wiseradvisor

Compare 3 financial advisors near you matched to your specific needs
Personalized Advice For Portfolio Size of 100k And Above
  1. Tell Us Your Financial Goals
  2. Compare Advisors
  3. Select the Advisor That is Right For You

  Your Information is Safe and Secure

Find Top Financial Advisors in New York, New York

New York, one of the most iconic cities, is home to the most billionaires in the world including more than 380,000 millionaires. It is one of the most expensive cities to live in the United States with a cost of living 129% higher than the national average. It would perhaps be a good idea, if you live in this area, to have a financial advisor help you make your money work. Research has proven that those who work with a financial advisor can accumulate more wealth over a period of time. However, finding the right financial advisor amongst the 12,300 plus fiduciary financial advisors available in the New York, New York, area may be quite daunting. Here is where WiserAdvisor can help you find and compare vetted financial advisors who would be the best fit for you.


We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards. You need a financial advisor who will understand your specific financial situation, and has the relevant financial qualifications in New York, New York.

Finding the Top Financial Advisor in New York, New York

Last Updated - February 25, 2024

New York has 14 WiserAdvisor vetted Financial Planners and Advisors on the online list below for you to choose from. These financial advisors in New York, New York have an average of 19 years of experience.

NOTE: The list of vetted financial advisors in New York, New York mentioned below does not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in New York, New York.

Qualified Financial Advisors in New York, New York

Financial Advisor Experience AUM Minimum Assets Fee Structure
Peter Levine
CFP®, CLU®, ChFC®
AMERIPRISE FINANCIAL SERVICES, LLC
481 8th Avenue,
Suite 1130,
New York, NY 10001
24 Years Not Specified $100,000 Fee-Based
Altfest Personal Wealth Management
CPA, CFP®, CFA®, ChFC®
445 Park Avenue,
6th Floor,
New York, NY 10022
Not Disclosed $1,500,000,000 $1,000,000 Fee-Only
Peter Marzullo
WELLS FARGO CLEARING SERVICES, LLC
One Penn Plaza, 27TH FLOOR,
New York, NY 10006
21 Years $0 $0 Fee-Based
Farther, LLC
Four World Trade Center,
150 Greenwich St, Ste 2946,
New York, NY 10007
Not Disclosed Not Specified $500,000 Not Specified
Future You Wealth LLC
CFA®
200 Vesey Street,
24th Floor,
New York, NY 10282
Not Disclosed $100,000,000 $100,000 Fee-Only
Hazel Secco
CFP®, CDFA®
ALIGN FINANCIAL SOLUTIONS LLC
50 Harrison St, #212C,
Hoboken, NJ 07030
Not Disclosed Not Specified $100,000 Fee-Based
Frank Lepore
BLEAKLEY FINANCIAL GROUP
100 Passaic Avenue,
Suite 300,
Fairfield, NJ 07004
21 Years Not Specified $250,000 Fee-Based
Michael Klein
CFP®
BLEAKLEY FINANCIAL GROUP
100 Passaic Ave,
Suite 300,
Fairfield, NJ 07004
12 Years $250,000,000 $250,000 Fee-Based
HIGHLAND Financial Advisors, LLC
RLP ®, CFP®, AIF®
1680 Route 23 N,
Suite 210,
Wayne, NJ 07470
27 Years $460,000,000 $1,000,000 Fee-Only
Kevin Myers
CAIA®, CFP®, EA, CFA®
FLYNN FINANCIAL PARTNERS
56 Harrison St,
Suite 203,
New Rochelle, NY 10580
26 Years $125,000,000 $0 Fee-Based
Christopher Badaracco
CFP®, EA
ROSE WEALTH ADVISORS
20 N Central Avenue suite 2 Ramsey,
Ramsey, NJ 07446
10 Years $9,000,000 $500,000 Fee-Based
Masa Yamazaki
CPWA®, CEPA®, CDFA®
OXLER PRIVATE WEALTH
800 Westchester Ave,
Suite 641N,
Rye Brook, NY 10573
14 Years $0 $1,000,000 Fee-Only
Charles Helme
BH ASSET MANAGEMENT, LLC
777 W Putnam Ave. 3rd Floor,
Greenwich, CT 06830
30 Years $105,000,000 $500,000 Fee-Only
Peter Gellman
PALMERSTON GROUP ADVISORS, LLC
320 Raritan Avenue, Suite 302,
Highland Park, NJ 08904
12 Years Not Specified $400,000 Fee-Based

Are you a Financial Advisor in New York?

