests first with objective, carefully considered offerings - with no obligation to promote any particular investment. SagePoint Financial is part of Advisor Group, one of the largest networks of independent wealth management firms in the country.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 4782267
    Firm CRD# 143052
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee


    Office Location 600 Eagleview Blvd.,
    Suite 300,
    Exton,
    PA
    19341
    Phone Number 484-318-7188

    After graduating from Penn State University with a B.S. in Chemical Engineering, I was lucky enough to meet with an advisor who helped me to start saving and investing. Unfortunately, I soon realized that the financial services industry is full of advisors working for themselves, instead of their clients. Years of underperforming investments, along with a general lack of concern for my goals from several advisors, led me to manage my own investments. And later, while working for Lucent Technologies during the Dot-com years, I had the opportunity to attend Lehigh University and graduate with an MBA in Finance. MBA fresh in-hand, I decided to pursue a career in finance. I worked in NYC for Barclays Capital where I soon learned that I preferred working with individuals as opposed to large institutions. I co-founded Schuylkill Financial in order to help everyday people plan for their future. Our business is centered around developing and setting realistic goals with our clients. To do that we need to be passionate about our clients and responsive to their needs as we help them clarify their financial picture. When I am not in the office, I love spending time with my wife and children, doing just about anything outdoors. Hiking and mountain biking are at the top of my list and I can usually be identified as the guy toting one of my 2 little ones on my back and dog by my side on many of Downingtown's trails.

    About Schuylkill Financial LLC

    Our partnership was founded on the basis of having a positive impact on people’s lives through investment and financial planning. We bring sophisticated planning techniques to busy individuals who lack the time to do it themselves, with over 40 years of combined banking and Wall Street experience. Client portfolios are carefully crafted using our expertise in market research, Individual Retirement Accounts, wealth management, college planning and estate planning.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management


    Qualifications CRD# 1199626
    Series 7, 24, 53, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


    Office Location 601 Heritage Drive,
    Suite 225,
    Jupiter,
    FL
    33458
    Phone Number 561-623-5492

    Andy has an extensive background in the financial services industry. He began his career with American Express Financial Advisors in 1983, and worked with them until joining Prudential Financial in 1998. Andy then founded his independent practice, Ascend Wealth Management, LLC. in 2009 with the belief that an objective approach is more beneficial for his clients. To better serve hi Florida clients, Andy joined Novem Group in Jupiter Florida in June 2019. Andy earned a Bachelor of Arts degree in Economics from Fordham University in New York, New York. He also holds the Certified Financial Planner (CFP®) designation from the College of Financial Planning, and the Chartered Financial Consultant (ChFC), Chartered Life Underwriter (CLU), and Chartered Leadership Fellow (CLF) from the American College, the Certified Divorce Financial Analyst (CDFA) designation from the Institute for Divorce Financial Analysts, the Accredited Investment Fiduciary (AIF) from Fi360 along with the Certified Long-Term Care (CLTC) designation. He holds the Series 7, 24, 51, 63 and 65 licenses with FINRA and various state insurance licenses.Andy is also an active member in various industry groups as a member of the National Association of Insurance and Financial Advisors (NAIFA), the Society of Financial Services Professionals (FSP), and the Financial Planning Association (FPA). In 2004 Andy became a member of the prestigious Research Agency Group (RAGS) of the Life Insurance Marketing and Research Association (LIMRA). He is an active member of Christ Fellowship church in Palm Beach Gardens Fl and enjoys golf in his free time.

    About Novem Group

    At Novem Group, we work with individuals and businesses as they seek to make sound financial decisions. Our coordinated approach to holistic financial planning is unique for each individual client. Identifying your life goals can help you make the financial decisions that will allow you to realize your dreams - for tomorrow, and well into the future. At Novem Group, our initial meeting begins with a discussion about you and your unique situation as we explore your goals & values. After clarifying your priorities, we create a customized, detailed strategy to help you be more confident about your financial future. A comprehensive financial plan will clearly show how your goals are interrelated, and serves as a framework for organizing the pieces of your overall financial picture. Integrating your coordinated financial plan with individually tailored strategies will help guide you on your path towards financial independence. Most importantly, you'll have the peace of mind that comes from knowing that you are on track towards achieving your financial goals.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 4140039
    Firm CRD# 305820
    Series 6, 7, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 601 NE 70th Street,
    #101,
    Kansas City,
    MO
    64118
    Phone Number 816-429-5055

    Ed Taylor spent his formative years in the military as a United States Marine and later received a commission in the United States Army as a Corps of Engineers Second Lieutenant. His service to our Nation took him to Iraq (Gulf War - Desert Shield / Desert Storm), Korea and myriad assignments in the United States. It was during this time that he gained a passion for helping others with their finances. Ed would assist those in his charge with obtaining loans, preparing financial statements and providing advice for preparing annual taxes. He left the military in 1998 but continued working for the federal government as an engineer. He continued to help associates, friends and family with their life and financial planning all the time working a full time position for the federal government. He merely continued to help; not for the money, but because he cared and had a passion for helping others. He received early retirement in January of 2014 from the Department of the Army as a federal civil servant with his career culminating as the Command Engineer for the Combined Arms Center and Fort Leavenworth; Fort Leavenworth, Kansas. He returned to East Tennessee to care for his momma until she ascended to Heaven that November. He returned to the Kansas City area and today he focuses on helping families address their financial issues and restructuring their resources to face the inevitable, the untimely loss of the family income. Ed lost his father at age seven and understands the demands and stresses put on single parents to raise a family when the primary income is lost. Though the $10,000 whole life insurance left by his dad was a substantial amount for an upper east Tennessee blue collar family in the 1960s, it clearly wasn't enough to properly prepare for the future. Ed brings a wealth of understanding and knowledge pertaining to new and seasoned professionals in the federal government sector, medical profession and today's blended families. His full understanding for the federal government is unique, in that, he was "part of the system" and is now a "retiree of the system". His specialized knowledge in this area provides individuals and families a resource that can integrate private and public sector retirement planning into a singular comprehensive plan. Furthermore, his keen insight into continuity and succession planning provides an overarching process to ensure each area of financial planning is reviewed, goals established and a viable pathway forward so individuals and families can make more space on their "Plate of Life"!

    About The Jamison Edward Group

    INSERT MORE HERE The Jamison Edward Group is a Registered Investment Advisor in the State of Missouri. Integrated Financial Solutions of Kansas City and The Jamison Edward Group are affiliated companies. IFS of KC is an Insurance Brokerage and Financial Planning Firm that serves the Greater Kansas City Metropolitan Area and under certain situations individuals and families outside of the area. The Jamison Edward Group LLC does business as The Jamison Edward Group. Green Tree Heart LLC does business as Integrated Financial Solutions of Kansas City.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 4130719
    Firm CRD# 2881
    Series 6, 7, 63, 65, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee


    Office Location 6011 University Blvd Suite 370,
    Ellicott City,
    MD
    21043
    Phone Number 443-956-1216

    Doug Miller has worked in the financial services industry since January 3rd of 2000. From 1993-1999 he practiced Estate Planning and Business law. While in law school he worked at the SEC in the enforcement division. He is married and has 3 daughters. Two are currently at the University of Maryland and one is a graduate from Maryland and heading to PA school. He enjoys spending time with his family and participating in Ironman competitions.

    About Northwestern Mutual

    In our view, there is only one financial risk: not having the money to do the things you want to do. Our job is to make sure that you can. We build lasting relationships with our clients by gaining a true understanding of what is important to them. Our comprehensive planning and disciplined approach provides integrated solutions to make sure that our clients can successfully achieve their visions.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 5578551
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee


    Office Location 607 Lynnhaven Parkway,
    Virginia Beach,
    VA
    23452
    Phone Number 757-747-2556

    Emily received a Bachelor of Arts from James Madison University in 2002. She has been in the banking and finance industry for over 15 years. She received her Professional Financial Planner Certificate from Old Dominion University in 2007. Emily has also successfully completed the Private Wealth Sales School from the Cannon Financial Institute in 2008. She received her Charter Retirement Plans Specialist designation in 2016. Emily currently holds her Series 7 and 66 registrations as well as her personal insurance licenses for life, health, long term care and disability insurance. She began her financial career in the retail branches of local community banks. Emily was then elevated to the Trust department within a bank which allowed her to gain experience on the facets of proper estate, financial and retirement planning. She places an emphasis on working with individual investors, corporate clients and retirement plans. Emily enjoys helping clients achieve their financial goals and she provides the personal attention all clients deserve. Emily lives in Chesapeake with her husband, Michael and her children, William and Lily. Emily is also involved in a number of organizations outside the office. She currently serves on the Southeastern Virginia Community Foundation and Girls on the Run boards. She has been active with the Norfolk Court Appointed Special Advocates and the Cape Henry Collegiate School Alumni boards in previous years.

    About Virginia Asset Group

    We are a community based financial services firm serving our friends and neighbors. Our goal is to become part of our client's lives - to help their children attend college, and assist them in creating a comfortable retirement. Our clients hear from us frequently. The client is knowledgeable about how their investments are performing. As client needs change, we are there to reassess their financial goals. In a world where technology makes it possible to do more in less time, some companies seem to think that personal attention is now obsolete. Virginia Asset Group believes that you deserve dedicated, committed, and personal service from an investment firm right here in your neighborhood. With Virginia Asset Group, you now have access to the complete range of brokerage services and expert professional advice for pursuing your financial goals--all from people you know and trust. Whether you're looking forward to a comfortable retirement, putting your children through college, or building a vacation home, we'll help you pursue your hopes and dreams. And since we're located right here in your local area, why not stop by our office and talk with us about your investments? It might just be the most rewarding neighborly advice you've ever received. Securities offered through INFINEX INVESTMENTS, INC., Member FINRA/SIPC.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 1852876
    Firm CRD# 281113
    Series 63

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Hourly


    Office Location 6076 Franconia RD,
    B,
    Alexandria,
    VA
    22310
    Phone Number 703-674-9038

    Glenn Fischer is a graduate of the UC Berkeley Biochemistry program and the University of Texas MBA program in Finance. He has been working in financial services since 1987.