Active investors submitted requests in your area. Do you qualify to be in our network and get matched?


Information on Qualified Financial Advisors in New York, New York

Qualifications CRD# 4022345
Firm CRD# 6363
Series 7, 63

Compensation/Fee Fee-Based, Commissions, Flat Fee, Based on Assets


Office Location 481 8th Avenue,
Suite 1130,
New York,
NY
10001
Phone Number 212-967-1428

Financial Advice, Investments, and Insurance. People come to me with complex financial issues. I help them understand their current situation. Together, we develop a plan to help achieve their financial needs and goals.

About Ameriprise Financial Services, LLC

Ameriprise Financial Services, LLC

Putting clients first; it's what I do I'm proud to be associated with a firm known for its service and how it relates to clients, because serving your interests is my priority. I offer comprehensive financial advice and a broad range of solutions to help you and your loved ones live brilliantly, now and in the future. With the right financial advisor, life can be brilliant. Advisor is licensed/registered to do business with U.S. residents only in the states of AZ, CA, CT, DE, FL, GA, IN, IL, IA, NC, NJ, NY, NV, MA, PA, VA. Investment advisory services and products are made available through Ameriprise Financial Services, LLC, a registered investment adviser. An Ameriprise Financial Franchise Ameriprise Financial can not guarantee future financial results. Certified Financial Board of Standards, Inc. (CFP Board) owns the CFP® certification mark., the CERTIFIED PLANNER certification mark, and the CFP® certification mark (with plaque design) logo in the United States, which it authorizes use of by individuals who successfully complete CFP Board's initial and ongoing certification requirements. Third-party information and opinions, including those available through provided links, are believed to be reliable, but accuracy and completeness cannot be guaranteed by Ameriprise Financial. They are given for informational purposes only, are not intended to be used as the sole basis for investment decisions and may not meet the particular needs of an individual investor. Ameriprise Financial and its representatives do not give legal or tax advice. You should seek the advice of professionals, as appropriate, regarding the evaluation of any specific information or advice. The Confident Retirement approach is not a guarantee of future financial results. Ameriprise Financial cannot guarantee future financial results. Investment products are not insured by the FDIC, NCUA or any federal agency, are not deposits or obligations of, or guaranteed by any financial institution, and involve investment risks including possible loss of principal and fluctuation in value. Ameriprise Financial, Inc. and its affiliates do not offer tax or legal advice. Consumers should consult with their tax advisor or attorney regarding their specific situation. Ameriprise Financial Services, LLC, Member FINRA and SIPC.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


Qualifications Firm CRD# 110130
Series 65, 66

Compensation/Fee Fee-Only, Based on Assets


Office Location 445 Park Avenue,
6th Floor,
New York,
NY
10022
Phone Number 212-796-8732

About Altfest Personal Wealth Management

Altfest Personal Wealth Management

With nearly four decades of experience, including recognition by Barron's, Forbes, the Financial Times and Bloomberg, our team has the expertise and the passion to successfully guide our clients' portfolios through a myriad of market conditions. We lead with a comprehensive financial plan that puts your goals and dreams first, then support it with world class investment strategies. Only by placing you at the core of everything we do can we truly meet your needs. We've found that the most successful solutions begin by asking the right questions, which is why we offer complimentary consultations to explore a professional relationship.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts


Qualifications CRD# 3208703
Firm CRD# 19616
Series 7

Compensation/Fee Fee-Based


Office Location One Penn Plaza, 27TH FLOOR,
New York,
NY
10006
Phone Number 917-351-2088