    Click here to Connect With Glenn

    About Fischer Wealth Advisors (FWA)

    We are a small boutique firm designed to solve problems. We make your life easier. To schedule an appointment click here: calendly.com/glenn-25

    Advisory Services Provided:

    Portfolio Management, Retirement Planning, 401K Rollovers, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Estate Planning & Trusts


    Qualifications CRD# 5326196
    Firm CRD# 23131
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee


    Office Location 616 S El Camino Real, Suite H,
    San Clemente,
    CA
    92672
    Phone Number 888-902-5999

    Ryan is a CERTIFIED FINANCIAL PLANNER(TM) and has been a partner at Gunn Financial Associates since 2008. Ryan holds series 7 & 66 registrations as a registered representative for Royal Alliance Associates, Inc. He is also a licensed insurance agent. Ryan specializes in assisting clients prepare for and enjoy a financially productive and rewarding life. After graduating in Finance from the David Eccles School of Business at the University of Utah, Ryan began his professional career at Wells Fargo Financial where he assisted both English and Spanish speaking clients with credit repair, debt consolidation and mortgage refinancing. Ryan became an independent financial planner at Aegis Wealth Group which eventually led him to join Gunn Financial Associates. Ryan believes that regular communication and education are the best tools for helping clients achieve their financial goals.

    About Gunn Financial Associates

    Gunn Financial Associates is a financial planning firm providing financial, retirement and investment services to individuals, families and small business owners. Our firm has over 40 years of experience in financial planning and its elements of accounting, taxes, investments and insurance. We assist clients with analysis and decisions regarding their financial goals and build and preserve their wealth. Financial Planning & Investment Services Include: -Management of retirement & non-retirement investments -Retirement income planning -Tax planning to reduce income taxes -Planning to preserve your assets and income -Estate planning

    Advisory Services Provided:

    Retirement Planning, 401K Rollovers, Education Funding and Planning, Tax Advice and Services, Estate Planning & Trusts, Annuities, Insurance Planning


    Qualifications CRD# 4257664
    Firm CRD# 7717
    Series 6, 7, 63, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 6160 Warren Parkway,
    Suite 100,
    Frisco,
    TX
    75034
    Phone Number 469-322-1210

    Ken does not believe in cookie cutter financial plans. Everyone's needs and goals are different; what may make sense for one person may not make sense for another, even if they are at the same age or stage in life. To Ken, financial independence means reaching the point where work becomes optional and retirement becomes affordablebut each person might define that differently. This is one of the things that sets Ken apart from other advisors; his commitment to thinking holistically and creatively so that he can help his clients work towards their unique financial goals.Ken is dedicated to helping clients pursue financial independence through practical, values-driven financial plans. Ken focuses on advising clients how to pursue their financial goals, pay less in taxes, affordably pay for college, invest smarter, and properly protect their hard-earned assets. He thrives in his role as a financial mentor and enjoys guiding individuals and families through all stages of their financial lives.

    About Peak Financial, Inc.

    I have been an Independent Financial Service Representative since 2000, and have been involved in business management and finances for over 20 years. As any independent advisor, I specialize in working with individuals and small businesses to provide solutions that help his clients to reach their financial goals. While some financial advisors focus on selling products, I focus on solutions, specifically customizing plans to suit my clients' individual needs. I educate clients to lessen their worries and to help them make more informed financial decisions, by offering a professional, independent and unbiased viewpoint. I focus on helping a select group of high net worth individuals and retirees to manage all aspects of their financial lives from investment strategies, retirement planning, estate planning issues, risk management and retirement income distribution. Registered Representative offering securities and advisory services through Independent Financial Group LLC, a registered broker-dealer and investment adviser. Member FINRA & SIPC.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 2754305
    Firm CRD# 6413
    Series 7, 24, 55, 63

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee


    Office Location 6385 Corporate Drive,
    Suite 205,
    Colorado Springs,
    CO
    80919
    Phone Number 719-531-6276

    At Asbury Wealth Partners, it is our mission to help you prosper by creating a custom financial and investment management plan, tailored specifically for you. Our comprehensive strategies were developed to help you achieve your personal financial goals, to prudently care for your lifetime of savings and to take advantage of investment opportunities. We take our fiduciary responsibility very seriously by constantly monitoring portfolios and ensuring good communication to you about where you stand. Our diversified approach towards portfolio management combines both strategic and tactical principles. Using in-house, proprietary, and state-of-the-art techniques, we design custom portfolios and avoid cookie-cutter strategies. No matter your stage in life, you deserve competent and thoughtful professional advice. We are honored to offer a complementary consultation to explore how we can be a part of your successful financial story.

    About Asbury Wealth Partners

    (Our individual bios are to the right) Your complete financial life relies on planning, not chance. We collaborate with you to create programs and strategies to manage long-term financial goals. Are you concerned that you will outlive your income and assets? Have you addressed the many risks confronting your financial hopes, dreams & goals? Do you need help with advanced estate or business planning? Are you uncertain about investments, taxes, retirement or insurance? Our credentialed professionals would be happy to help.


    Qualifications CRD# 5092216
    Firm CRD# 151298
    Series 6, 7, 63, 65

    Compensation/Fee Fee-Based


    Office Location 700 Main St,
    Suite 305,
    Napa,
    CA
    94559
    Phone Number 707-492-5100

    Michael Geitner is a Wealth Advisor at Vintage Wealth Advisors. He primarily handles business client's retirement plans such as 401ks and SIMPLE IRAs. Michael also specializes in employee equity compensation including Qualified and Non-Qualified Stock Options, Employee Stock Purchase Plans, 10b5-1 Plans, and Restricted Stock Units. With over 10 years' experience, he looks to enhance the client experience and add additional value to the clients of Vintage Wealth through the financial planning process. Michael is a CFP® professional, A CERTIFIED FINANCIAL PLANNER" is a formal recognition of experience in the areas of financial planning, taxes, insurance, estate planning, and retirement planning. Owned and awarded by the Certified Financial Planning Board of Standards, Inc. the designation is awarded to individuals who successfully complete the CFP Board's rigorous exam, have a college degree, complete a College Level Financial Planning Course, and have passed background checks and continue ongoing annual education programs to sustain their skills and certification. Michael completed his Certificate in Financial Planning from the University of Miami. Michael has his Bachelor of Science degree with a major in Management from Menlo College. He holds his Series 6,7 and 63 through LPL Financial and his Series 65 through Financial Advocates Investment Management. Michael also has his California Life & Health Insurance License #0F17714. Michael is a Calistoga native. He is a member of Kiwanis Club of Napa. When not at Vintage Wealth, you can find him and his wife active at their church, maybe on the golf course, perhaps even fishing or hunting or perfecting his culinary skills on the barbeque at home with family, friends and their two cats, Pinky & Rajah.

    About Vintage Wealth Advisors

    Vintage Wealth Advisors is an independent, full-service financial planning firm committed to supporting the goals of individuals and business owners in the Napa Valley. As registered representatives of LPL Financial and Investment Advisor Representatives of Financial Advocates Investment Management, the team at Vintage Wealth Advisors provides fee-based advice and a wide array of services that include: comprehensive financial planning, proactive investment management, customized retirement strategies, estate planning, and insurance and annuities.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 6365235
    Firm CRD# 6365235
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 705 Bay Street Suite 2D,
    Chippewa Falls,
    WI
    54729
    Phone Number 715-514-1540

    As a Financial Representative my goal is to establish an ongoing financial relationship with you to help you reach your financial goals. I specialize in retirement planning and insurance analysis, I will work with you to customize financial strategies that reflect your goals and values. I am passionate about empowering people to save for retirement and pursue their financial dreams. No matter what your financial goals are, I will build a plan around the things that you care about. My goal is to help you reach a place where you feel like you have enough for yourself  and to share. My family and I love living in Wisconsin and enjoy supporting philanthropic causes. I understand that life is about those things that bring you joy and doing more with what you have. In my free time, I enjoy reading, playing golf, watching sports, biking, fishing, camping, and spending time with my family. I also volunteer with the Chippewa Falls Kiwanis, Chippewa Valley After Hours Rotary, Chippewa Falls Elks, Hallie Optimist Club, and other great organizations across the Chippewa Valley.

    About Thrivent Financial

    We are much more than insurance and financial services. We are a not-for-profit membership organization of Christians. For more than 100 years, we have helped our members be wise with money and be good stewards of the gifts God has given them. We specialize in helping people be more secure in areas of: " Retirement income planning " Investment management " Protecting loved ones against the impact of long term care, death, and disability " Charitable giving " College planning " Life insurance " Personal finance guidance My office is centrally located to help service people in the surrounding areas of the Chippewa Valley. Call or stop by my office to learn more or set up an appointment.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 6121974
    Firm CRD# 6121974
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee


    Office Location 71 Raymond Rd.,
    West Hartford,
    CT
    06107
    Phone Number 860-474-3602

    Capitol Region Group acts as a partner in helping individuals, families and entrepreneurs navigate their financial journey. The team brings years of Wall Street experience to financial planning and investment management, focusing on what is important to you. Emphasizing healthy money habits, the team strives for your financial freedom. Working as a team, Capitol Region Group assists you in offsetting stress, uncertainty and worry by providing the tools to help you achieve your long-term financial goals and ambitions. The following three steps allow you to learn more about Capitol Region Group and help to determine if the Team is a good financial resource for you.

    About Capitol Region Group

    The Capitol Region Group of Thrivent Financial offers a fee-based financial planning, investment management and protection strategy advisory service. We help our clients, entrepreneurs and professionals, implement a best practices, holistic, multi-generational household financial plan for their families. We have experience across the investing industry with success identifying quality business and investment opportunities. We also bring a deep knowledge spanning commercial real estate finance and ultra high net worth wealth management. We can work with a client's existing team of professionals or help adjust or build an effective team. We offer new prospects a 10-15 min phone conversation to learn about us, our services, and fees, and to answer their questions. We also take that opportunity to learn about them as well. If interested, we then offer a 1 hour consultation (in person or via Skype) to help prospects start building their financial strategy and make a decision on our service. We have the ability to meet at any Regus or Spaces office space.

    Advisory Services Provided:

    Financial Advice & Consulting


    Qualifications CRD# 2581041
    Firm CRD# 8032
    Series 7, 63, 65, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 7400 E Pinnacle Peak Rd,
    Suite #100,
    Scottsdale,
    AZ
    85255
    Phone Number 480-994-7342

    Bruce Hosler is the founder and principal at Hosler Wealth Management, LLC (HWM). With offices in Scottsdale and Prescott Arizona, he has been in practice since 1997. Bruce uses a consultative wealth management process with his clients. He combines both his tax knowledge as an Enrolled Agent (EA), and his financial planning knowledge as a CERTIFIED FINANCIAL PLANNER™ professional, including his Ed Slott Master Elite IRA recognition to provide synergistic advanced planning strategies for his clients.

    As an Accredited Investment Fiduciary (AIF®), Bruce has a thorough knowledge of fiduciary best practices and applies this to his primary focus of serving retirees, soon to retire and those who have lost their spouses (widows and widowers) to protect and preserve their wealth.

    About Hosler Wealth Management

    COVID-19, Our Response *During these difficult and uncertain times, we can accommodate meeting with you in a variety of ways; via phone call, email, or with (Zoom) video conferencing and screen-sharing technology. Your safety and comfort will always remain very important to us. At Hosler Wealth Management (HWM), we know you work hard for your money. That's why we take our responsibility as your financial advisor so seriously. We're here to help you get better results than you would on your own. Our secret weapons? Tax planning for life, combined with financial planning, IRA & Retirement Planning, and Investment Management with Estate Planning - together provide a holistic solution towards pursuing your financial and life goals. When working with HWM, you'll experience our proprietary approach to helping you plan for your future. You can expect prudent financial planning; advanced tax strategies; and an integrated customized financial plan that addresses the most important aspects of your life. Bruce Hosler is dually registered as a registered representative and investment adviser representative of Commonwealth Financial Network. In these roles, Bruce Hosler is able to offer two types of accounts: brokerage accounts and asset management accounts. When serving as your advisor on a brokerage account, Bruce Hosler is required to act in accordance with the requirements of Regulation Best Interest (Reg BI). When serving as your advisor on an asset management account, Bruce Hosler is required to act in a fiduciary capacity.

    More information is available in Commonwealth’s Form CRS.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 4307228
    Firm CRD# 144600
    Series 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 750 SE Indian Street,
    Stuart,
    FL
    34997
    Phone Number 772-334-9592

    Michael follows a few basic principles when running the practice. They are to do the right thing, do the best you can, and show people that you care. Michael is a hands on advisor who takes great pleasure in running the business, delegating responsibilities to staff, and providing expert guidance to retirees and individuals who are fast approaching retirement. He is committed to providing clients with conservative investment strategies that will help fund a better standard of living during retirement. Just like his clients, Michael believes in the work ethic and knows how important it is to preserve hard-earned dollars. He started his career in the financial services industry in 1986, branching out to form his own company three years later. Since that time, he has had the privilege of meeting with over 2,500 people who are nearing retirement or already enjoying it. Michael is a State Registered Investment Advisor and Licensed Insurance Professional. Since opening his own firm over 20 years ago, Michael has been on a mission to protect client's capital. Unlike many advisors whom he thinks are mentally stuck in the 1990s with aggressive strategies, Michael specializes in conservative strategies that are likely to provide a steady and reliable return. Michael is literally always on the move. He took up running 18 years ago and has since completed numerous full and half marathons. Physical fitness and fiscal fitness are both of crucial importance to him.

    About Peak Capital Management

    Our philosophy at Peak Capital Management is that we are the coach who assists you in identifying and reaching your own financial goals. Our seven-step educational process helps you identify your objectives and develop the strategies and tactics that will allow you to reach those goals.
    Our Seven Step Education Process will: 1. Identify lifetime objectives & strategies
    2. Understand all your options
    3. Determine your risk profile
    4. Build your stable allocation model
    5. Optimize your investment allocations
    6. Identify tax reduction and catastrophic protection strategies
    7. Schedule regular periodic reviews
    Peak Capital Management would be pleased to steer your course toward a lifetime of financial security.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Insurance Products & Annuities


    Qualifications CRD# 1688317
    Firm CRD# 147642
    Series 6, 7, 22, 24, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions


    Office Location 755 Primera Blvd, Suite,
    Lake Mary,
    FL
    32746
    Phone Number 321-249-6670

    Will you retire well? You know, the kind of retirement we all dream of. Having enough money so you can spend every day like a vacation & feeling like you finally have time to sit back and enjoy life again. Many high-level professionals have work, travel, and family responsibilities that crowd out proper management of finances. This makes planning for retirement nearly impossible. Its on your mind, but you keep pushing it off because youre content with your current financial situation. Sure youre getting, by but are you thriving? We offer a complimentary consultation that will help you look at your finances holistically and make sure you are getting the most out of your investments, have a solid plan for retirement, and have a legacy planned for your loved ones. I have retired with my clients hundreds of times and I would be happy to guide you to a successful retirement.

    About Jackson Wealth Management

    Jackson Wealth Management is a full-service wealth management firm providing financial planning and investment services to successful individuals and households. In the nearly three decades since George P. Jackson founded our firm and its predecessor, we have aimed to help family after family grow and protect their wealth and achieve their goals.

    As a fiduciary, client-centered firm, our mission is to help you achieve financial confidence and fulfillment as uniquely defined by you. Trust and integrity are integral to Jackson Wealth Management: All of our investment advisors, including our founder, have pristine regulatory compliance records, with zero disclosures for customer complaints.

    We empower clients through education delivered in plain English. As legal fiduciaries, we harness our experience, knowledge and dedication to provide advice and solutions in your best interest—not ours. Other advisors may be held to a less-stringent standard of client care for certain kinds of investment accounts.

    George Jackson continues to lead our firm as CEO and Chief Investment Officer. His professional credentials, including CPA, CFA, CFP, CMT, CLU and ChFC, are a testament to the level of care we feel our clients deserve. He has been recognized as a premiere financial advisor by Forbes and other publications. It is our privilege to earn the trust of our clients and to make a meaningful impact in their lives.

    Advisory Services Provided:

    Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts


    Qualifications CRD# 4556745
    Firm CRD# 291326

    Compensation/Fee Fee-Based, Based on Assets, Hourly


    Office Location 7650 S. McClintock Dr,
    Tempe,
    AZ
    85284
    Phone Number 480-634-1111

    Joseph Weber is a fee-only financial planner located in Tempe, AZ with offices in Mesa, Gold Canyon; and serving the entire Phoenix area and clients across the country. Integrated Financial Solutions, PLLC (IFS) provides comprehensive financial planning and investment analysis to help clients organize, grow and protect their assets through life's transitions. As a fee-only, fiduciary, and independent financial advisor, Joseph Weber is never paid a commission of any kind, and has a legal obligation to provide unbiased and trustworthy financial advice.

    About Integrated Financial Solutions, PLLC

    Based in Tempe Arizona, IFS strives to provide innovative and comprehensive Wealth Management Strategies for Individuals, Families, Business Owners, and their Employees. IFS a fee-only Financial Planning firm providing unbiased, comprehensive, and objective advice to help our clients organize, grow, and protect their assets through lifes transitions. We act as a fiduciary for our clients, removing conflicts of interests and only working in the best interest of our clients. Serving clients locally in Arizona and across the nation.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management


    Qualifications CRD# 2724748
    Firm CRD# 6363
    Series 7, 24, 63, 65, 66

    Compensation/Fee Fee-Based


    Office Location 767 Third Avenue, 38th Floor,
    New York,
    NY
    10017
    Phone Number 212-759-2022

    Iron Birch Advisors®, a subsidiary of Ameriprise was created to offer limitless advice, support and opportunities beyond most other organizations. Joining as a Managing Partner provides for the ability and autonomy to be able to serve the public in the most efficient manner. Special attention has been on the creation of departments with different areas of expertise. Areas such as planning for those with special needs, life insurance, group benefits, retirement planning, corporate benefits, minority owned businesses and an emphasis on educating the female market place. Many of the advisors at Iron Birch are past or present board members of non-for-profit organizations, socially responsible and pay forward with both time and resources. At the risk of sounding like a commercial, solving for clients' needs brings a great deal of satisfaction. There arent many instances that send off a sense of accomplishment as to when it is the result of our hard work and teachings that allows one to retire with dignity, protect loved ones and represent those that cannot represent themselves, provide the ability to send children to college and when its all over to simply get a thank you. That is truly a rewarding feeling. Finally, the partners and associates at Iron Birch Advisors® formed the bond we did and are here together because we are like family, we respect one another and enjoy each others company. At the end of the day, we all have fun doing what we do. It would be an honor to serve you, your family and your loved ones.