With over 20 years of experience in financial services, I support individual and institutional investors in meeting their specific financial needs. I am dedicated to a process of seeking first to understand each client's unique situation and then develop investment plans around their long term goals and risk tolerances. My experience throughout major shifts in the markets enables me to help my clients structure balanced portfolios to address their specific financial goals. Institutional clients work with me as they seek access to capital market products and services and, specifically, fixed income products and services. Our institutional offerings include access to our equity syndicate calendar including preferred securities, new bond issues and initial public offerings (IPOs). It also includes access to research from Wells Fargo Securities. The last thing you need in your busy life is a complex web of financial relationships. As a Wells Fargo Advisors client, you'll enjoy the convenience and clarity of coordinating much, if not most, of your financial life through a single point of contact, me. It's a distinct advantage of working with one the world's premier financial institutions. In helping you address your financial needs beyond investing, I can provide access to various products and services through Wells Fargo banking and lending affiliates to help you meet your other financial needs. Wells Fargo Securities is the trade name for the capital markets and investment banking services of Wells Fargo & Company and its subsidiaries, including Wells Fargo Securities, LLC, member NYSE, FINRA and SIPC and Wells Fargo Bank, National Association

About Wells Fargo Clearing Services, LLC

Wells Fargo Clearing Services, LLC

My goal is to help you take a proactive approach to your personal financial situation. I am dedicated to helping you make sound decisions for your financial future. Helping you gain a better understanding of investing, retirement, estate planning, and wealth preservation. Most importantly, I hope you see the value of working with me to pursue your financial goals.


Qualifications Firm CRD# 302050

Compensation/Fee Based on Assets


Office Location Four World Trade Center,
150 Greenwich St, Ste 2946,
New York,
NY
10007
Phone Number 720-744-2145

About Farther, LLC

Farther, LLC

Farther is a first-of-its-kind wealth management platform that combines the benefits of modern technology with the expertise and human touch of traditional wealth management. Backed by Bessemer Venture Partners, Context Ventures, Cota Capital, and Moneta Venture Capital, Farther caters to high-net-worth professionals who are building generational wealth and need a more holistic approach to managing their money. While there are more financial products and tools available than ever, until Farther, no solution delivered both a beautiful, well-designed technology experience and a solution to handle the complex and multifaceted nature of significant wealth.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management


Qualifications CRD# 305173
Firm CRD# 305173
Series 3, 7, 63, 65, 66

Compensation/Fee Fee-Only, Based on Assets


Office Location 200 Vesey Street,
24th Floor,
New York,
NY
10282
Phone Number 917-426-2982

About Future You Wealth LLC

Future You Wealth LLC

Future You Wealth is for high-earning professionals, through all life stages, who want to make the most of their life and money. We offer comprehensive wealth management services that will help you save for your future and achieve your financial goals. With our help, you can rest easy knowing that you have a guide and a partner on the path to financial independence. Client engagements are comprised of three key components: (i) Planning: building a baseline understanding as to where you are going, and how you are most efficiently going to get there. The primary goal we work towards is financial independence by a target age, affording you the freedom to direct your time as you desire. (ii) Investing: implementing the plan using evidence-based, low-cost strategic asset allocations, tailored to the needs of the individual. Portfolios are rebalanced periodically to remain in line with the investment plan, and tax efficiency is front of mind. (iii) Coaching: sticking to the plan and goals requires accountability, and we're our clients' accountability partner. Any time a life decision comes up that has financial implications, we are here to help, for example buying a home, getting married, starting a family, exercising incentive stock options, changing job or starting a business. Throughout our clients' wealth journey, we keep the "beyond wealth" principle front of mind: our approach to wealth management is not just about building more wealth, but also about how best to use that wealth to live a great life.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Investment Advice & Management


Qualifications CRD# 6233372
Firm CRD# 6413
Series 6, 7, 63, 65

Compensation/Fee Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets


Office Location 50 Harrison St, #212C,
Hoboken,
NJ
07030
Phone Number 201-655-6572

Hazel Secco possesses a strong background as a seasoned LPL financial advisor, showcasing extensive knowledge and a wealth of experience in the financial industry. She is a Certified Financial Planner, a designation that requires a rigorous course of study and ongoing professional education, and demonstrates her commitment to the highest standards of integrity, professionalism, and client service. Hazel founded Align Financial Solutions, LLC to concentrate on what she cares about most, her clients. Every client has a unique situation and background. Hazel wants to understand each client's goals and values to be completely aligned with their financial plan. As an independent advisor with LPL, Hazel provides collaborative and personalized advice as a fiduciary and solely focuses on her advisory client's needs. She strives to be a life-long partner and ally to protect what matters for her clients and their families. Hazel strongly believes in a holistic approach to financial planning, considering all aspects of her client's financial lives. She wants her clients to feel empowered and in control of their financial future. Outside of her work, Hazel lives in Hoboken and enjoys spending time with her family, traveling, and exploring the culinary world.