    About Iron Birch Advisors, a financial advisor practice of Ameriprise Financial Services, LLC

    Iron Birch Advisors is a franchise of Ameriprise. We operate as a boutique practice with personalized care and attention. We attempt to meet with every client at least quarterly and a much larger in depth meeting, annually. Prior to becoming a client, several meetings are generally necessary to assess ones needs, appetite for risk and the goals of the individual and/or family.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 4122373
    Firm CRD# 14869
    Series 7, 24, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


    Office Location 8102 West 131st Court, Suite 1000,
    Overland Park,
    KS
    66213
    Phone Number 913-543-3836

    Tim is an independent Certified Financial Planner®, Certified Financial Educator®, and NFLPA Registered Player Financial Advisor with 23 years experience managing investment, retirement, tax, and estate plans for individual and family wealth. The focus of Tim's practice is on reducing risk and optimizing returns for retirees, engineers, executives, doctors, business owners and professional athletes. He is a graduate of Maranatha Academy (1995), Harlaxton College (1997) and Baker University (1999), and the College for Financial Planning (2005). Call 913-543-3836 or click to schedule a Free 15-Minute "Ask Anything" Phone Call with Tim.

    About Walla Street Wealth Management, Inc.

    Walla Street Wealth Management, Inc. is an independent financial services firm providing professional advice in the areas of investment management, tax planning strategies, retirement planning, and estate planning. Our team has 50+ years experience in personal wealth planning and serves as a fiduciary by providing each of our clients with objective financial guidance, clearly communicating our recommendations, and proactively guiding our clients to achieve their financial goals. As an independent advisor you can be certain that the strategies, products and services we recommend to you are the most competitive in the industry. At Walla Street Wealth Management, Inc., we have no quotas to meet, no proprietary products to sell, and no hidden relationships with other companies that prevent us from working solely in your best interest. We take a comprehensive approach to your planning. It's vital that we both clearly understand the "why" behind your plan and "what" your wealth means to you. Through our comprehensive planning process, we will clearly discover "how" to help you achieve each of your financial goals and objectives.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 4418691
    Firm CRD# 39-1236032
    Series 7, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions


    Office Location 8225 Natures Way #119,
    Lakewood Ranch,
    FL
    34202
    Phone Number 941-500-5122

    Who we serve, what we do for you and how we do it. Who We help hard working individuals and families prepare and transition into retirement from the working years. Many would consider themselves the Millionaire Next Door, by accumulating assets through prudence and hard work. Our services help many people with a focus on the needs of retirees or (those about to retire). What We provide comprehensive, unbiased financial strategies, straightforward portfolio management, all customized to your individual needs. You will be presented a plan to determine your needed growth rate, tax-impacts, portfolio stress testing, investment income planning and comfort level. How We deliver your services in a high-touch service model using a regular client review process, straight forward portfolio management process, top-tier financial planning / reporting tools, & educational client events. Find out more at: evanguidogroup. com List of Services Client Experience Sample Client Reports

    About The Evan Guido Group I Wealth

    Evan R. Guido is a retirement transition expert. Retirement Planning and Rising Dividend Portfolio Management are at the heart of Aksala Wealth Advisors Family Offices, the home of the Evan Guido Group. As advocates for goals-based financial planning, we provide tailored advice through holistic planning & investment solutions. Ultimately, accomplishing our clients life goals. Aksala Wealth Advisors is built upon a network of brilliant investment professionals and world class technology. We have a strategic business alliance HD Vest Financial Services® the pioneer of tax-smart wealth management services supports an independent network of tax and non-tax professionals who provide holistic financial services to their clients. 46 Billion Under Administration, 150+ Years of veteran experience. Along with the leading brokerage clearing institutions, National Financial Services LLC (NFS), a Fidelity Investments® company. Through this strong relationship, we offer comprehensive investment servicing, including full-service brokerage business; extensive training; dedicated home-office support; and access to leading-edge technology.

    Advisory Services Provided:

    Retirement Planning, 401K Rollovers, Financial Planning for Individuals, Annuities, Insurance Planning


    Qualifications CRD# 5083311
    Firm CRD# 127635
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions


    Office Location 8401 Connecticut Ave,
    Suite 400,
    Chevy Chase,
    MD
    20815
    Phone Number 301-907-9790

    Erich is a CERTIFIED FINANCIAL PLANNER who has been in the financial service industry for over a decade. He received his Bachelors of Science from The Catholic University of America and his Master degree in Finance from The Sellinger School of Business at Loyola University Maryland. Prior to joining Plotkin, Erich was both a client manager and the associate portfolio manager at Geier Asset Management, Inc. in Marriottsville, MD. At Geier, Erich worked with professional athletes, business owners, retirees, and families to implement their financial goals. In conjunction with these responsibilities he gained tremendous experience analyzing, identifying and executing strategies in client investment portfolio's that aligned with their unique income and growth objectives. The diverse clientele that Erich has served over the years has allowed him to recognize that there is not a standardized approach when it comes to crafting the right financial plan or investment allocation for clients and their families. This is why Erich believes in holistic financial planning in order to develop a plan and investment strategy that meets the client's needs. Truly passionate about this approach, Erich also conducts retirement income planning seminars on how to accumulate and align assets with one's retirement goals. Erich is a sports enthusiast having played team sports all his life and enjoys staying active by acquiring new hobbies. He and his wife, Kelly, have two young children.

    About Plotkin Financial Advisors, LLC

    As a Certified Financial Planner (TM) at Plotkin Financial Advisors, LLC I am in the business of making a difference in the lives of clients and their families. I am guided by the core values of honesty, integrity, independence, innovation, objectivity and as a fiduciary of clients' interests. As an independent firm, we are free to craft financial plans and make recommendations that fit our clients best. The services and investments we recommend are based on what is in the best interest for our clients and their families. My firm's comprehensive wealth management service is a refined process that helps to define and clarify the financial landscape for the clients we serve. Together, we help you and your family work towards your financial goals. What - Provide clients with sound advice regarding every aspect of their financial lives. How - I utilize our proprietary Legacy Program method to design a customized wealth management plan. Why - I believe comprehensive financial planning is the foundation of achieving your desired lifestyle.

    Advisory Services Provided:

    Portfolio Management, Retirement Planning, Money Management, Financial Planning for Individuals, Tax Advice and Services, Estate Planning & Trusts, Insurance Planning


    Qualifications CRD# 3097163
    Series 6, 7, 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 8414 Bluebonnet Blvd.,
    Suite 100,
    Baton Rouge,
    LA
    70810
    Phone Number 225-292-4225

    Brian Low is a locally well-known financial educator and speaker on retirement planning. He conducts monthly investment seminars for clients and the general public to educate them on the constantly changing world of investing, saving for retirement, tax strategies and estate planning. In the past decade, people all across Louisiana have attended his seminars, workshops and classes. Brian is dedicated to life-long learning in the financial services field and to developing long-term relationships with his clients as he helps them pursue financial independence. He is constantly researching markets, strategies and financial news for areas of opportunity and concern. He prides himself on providing superior service, and quickly assesses clients' needs and developing solutions to their financial problems. Brian began his financial planning career with Banc One Securities after earning his BS in Finance from Southeastern Louisiana University in 1998. From there he moved to Menard Financial Group, where he was able to offer a wider range of investment opportunities. In 2007, he left Menard to pursue his dream of opening his own firm, and today is owner and Investment Advisor of Brian Low Financial Group. He has earned many honors and awards throughout his career, including membership in the Million Dollar Round Table. Whether he is speaking to the public or working with clients, Brian's chief goal is to assist people in achieving financial freedom through sound, smart financial planning. Brians main office is located in Baton Rouge, but he offers other offices of conveniences in Mandeville and Metairie.

    About Brian Low Financial Group

    To help you achieve financial security. Brian Low Financial Group is a valuable resource for many people who are attempting to bring their financial objectives within reach. Our professionals have extensive experience in many areas of financial planning including portfolio management, tax strategies, wealth preservation and transfer.


    Qualifications CRD# 1505858
    Firm CRD# 6413
    Series 6, 7, 22, 24, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


    Office Location 850 Aquidneck Ave,
    Ste A4,
    Middletown,
    RI
    02842
    Phone Number 401-848-4579 Ext. 102

    Since 1986, John has helped people plan for their retirement goals. After spending eleven years developing his practice at Connecticut Mutual Life Insurance Company, he later built a financial services operation at Braman and White, where he pioneered the integration of this department with BankNewport. John became affiliated with LPL Financial in 1997. While providing objective and independent advice, John adheres to a methodical, rigorous process that seeks to deliver the highest degree of economic predictability. He works diligently with his clients to seek to improve the overall quality of their lives, both in the financial world and beyond it. Working alongside Sharon Meehan, they make it their mission to help clients feel confident knowing their financial house is in order. Above all, John believes they have one primary purpose: to build relationships with clients based on our core values of integrity, honesty, and perseverance. To continually fulfill that commitment, he has integrated a capable support staff with the technology, resources, and expertise of LPL Financial.

    About Finn and Meehan Wealth Management

    At Finn & Meehan Wealth Management, LLC, we strive to deliver a truly personal planning experience. We believe that effective wealth management encourages clarity, not confusion. By simplifying the complexities often associated with financial planning, we inspire clients to pursue their most valued goals. In working towards their financial and lifetime objectives, our clients can achieve renewed confidence. With this newfound confidence in their financial strategies, they can address their concerns about their financial future and return their focus to the things they enjoy most. Through all chapters of life, we strive to provide the financial guidance needed to seek your enhanced quality of life. We build relationships on our core values of honesty, integrity, and perseverance. Genuine connection and chemistry are key to success, and we work strive to create a truly comfortable environment for clients to enjoy. By uniting the capacity of a major brokerage firm with the personal touch of a boutique practice, we can build disciplined financial plans tailored to your unique goals. While large enough to access leading resources and relationships across the industry, our firm remains intimate enough so we can truly know our clients and continue developing lasting relationships.

    Advisory Services Provided:

    Financial Advice & Consulting


    Qualifications CRD# 4256993
    Firm CRD# 44856
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets


    Office Location 8500 Leesburg Pike, Suite 210,
    Vienna,
    VA
    22182
    Phone Number 202-536-4468

    Roshan serves as a wealth advisor and partner at Arete Wealth Management. He joined Arete in 2008 and became the firm's first advisor in the position of retirement planning specialist, where he is truly in his element helping clients take control of their financial future. Roshan has earned both a Certified Financial Planner (CFP®) and a Chartered Retirement Planning Counselor (CRPC®) designations, awarded by the College for Financial Planning. Roshan produces an informative podcast called The Retirement Lifestyle Show with Arete Wealth Advisors Erik Olson and Adrian Nicholson. The show explores a variety of retirement matters relevant to listeners navigating the path to the ideal retirement. Roshan resides in Oak Hill, Virginia with his wife and three children. He spends most of this free time playing with his children and escorting them to various activities. He also makes time to work out and he enjoys listening to music in his downtime.

    About Arete Wealth Management, LLC

    As an Arete client, you will experience an unparalleled commitment to your financial success that we are uniquely qualified to provide. Each element of our company's structure and lines of business are strategic - from our small size and independence, to our experienced top tier advisors, to the breadth and uniqueness of our investment product offerings. You will not find another wealth management firm that can offer a similar value proposition. Our Services Our core services are comprehensive financial planning, asset management and investment banking. We provide these services to individuals, businesses, foundations, nonprofit organizations and their endowments.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Financial Planning for Individuals, Investment Advice & Management


    Qualifications CRD# 3189464
    Firm CRD# 6413
    Series 7, 31, 63, 66

    Compensation/Fee Fee-Based, Based on Assets


    Office Location 858 Camp Street New Orleans, LA 70130,
    New Orleans,
    LA
    70115
    Phone Number 504-609-3694

    As a Financial Consultant at Goss Wealth Management, Marc develops strategies to build his client base, assists clients in all facets of their financial life, including investment planning, retirement planning, estate planning, and more, and develops and maintains financial plans for clients. He has been in the financial services industry for over 13 years and previously worked at Morgan Stanley before becoming an independent advisor. Marc has always been fascinated with both entrepreneurship and economics, so to have a career that draws on both is very rewarding. He also grew up watching his parents work hard for every dollar they earned, but they did not have a plan on how to invest their income. This financial stress is one of the reasons why helping his clients find solutions to their financial concerns motivates him every day. Marc enjoys spending time with family and friends and is an avid runner and basketball fan. Marc has been married for more than 15 years to his wife, Azita, and has 3 children.

    About Goss Wealth Management

    Over the years, we have found that a team approach can be an effective method to help clients who have a wide variety of needs as they maneuver through a complex financial-services world. We invite you to discover and experience the power of our services. We believe it has far-reaching benefits for our clients to get opinions from several sources with diverse backgrounds, education, and experience. No one strategy fits everyone, which is why every client gets our undivided attention, from planning to execution to follow-up. We take a proactive approach to helping you develop a strategy to address your financial goals and objectives, using the most efficient methods available. Recognizing that everyone encounters challenges along the way, we strive to anticipate and address those situations as they occur. We want to keep you on track toward a meaningful and purpose-driven financial future. We invite you to check out all the material on our website. If something prompts a question, please send us a quick email or call our office. We look forward to speaking with you.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 4108246
    Firm CRD# 3978
    Series 6, 7, 24, 63, 66

    Compensation/Fee Fee-Based, Based on Assets


    Office Location 8877 West Union Hills Drive Suite 540,
    Peoria,
    AZ
    85382
    Phone Number 623-825-1020

    Aaron Montez, Senior Partner with Validus Financial Associates, chose to be a financial professional as his desired profession early in life. After graduating with a finance degree from Arizona State University, Aaron was able to grow a client base helping individuals and business owners with their financial, education and retirement planning, estate planning strategies, and business succession planning. As a benefit to his clients Aaron sought and received a Certificate in Retirement Planning from Wharton School and holds Series 7, 63, 65 and 24 registrations as well as Life and Health Licenses. In 2003, Aaron was asked to join his firm's management team where he was eventually promoted to the Senior Vice President of the Southwest Branch. While in management, Aaron oversaw the hiring, training, development and mentoring of new advisors to the firm. This position not only allowed him to further develop his adeptness for leadership and communication but, more importantly, he also gained valuable experience working with complex client situations. He has earned the CERTIFIED FINANCIAL PLANER practitioner certification and is a member of the local Financial Planning Association. His success in the financial industry has been recognized and has led to many prestigious awards since 2002. Aaron and his wife Olivia have 5 children (Zachary, Dallin, Brigham, Keaton and Ella). Aaron's hobby IS his family so he spends any and all free time with them. He enjoys fishing, coaching his kids and supporting his wife and children in their various activities. Community service has always been a priority for Aaron. He is an active volunteer with the local BSA program and serves in several capacities with his church. We appreciate your time and interest in Validus Financial Associates.

    About Validus Financial Associates

    Validus Financial Associates provides you access to a highly experienced group of professionals who provide a collaborative approach to help you toward realizing your stated goals. We help you define your vision for the future and create a clear, concise course of action to optimize your potential for financial success. Additionally, as part of your financial plan we will factor in all aspects of your financial situation including how taxes, timing and other factors may affect your portfolio now and in the future.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts


    Qualifications CRD# 2751115
    Firm CRD# 6413
    Series 6, 7, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location 888 10th Street,
    Suite 101,
    Marion,
    IA
    52302
    Phone Number 319-373-4124

    Craig and his wife, Ann, have three beautiful, healthy children under the age of 16. Both Craig & Ann are native Iowans. Their kids are involved in softball, baseball, and soccer where Ann and Craig help coach their kids' teams. The family enjoys playing board games together? Rummikub, Sorry, Life, UNO, Clue and Monopoly of course! Besides a busy family life, Craig has been very active in the local community. He served 8 years as a Marion City Council Member and 2 years on the Marion Planning and Zoning Commission. Currently he is a Chamber of Commerce member, chair of the Marion Public Services Board, and is on several other boards related to continuing education and advocacy for his profession. Craig enjoys reading biographies, history, and business books. He is an avid Iowa State Cyclone fan -holding season tickets for multiple sports and watching them play on TV.

    About TrueWealth Stewardship

    We help you gain power over your money through a multi-stage financial planning process. The goal is to get to know you very, very well to create a customized plan that fits what you and your family need, not what some high-budget advertising campaign is designed to sell you. Our goal is to become your trusted partner to help you understand what you have, as well as what you may need to move you closer to your financial goals. Our independent structure allows us to work with your current advisor team, or to introduce you to other professionals who may be able to help you -such as legal or tax advisors. We want to work with people who value professional advice and want an independent, professional advisor to help them make informed decisions about their money. If that describes you, we'd like to meet you to see if we can partner with you.

    Advisory Services Provided:

    Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Estate Planning & Trusts, Annuities, Insurance Planning


    Qualifications CRD# 5004505
    Firm CRD# 288903
    Series 6, 7, 63, 66

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


    Office Location 8910 Purdue Rd, Suite 240,
    Indianapolis,
    IN
    46268
    Phone Number 317-559-2940

    David joined the financial industry in 2008. Since his joining, the markets have certainly changed, but his focus hasn't. David is hyper focused on the incredibly unique process of helping his clients work towards building wealth, saving on taxes, and financial peace. He desires that each of his clients know how to Live Confidently. In addition to his experience, he's also a CERTIFIED FINANCIAL PLANNER® as well as being a certified College Funding Specialist (CCFS). Outside of work, David's an active member of his church, the President of his neighborhood association, and loves being a husband of 10 years and a dad of three children. Interesting fact about David, his first job out of college was in Uganda, Africa.

    About Cedar Wealth Partners

    Most who come through the WiserAdvisor program are looking for answers to specific questions, we can help with that. Typically, those questions point to a larger issue: most people are looking for a trusted individual to have as a resource as they walk through different seasons of their financial lives. We partner with our clients and walk with them, as a guide, on their financial journey. Are you looking for answers on debt optimization or efficient investment allocations? Are you asking the question, - When can I afford to stop working full time, and still maintain my current standard of living for the rest of our lives? Are you looking to go beyond the -normal- financial questions and start aligning your life, wealth, and finances around the items that provide you with lasting joy and fulfillment? If you're looking for answers to questions like these, let's connect. We'd love to learn more about you and what you're seeking to accomplish.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 2245517
    Firm CRD# 152665
    Series 6, 63, 65

    Compensation/Fee Fee-Based, Flat Fee


    Office Location 903 Sienna Drive,
    Schaumburg,
    IL
    60193
    Phone Number 224-353-3328

    I grew up about 30 miles southwest of St Louis, Mo. After high school, I went to IIT on an NROTC scholarship. After graduation in 1971, I went to flight school in Pensacola, FL. After flight training, I was designated as a Naval Flight Officer,and served with the World Famous Hurricane Hunters, had two tours of duty with anti-submarine squadrons, went to graduate school, served 2 tours of duty as an executive officer, and was the director of a Navy/Marine Corps school, before retiring in June of 1991. We moved to Schaumburg, IL, and I began my career in the financial services industry. I work with individuals and privately held companies, assisting them with their insurance and investment needs. I establish mutually beneficial long term relationships with my clients. I have 3 advanced designations.