About Align Financial Solutions LLC

Align Financial Solutions LLC

At Align Financial Solutions, we are dedicated to empowering women and their families through comprehensive financial guidance and education. Led by a Certified Financial Planner (CFP®) and Certified Divorce Financial Analyst (CDFA®), our firm specializes in helping women gain control over their finances and achieve true financial independence. We understand that women face unique financial challenges and opportunities throughout their lives. That's why we offer personalized financial planning services tailored specifically to meet the individual needs and goals. Our mission is to equip our clients with the knowledge and tools they need to make informed decisions about their money and secure their financial future. At Align Financial Solutions, we believe that education is the key to empowerment. We are committed to providing our clients with the necessary financial education and guidance to help them navigate various aspects of their financial lives. From investment strategies and retirement planning to tax planning, and navigating major life transitions such as divorce, we address a wide range of financial topics that are crucial for our client's financial well-being.

Advisory Services Provided:

Financial Planning, Retirement Planning, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities


Qualifications CRD# 4695659
Firm CRD# 318366
Series 6, 7, 65, 66

Compensation/Fee Fee-Based, Flat Fee


Office Location 100 Passaic Avenue,
Suite 300,
Fairfield,
NJ
07004
Phone Number 973-244-4237

Frank Lepore's mission is to provide financial security strategies by taking a holistic approach to the planning process while providing his clients with top notch service and technology. Understanding client goals is a vital part of Frank's process in order to put together an intelligent, thoughtful plan. What sets Frank apart even more is his large team who help provide the level of service that clients deserve. Frank attended Montclair State University and received a Bachelor of Science in Business, with a concentration in Finance. Frank is registered as a Wealth Management Advisor with Bleakley Financial Group and a registered representative with LPL Financial.

About Bleakley Financial Group

Bleakley Financial Group

For more than 30 years, the Bleakley Financial Group team* has been providing customized financial planning and wealth management services to a diverse array of clients across the country. As an independent firm, we pride ourselves on delivering personalized guidance to fit the goals and lifestyle needs of each customer. With more than three decades of experience, our state-of-the-art financial planning comes with a personal touch. Our team consists of more than 100 investment professionals, from financial advisors and research assistants to client support associates. Comprehensive Financial Planning and Wealth Management. Bleakley has created a collaborative culture of innovation and excellence that's unmatched in the industry. At Bleakley Financial, you're our top priority, and we're committed to turning your financial vision into reality. *The Bleakley Financial Team has been providing wealth management services since 1985 within various firms. Bleakley Financial Group, LLC was founded in 2015.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities


Qualifications CRD# 6281153
Firm CRD# 318366
Series 7, 66

Compensation/Fee Fee-Based, Flat Fee, Based on Assets


Office Location 100 Passaic Ave,
Suite 300,
Fairfield,
NJ
07004
Phone Number 973-575-4180

Mike is a financial advisor at Bleakley Financial Group. He provides personalized wealth management solutions for individuals, families, business owners, foundations and entrepreneurs. He also provides integrated planning and investment strategies, including tax and estate planning, risk management and retirement planning, to help grow and protect clients wealth. Mike is a graduate of Mount Saint Mary College & joined the firm in 2012. He has worked in numerous capacities at the firm, starting with an internship while he was still attending college, to joining the firm full time as an investment analyst upon graduation, & currently as a financial advisor. This has helped him develop a core understanding of the planning process and all of its elements. Mike is an avid fitness enthusiast and sports fan. He is a CERTIFIED FINANCIAL PLANNER (CFP®) and holds the FINRA Series 7 & Series 66 registrations through LPL Financial, as well as life and health insurance licenses. Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the CFP® certification mark, the CERTIFIED FINANCIAL PLANNER certification mark, and the CFP® certification mark (with plaque design) logo in the United States, which it authorizes use of by individuals who successfully complete CFP Board's initial and ongoing certification requirements.