    About Creath Financial Services

    I help you with your investment and insurance needs. I am an independent; I don't have any products or services that I have to sell. I don't charge for my time, or any of the reports that I do for you. Your agenda is my agenda. I look at my business as a relationship business, so I try to establish a mutually beneficial relationship with you so that we can work together through the years and make sure that your plans keep up with the changes in your life. I have been in the business for over 30 years and have 3 advanced designations in the industry, Charter Life Underwriter (CLU), Chartered Financial Consultant (ChFC) and Qualified Kingdom Advisor (QKA).

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 5561316
    Firm CRD# 125112
    Series 6, 7, 26, 63, 65, 66

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee


    Office Location 9200 Shelbyville Road Ste 103,
    Louisville,
    KY
    40222
    Phone Number 502-200-5210

    Eric Douglas is a Louisville native through and through. Born and raised here, he also attended Bellarmine University where he received both his Bachelor's Degree in Communications and English and a Master's Degree in Business Administration. He's worked previously with advisors throughout the country as an educator and valued consultant. He has used his extensive knowledge of fee-based products and solutions to travel the country speaking with firms about how to best implement these types of solutions into their clients' portfolios. A long-held desire to switch sides of the table and work directly with clients himself to implement some of these ideas has led Eric to Family Wealth Planning Partners. Eric enjoys spending time with his wife Sarah raising their 3 children together. Active members of St. Michael Church, he's a regular coach of numerous youth sports his children participate in, and volunteers his time regularly. Other hobbies include training for the PGA Senior Tour, putting up way too many Christmas lights in December, and learning the ins and outs of becoming a Cheer Dad.

    About Family Wealth Planning Partners

    Planning for your future has never been more meaningful. We're an innovative firm helping families create tailored financial plans. Making informed decisions requires a look at the big picture. We parter with clients regarding their financial goals to provide them a bird's-eye view of their wealth's potential. Educated families make better decisions which can lead to greater results.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 4978922
    Firm CRD# 283824
    Series 7, 10, 66

    Compensation/Fee Fee-Based


    Office Location 956 Walnut St,
    Suite 200,
    San Luis Obispo,
    CA
    93401
    Phone Number 805-600-1600

    As the Principal Wealth Manager and founder of Foronjy Financial, Bryan created a practice for clients that truly appreciate a personal relationship with a seasoned practitioner who intends to stick with them for the long term. As a seasoned financial professional, Bryan helps clients design a customized vision for retirement by listening, asking insightful questions, and offering sensible advice drawing from over a decade of professional experience. Bryan graduated with a Bachelor of Science degree in Finance with a emphasis in Personal Financial Planning from San Diego State University. Before founding Foronjy Financial in 2015, Bryan worked for a decade as a Senior Account Executive at Fidelity Investments in Santa Barbara, CA. While not in the office, Bryan keeps a healthy work-life balance by exercising regularly, enjoying a game of chess, or spending time outdoors with his wife and three children.

    About Foronjy Financial

    Foronjy Financial was created with the intention of providing clients with sensible investment advice and personalized service. We help our clients chart a course toward retirement using professional experience coupled with sophisticated software. At Foronjy Financial we make financial planning personal again.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 4595724
    Firm CRD# 6413
    Series 7, 31, 66

    Compensation/Fee Fee-Based


    Office Location 97 Main Street,
    Chatham,
    NJ
    07928
    Phone Number 973-635-9500 Ext. 207

    Ryan attended the Pennsylvania State University, State College, PA where he earned a Bachelor of Science degree in Business Administration in 1994. Ryan is a graduate from the College for Financial Planning, Greenwood Village, CO and also carries the designations of CERTIFIED FINANCIAL PLANNER® . Ryan started his career at Merrill Lynch under their Paths of Achievements Program. His career continued as a Financial Advisor with the Wealth Management Division of Smith Barney / Citigroup Global Markets, Inc. Ryan joined Heritage Investment Partners, LLP as a Managing Partner in July of 2008.

    About Heritage Investment Partners, LLP / LPL Financial Advisor

    Heritage Investment Partners, LLP is a private investment services and financial planning firm whose goal is to provide the most appropriate advice and best client experience within the financial services industry. Our desire to be true advocates for our clients is the cornerstone for the creation of Heritage Investment Partners, LLP. Securities Offered Through LPL Financial, Member FINRA/SIPC Financial Planning offered through Heritage Investment Partners, LLP - A Registered Investment Advisor and separate entity from LPL Financial. The LPL Financial registered representative associate with this website may discuss and/or transact business only with residents of the states in which they are registered or licensed. No offers may be made or accepted from any resident of any other state. LPL Financial representatives offer access to trust services through The Private Trust Company N. A., an affiliate of LPL Financial.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 2835991
    Firm CRD# 155622
    Series 65

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


    Office Location 9900 Research Drive,
    Irvine,
    CA
    92618
    Phone Number 877-433-3665

    Simon brings 20 years of investment experience to his role as Founder and Chief Executive Officer of TideRock Financial. He specializes in advising wealthy families and high-net worth individuals to help them achieve their long-term investment goals, including estate and heritage planning. As a former Wall Street trader, Simon utilizes his unique investment insight to create globally diversified, tax-efficient portfolios based on solid academic research and an in-depth analysis of economic, political, and social developments around the world. His clients include current and former professionals at the top of their respective fields, including CEOs, entrepreneurs, hedge fund managers, and attorneys. Simon currently serves on the Board of Directors of Saddleback Memorial Foundation. As a member of the Board's Investment Committee, he helps one of Orange County's leading non-profit hospital systems to invest its substantial portfolio and further its mission. Prior to becoming an independent wealth manager, Simon was the Founder and President of his own options trading company on the floor of the American Stock Exchange in New York. There he generated significant profits utilizing risk-averse trading strategies, eventually expanding his company to include traders on the floors of the American Stock Exchange, Chicago Board of Trade and Philadelphia Stock Exchange. Born and raised in New York City, Simon holds a B.A. degree from the University of Michigan with an emphasis on global economics.

    About TideRock Financial

    TideRock Financial is an independent investment firm providing comprehensive wealth management services to high-net-worth individuals and families, as well as investment management for qualified company 401(k) plans.
    Our mission is to give our clients the kind of financial peace of mind that can only come with a strong long-term plan and a trusted advisor. We help our clients find ways to minimize the time they spend on financial and tax matters so they can focus on the things that matter most in their lives.
    TideRock Financial is differentiated from other investment advisory firms in its fee-based approach that puts its clients' interests in the forefront of every investment decision. We act as your fiduciary, which means we do not receive any incentives to invest in one financial product or fund over another. Our investment strategy is founded on more than 20 years of trading and investment experience. By accessing institutional-level funds and alternative investment vehicles that are not available to the general public, TideRock Financial creates highly-customized portfolios that are designed to minimize risk and maximize cash flow.

    Advisory Services Provided:

    Portfolio Management, 401K Rollovers, Wealth Management, Estate Planning & Trusts


    Qualifications CRD# 3089483
    Firm CRD# 10740
    Series 7, 31, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee


    Office Location Serving Asheville Surrounding Area,
    38 Orchard Street,
    Asheville,
    NC
    28801
    Phone Number 877-707-5429

    Tony is the founder of ACM Wealth Management and Vice President of Business Development for Prospera Financial Services, a Five-time Independent Broker Dealer of the year by Investment Advisor Magazine. Tony is a Registered Investment Advisor and currently holds Series 7, 63, 65 and 31 licenses as well as life, health and long-term care insurance licenses. Additionally, he has held the Accredited Asset Management Specialist (AAMS) designation from the College of Financial Planning since 2003 and is a Certified Investment Management Analyst (CIMA) professional, a designation that is earned in conjunction with the Wharton School of Business and the Investment Management Consultants Association (IMCA). Tony has been named a Five Star Wealth Manager by Charlotte Magazine in 2016, 2015, 2014, 2013, 2012, 2011 & 2010 for Best in Client Satisfaction. He has also been interviewed and quoted by local TV and print as well as national publications like The Wall Street Journal, FOX Business, Dow Jones News, Thomson Reuters, Registered Rep Magazine and FUNDfire. Tony is a member of the UNC Rams Club and is a life member of the UNC Alumni Association. He is an active member of Verdict Ridge Country Club, the Investment Management Consultants Association and the Financial Services Institute. Tony is also a board member of Sally's YMCA and East Lincoln Betterment Association. He resides in the Lake Norman area with his wife Lesley, and their three children, Evan, Logan and Emma.

    About ACM Wealth Management

    As a fee-based independent advisor, ACM Wealth Management creates unbiased, customized investment strategies to help build, protect and transfer client's wealth. We take a comprehensive and customized approach to your financial situation. Understanding what is most important to you, we then develop a clear long term plan that considers your needs, your goals, and your priorities. After the initial plan is developed we take an active role in your pursuit of these goals.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management


    Qualifications CRD# 1244190
    Firm CRD# 10299
    Series 7, 22, 24, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


    Office Location The University Building,
    120 E. Washington St. Ste 922,
    Syracuse,
    NY
    13202
    Phone Number 315-430-3283

    CORONA VIRUS UPDATE MARCH 2020 : SAFE DISTANCE VIRTUAL MEETINGS BY PHONE OR WEBINAR AVAILABLE. Visit us online at Arabella Wealth. My ground rules : 1.) I will be open, honest, and candid with you 2.) I will get to know you as best I can, what your goals and objectives are for yourself, your family in order to make appropriate recommendations. Anything shared is kept confidential. 3.) Education as to the different ways we can do business, what the different products are, fees involved, so you feel comfortable and make good informed decisions. 4.) Ongoing maintenance and monitoring. Depending on the scope of the relationship at least once a year, quarterly contact if advisory based. 5.) Ultimately, I serve you and your family's best interests; and operate under a fiduciary based relationship. What I expect from you : 1.) That you be open and honest with me; that helps me help you. 2.) Give me the chance to work for you; if it is the same or less in terms of fees, gives you greater value working me, I ask for your business. 3.) Over time, if my performance merits, I ask you introduce me to other who are high on the scales of intelligence, and potential that I could be introduced to by you. Does this approach sound reasonable?

    About Arabella Wealth Advisors

    David W. Treichler, AIF, CFP, CLU provides high net worth investment management solutions to his individual and business clients. He brings knowledge, and experience in advisory, brokerage, and insurance management. David specializes in portfolio construction and asset allocation strategies utilizing a holistic team approach. During his career at M and T, David was Vice President and Senior Portfolio Manager for the their bank's Investment Group in Syracuse, NY. He managed over $160 million in client assets and 200 relationships. Prior to being Senior Portfolio Manager, he was the Regional Wholesaler for the MTB Group of Funds and Portfolio Architect supporting New York State and Northeast PA. His other experience includes positions with Smith Barney and Northwestern Mutual.

    Advisory Services Provided:

    Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Estate Planning & Trusts, Annuities, Insurance Planning


    Qualifications CRD# 3035112
    Firm CRD# 152964
    Series 63

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


    Office Location 1222 SE 47th St,
    Office Suite C-1,
    Cape Coral Fl & Troy Mi,
    FL
    33914
    Phone Number 248-641-4444

    John Salomon has been a practicing CPA since 1985. In 1998, he added portfolio management and financial planning to the tax and compliance services offered to the clients of his CPA practice. In 2002, he earned his CERTIFIED FINANCIAL PLANNER" certification. As the CFO of J2, John uses his past experience of running a small practice to guide practice management decisions at J2. John's technical abilities are especially useful when helping J2 clients in the areas of financial and tax planning, cash flow management as well as tax preparation. John is a graduate of Michigan State and is a resident of Troy with his wife Michele with whom he has been married for over 25 years. They have three children: Emily, Nicholas and Aidan.

    About J2 Capital Management, Inc.

    J2 Capital Management offers total wealth planning by offering custom financial planning, tax preparation, estate planning & unique investment strategies all done by fiduciary professionals including in-house CFP, CPA and professional investment manager. We are located in Troy, MI & Cape Coral, FL. Where most advisors can only do a few of these services and need to hire out the rest of what they cannot do, J2 Capital keeps all of its services in-house thus giving us better insight into your situation at a lower cost.

    Advisory Services Provided:

    Portfolio Management, Financial Planning for Individuals, Tax Advice and Services, Estate Planning & Trusts


    Qualifications CRD# 5795799
    Firm CRD# 140736

    Compensation/Fee Fee-Based, Based on Assets


    Office Location 135 W North Street Ste 1,
    Brighton,
    MI
    48116
    Phone Number 810-229-6446

    Todd joined Executive Wealth Management in 2019. Prior to joining EWM, he worked as a Senior Financial Planner for an independent wealth management firm gaining extensive experience in financial planning and portfolio management. Todd's background also includes tax planning and preparation after having prepared returns for over ten years. He believes the integration between taxes and investments, and the proactive planning work involved, are a vital part of the wealth management process and has been previously quoted in the Wall Street Journal discussing the subject in an article titled, "Advisors Focus on 2013 Tax Plans". Todd is a graduate of Central Michigan University and started in the financial services industry in 2005. In addition to the CFP certification, he has also earned the Certified Investment Management Analyst and Certified Private Wealth Advisor designations. He currently resides in Brighton with his wife, Kristen. When not spending time with their three children, Todd enjoys hockey, golf and being involved in the Brighton community.

    About Executive Wealth Management

    Each EWM advisor leveraging every skill we have to change lives, that's the Executive Wealth Management difference. Our passion for our clients combined with our industry expertise has allowed us to become one of the largest independent wealth management firms in the country over the last 30 years and clients in over 40 states. As full-service private wealth advisors we build trusting relationships by meeting with our clients regularly to understand their evolving goals and implementing customized strategies to achieve their needs. At Executive Wealth Management, Todd serves as a Private Wealth Advisor working directly with clients to develop and implement comprehensive financial plans that address their evolving goals and financial needs. Our firm helps clients in the areas of retirement planning, investment management, risk management, tax planning, estate planning, business succession planning, family office wealth management, and charitable planning. At Executive Wealth Management each person in our firm is dedicated to our clients. As a CERTIFIED FINANCIAL PLANNER (TM) professional and over 15 years of industry experience, Todd understands the diverse wealth planning needs of high net-worth individuals and families. As a Private Wealth Advisor, he leverages his passion and expertise to develop meaningful relationships, build actionable plans and customized portfolios, allowing you to both protect and grow your wealth as you navigate complex markets and transitions in life.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Tax Advice and Services


    Qualifications CRD# 6084156
    Firm CRD# 6694
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions


    Office Location 15808 West Dodge Rd. Suite 103,
    Omaha,
    NE
    68118
    Phone Number 402-505-7700

    Matt’s team has been providing comprehensive financial planning and investment management to their clients since 2012. Our clients are served by a team of four professionals, two of which are CERTIFIED FINANCIAL PLANNER PROFESSIONALS, CFP®. Our advising team approach is built to offer high-level financial planning, tax-planning, and tax-efficient investment counsel. Brett Murray, CFP® joined the planning team to bring additional analysis and planning insight to help clients ensure they seeing important decisions from every angle. Our focus is centered on developing a deep relationship with clients, and providing thoughtful and creative planning advice through all phases of your life. We are committed educating clients from day one, keeping the heart of a teacher at our core. Matt has also been involved with the Dave Ramsey program for his entire career, teaching Financial Peace University regularly within the community.

    About Southwestern Investment Advisory Services, Inc.

    Southwestern Investment Group operates as a family. Through our broker-dealer, Raymond James, we have the support of a large company, while offering you the intimate service of a small firm. We build our relationships through trust. Over time, we come together to serve you in your pursuit of financial independence and a plan for the future.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Businesses, Investment Advice & Management


    Qualifications CRD# 6616204
    Firm CRD# 6694
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets, Commissions


    Office Location 15808 West Dodge Rd. Suite 103,
    Omaha,
    NE
    68118
    Phone Number 402-932-4949

    Jeff Casey is originally from Ashland, MO and was raised as the youngest in a family of five. He attended Central Methodist University, where he enjoyed playing baseball and graduated with a degree in business. In a 2016 transition, Jeff and his wife, Kim, moved from St. Louis to make Omaha their home. They are loving raising their two children, Paige and Luke, in this community that continues to impress. After graduating from college, Jeff worked as an insurance agent for many years, consulting families on their supplemental health benefits. While servicing hundreds of families in this capacity, Jeff recognized a need for most people to have a trusted advisor for all their financial matters. Being limited in the services he could provide as a captive agent and inspired by Dave Ramsey’s Financial Peace University, Jeff sought an opportunity to become an comprehensive financial advisor. As a financial advisor who obtains referrals through the SmartVestor Pro referral service, Jeff is proud to uphold these timeless principles as a pillar of the financial planning process. He specializes in retirement planning, investment management, tax strategies, and gifting strategies, while his primary focus is developing meaningful relationships with clients to be able to help them navigate the array of life’s challenging decisions. You’ll often hear Jeff say he’s incredibly fortunate to be able to serve people in this way and that he’s lucky to have landed his dream job.

    About Southwestern Investment Advisory Services, Inc.

    Southwestern Investment Group operates as a family. Through our broker-dealer, Raymond James, we have the support of a large company, while offering you the intimate service of a small firm. We build our relationships through trust. Over time, we come together to serve you in your pursuit of financial independence and a plan for the future.


    Qualifications CRD# 1600709
    Firm CRD# 119239

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


    Office Location 16 Executive Court,Suite 3,
    Barrington,
    IL
    60010
    Phone Number 847-382-9999

    In 1988, Mark co-founded Vermillion Financial Advisors, Inc. (VFA). His vision for VFA was to fill a niche providing individuals and business owners with true comprehensive financial planning to support objective investment advice, and business planning services. Currently, Mark specializes in assisting high net worth clients in excess of $1,000,000, who are over 50 years of age with Comprehensive Personal Financial Planning and investment advisory services. These services include designing solutions for providing financial security to last throughout retirement, to make sure clients are only paying their fair share of taxes, family members are provided for should an incapacitation (or death) occur and selection of risk appropriate investments. In addition to his client's responsibilities, Mark wears many hats as the company's President and Managing Advisor. Mark is not only involved in the day-to-day direction of the marketing, financial consulting and operations functions of VFA, he also serves as an accomplished public speaker and conducts seminars on an array of financial topics ranging from investment portfolio design, successful retirement transition planning, wealth transfer, and tax reduction strategies. Mark is a member of, and has served on, many boards of directors and committees for various charitable organizations as well as organizations related to the future of the financial planning profession. Because of his background, expertise and position within the financial planning community, Mark has become a favorite resource of many media outlets. He has been involved, or featured, in numerous articles, radio broadcasts, television shows, and on-line websites. Some of the more recognized media outlets include CBS' "60 minutes", the Daily Herald, the Chicago Tribune's "Ask an Expert", the Chicago Sun Times, USA Today, Forbes, CNBC, Financial Planning Digest, Kiplinger's Personal Finance Magazine, and Bloomberg Wealth Manager, to mention just a few. (View all media recognition) Mark's experience in financial planning has earned him numerous awards and recognition within the financial planning profession. Over his career he has obtained many professional designations and licenses, including a number of FINRA Stockbroker and General Securities Principal licenses, an insurance license, Certified Financial Planner (CFP®), Accredited Investment Fiduciary (AIF®), and Chartered Retirement Plan Specialist (CRPS®). In 2009, with Mark's leadership, Vermillion Financial Advisors decided to change platforms and become a "fee for service" advisory firm, affording our clients a more extensive and less restrictive menu of financial planning services, a wider array of financial and investment products. Mark makes his home in Palatine with his wife Laura and four sons, John, Joseph, Christopher and Stephen. Mark's hobbies include running (having completed seven marathons), golf, cycling, hiking, and traveling to experience new places with his family.

    About Vermillion Financial Advisors

    Vermillion Financial Advisors has been providing investment management, personal financial planning, and business consulting services since 1988. We specialize in serving individuals over the age of 50, who wish to be proactive in addressing their personal finances. These individuals are often interested in planning for a secure retirement and confirming they have sufficient funds to last throughout retirement. They also want to engage the services of a professional to assist the family when a loved one passes or becomes incapacitated. Clients generally seek Vermillion Financial Adavisors' advice as the result of many common changes in life but most often as of a monetary windfall (e.g. an inheritance, sale of a family business, severance package or retirement buyout), an unexpected life event (e.g. death or change in health status of a loved one). Often it is simply because time is too limited for busy clients to properly address their financial planning needs or because personal finances have become too complex. Business owners often seek VFA advice to evaluate current employee benefits, strategic planning, or business succession.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts


    Qualifications CRD# 4271692
    Firm CRD# 298454
    Series 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee


    Office Location 200 South Biscayne Boulevard,
    20th Floor,
    Miami,
    FL
    33131
    Phone Number 305-482-3002 Ext. 101

    Jimmy began his career in the financial services industry 21 years ago at the prestigious internship program for Merrill Lynch & Co., and then climbing through the ranks and working in every aspect of the industry from Operations to Marketing at firms like Morgan Stanley and A.G. Edwards & Sons. He first attended Florida International University and earned the Chartered Retirement Planning Counselor designation from the College of Financial Planning in 2007. Prior to becoming the Managing Partner at Anthem Advisors, Jimmy oversaw $800 million in client assets as Vice President - Financial Consultant at Charles Schwab & Co. for 7 years. In 2011, he was recognized as one of their top financial consultants in the nation with the prestigious Chairman's Club Award. Jimmy was born and raised in Miami, FL where he currently resides with his wife, Diane and their two dogs. They are committed to the local community by being involved with The Hurricane Club whose mission is to strengthen the academic and athletic excellence of the University of Miami's student athletes as well as with The Home Team, a non-profit organization that assists in the athletic and scholastic development of public school students in the greater Miami area.

    About Anthem Advisors

    Our goals are the same: Sound investment advice free from conflict of interest. It's that simple. That's what we're about at Anthem Advisors. Much of the financial industry is based on sales and distribution of "products." After years of servicing high net worth families at some of Wall Streets largest firms, we decided to build a firm that helps clients simplify some of life's most complicated questions. For example, Do I have enough to retire with confidence?


    Qualifications CRD# 5951596
    Firm CRD# 6413
    Series 7, 66

    Compensation/Fee Fee-Based, Based on Assets, Flat Fee


    Office Location 200 West Adams Street Suite 2450,
    Chicago,
    IL
    60606
    Phone Number 312-819-2403

    David's practice provides thoughtful, customized and transparent strategies by developing an in-depth understanding of each client's unique financial needs. He focuses on portfolio management and comprehensive financial planning to help his clients pursue their financial goals through the creation and implementation of a thorough and realistic financial plan. His clients broadly range from early career to current retirees. David has been around investing and financial planning his entire life. His grandfather started the practice in 1948, his father succeeded him in 1976, and today he continues the family legacy. He earned his Master's degree in finance from the University of Notre Dame, graduating Magna Cum Laude with an emphasis in investments. He holds a Bachelor's degree in Economics from the University of Michigan. He is a CFA® Charterholder and a CERTIFIED FINANCIAL PLANNER® professional.

    About The AdvisoryOne Group

    The AdvisoryOne Group is an experienced financial services firm focused on goal pursuit through concierge services for an engaged clientele. We accomplish our vision by remaining true to our values. We strive to make the ideal real, while recognizing the certainty of change in the lifetimes of our clients, ourselves, and our firm.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management


    Qualifications CRD# 6135958
    Firm CRD# 152665
    Series 65

    Compensation/Fee Fee-Based


    Office Location 2135 City Gate Lane,
    Suite 300,
    Naperville,
    IL
    60563
    Phone Number 630-780-1099

    Robert Kirvan is a Financial Planner at Advanced Planning Advisors, Inc., a full service Retirement Management Firm. Mr. Kirvan is a Investment Advisor Representitive, that acts in a Fiduciary capacity to act in the best interests of all his clients. Robert has over 19 years experience in business and financial services. His main focus is working with pre-retirees and retirees, to build a solid financial plan that enables them to enjoy retirement the way they had envisioned it, without the issues that threaten retirement security for many Americans. Robert takes a holistic approach to retirement planning, encompassing the entire Financial House not just segments. This helps clients to make sound and informed decisions that will not only impact today, but will have a profound effect on the future. Robert is a co- host of SMART MONEY TALK, heard every week on AM560 The Answer, Saturdays at 6:00am.Robert has lectured extensively throughout the Country and Chicago land area with respect to retirement and retirement income planning. Mr. Kirvan has been interviewed and published by many local and national publications. Most recently by the Wall Street Journal, with regards to Risk and how it affects retirees portfolio selections. Author of the book ONE SHOT - Ready-Aim-Retire. A step by step manual for positioning assets as you approach Retirement to drive income and long term growth.

    About Advanced Planning Advisors

    At Advanced Planning Advisors, we focus on Retirement Management. We provide our clients with an unbiased view and plan of action to help meet their objectives. Our loyalty is solely to our clients, so our trusted Advisors choose the products and programs that will best suit the client and not the Advisors. If you are looking for seasoned professionals in Retirement Plan Management, Financial Asset Management, Life Insurance or Long Term Care Insurance, we are confident that you will find the answers you have been seeking at our client-focused firm. As Fiduciaries, we are required to act in the best interest of our clients.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities


    Qualifications CRD# 4199324
    Firm CRD# NA
    Series 6, 7, 26, 63, 65

    Compensation/Fee Fee-Based, Based on Assets, Commissions


    Office Location 225 Wilkinson St,
    Syracuse,
    NY
    13204
    Phone Number 315-527-3590

    Matt founded Excelsior Wealth Partners to focus on client needs without a corporate agenda. He specializes in working with clients to provide wealth management and financial planning solutions to address their financial needs. Matt is a financial author with a series of podcasts, blogs, and books on relevant topics facing todays pre-retirees, retirees, and wealth management clients. His most recent book, How to Eat an Elephant - 11 Retirement Mistake to Avoid, was released in 2021. Excelsior Wealth Partners has become well-known for helping clients with the complicated retirement process. Matt is a graduate of St. Bonaventure University where he earned a Bachelors Degree in Finance. He is a graduate of The American Colleges CFP® Certification Curriculum as well as obtaining his Chartered Life Underwriting designation. He resides in Manlius, NY with his wife: Shannon and their six children; Alex, Ryann, Campbell, Addison, Athan and Graham. He actively volunteers with the Cystic Fibrosis Foundation of CNY; where in 2018 he received the Champion for a Cure award, and GAMA International. Matt was also awarded the 2016 CNY Transformational Leader of the Year award through the Syracuse Business Journal. Matt had previously held the position of Managing Director at a Fortune 100 Company where he led that company to a record 6th consecutive US championship as the top performing Managing Director in the county.

    About Excelsior Wealth Partners

    Excelsior Wealth Partners offers all-encompassing financial services for our clients. As a well respected investment advisory firm, our reputation thrives on our high-level of customer satisfaction. When our clients are truly confident in their financial stability, we have done our job. Whether we assist you with your transition into retirement or helping you manage your portfolio risk; Excelsior Wealth Partners can help you achieve your financial goals

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 6259423
    Firm CRD# 151367
    Series 65

    Compensation/Fee Fee-Based


    Office Location 23622 Calabasas Road, Suite 102,
    Calabasas,
    CA
    91302
    Phone Number 805-727-2700

    Alano became a financial planner to combine his love of economics with a commitment to help individuals and families grow and preserve their wealth. As Managing Director at Palm Capital Management based in Calabasas, CA, Alano assists many individuals and families living across the United States with their financial planning and investment management. Alano is a CERTIFIED FINANCIAL PLANNER" practitioner, holds a Bachelor of Arts in Communication Studies from the University of San Diego, a Master of Business Administration in Finance from Pepperdine University, a Series 65 securities license, a certification for life, accident and health insurance, and is a member of the Financial Planning Association®. Alano has contributed to the following prominent financial publications: Fox Business News, Forbes, Investopedia, Yahoo Finance, TD Ameritrade's TickerTape, LendingTree, and BankRate. Individuals that Alano services primarily include business owners, retirees, engineers, physicians, real estate professionals, divorcees, and young professionals. Alano also provides strategic advice in alternative investments including real estate, hedge funds, private equity, structured products, and derivatives for qualified clients. Alano strongly believes in investing alongside his clients, and his success is determined by the performance of his clients portfolios. Alano charges a competitive flat annual fee for his services and does not receive any commissions for security trade executions.

    About Palm Capital Management

    Palm Capital Management is a financial planning and investment advisory firm (a d/b/a of Dynamic Wealth Advisors CRD #151367). Our firm specializes in the management of investment accounts for individuals, families, and small businesses. We are independent fiduciary financial advisors, therefore legally obligated to act in the best interests of our Clients at all times.

    Advisory Services Provided:

    Financial Advice & Consulting