About Bleakley Financial Group

Bleakley Financial Group

For more than 30 years, the Bleakley Financial Group team* has been providing customized financial planning and wealth management services to a diverse array of clients across the country. As an independent firm, we pride ourselves on delivering personalized guidance to fit the goals and lifestyle needs of each customer. With more than three decades of experience, our state-of-the-art financial planning comes with a personal touch. Our team consists of more than 100 investment professionals, from financial advisors and research assistants to client support associates. Bleakley has created a collaborative culture of innovation and excellence that's unmatched in the industry. At Bleakley Financial, you're our top priority, and we're committed to turning your financial vision into reality. The Bleakley Financial Team has been providing wealth management services since 1985 within various firms. Bleakley Financial Group, LLC was founded in 2015.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


Qualifications CRD# 2063878
Firm CRD# 125838

Compensation/Fee Fee-Only, Based on Assets


Office Location 1680 Route 23 N,
Suite 210,
Wayne,
NJ
07470
Phone Number 973-557-2933

About HIGHLAND Financial Advisors, LLC

HIGHLAND Financial Advisors, LLC

We are an independent Registered Investment Advisory firm serving high-net-worth families and individuals nationwide from our location in Wayne, NJ. We differ from other firms because we emphasize a team approach to managing your finances and investments. Though you work with a primary wealth advisor, you always receive the support of our entire team. And because we are a fee-only, fiduciary advisor, you can rest assured that our recommendations are made in your best interest, not so we can earn a commission.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts


Qualifications CRD# 2976015
Firm CRD# 6413
Series 7, 63, 65

Compensation/Fee Fee-Based


Office Location 56 Harrison St,
Suite 203,
New Rochelle,
NY
10580
Phone Number 914-819-1819

Kevin is a Partner and a senior leader on the Private Wealth Management Team at Flynn Financial Partners (F2). With over 25 years of financial services experience, he takes a genuine interest in his client's personal and financial needs, working with them to cultivate long-lasting relationships. Kevin is committed to assessing market and lifestyle risks and their impact on his clients' objectives. His primary focus is on providing goal-oriented analysis, coordination, and execution for investments, retirement planning, risk management, tax minimization strategies, trusts, and estate planning. Kevin is a lifelong learner and holds several designations, including the Certified Financial Planning (CFP), Chartered Financial Analyst (CFA), Chartered Alternative Investment Analyst (CAIA), and IRS Enrolled Agent (EA). In addition, he maintains FINRA Series 7 and 65 licenses and life, health, and variable annuities product licenses. He received his B.A. in Economics from Binghamton University. Outside of work, Kevin lives in Rye, NY, with his family and two dogs. He enjoys exercising, cooking, and spending quality time with his loved ones. Kevin is passionate about financial literacy education and collaborates with various entities such as Barrons Magazine, Binghamton University, Iona University, Mount Saint Michael High School, and New Rochelle High School to provide programs that teach personal finance, investing basics, and entrepreneurship practices to teenagers and young adults.

About Flynn Financial Partners

Flynn Financial Partners

Founded in 2008, Flynn Financial Partners is a fiduciary based financial planning and investment advisory firm serving clients in over 15 states. The core of who we are is rooted in enduring trust and absolute transparency - it is the foundation from which we grow a relationship with our customers. This is what makes us different.

Our Vision & Mission Statement

Our approach allows us to make objective and independent decisions based on each client’s financial objectives. From first time investors to those securing stability for their twilight years, we are here to support, educate, and offer insight to every individual and institution that we encounter. We strive to be our clients trusted advisor to simplify financial complexity and enable our clients to focus on what matters most to them.

We start by having an in-depth conversation to examine your current situation and identify your goals. We collaborate with your other trusted advisors to analyze and evaluate your financial situation. We then create, help implement, and regularly monitor your plan to increase the likelihood of success.

Our tenured team of professionals shares a unique blend of expertise, experience, and success, as well

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


Qualifications CRD# 7076172
Firm CRD# 7076172

Compensation/Fee Fee-Based, Hourly, Flat Fee, Based on Assets


Office Location 20 N Central Avenue suite 2 Ramsey,
Ramsey,
NJ
07446
Phone Number 201-961-4887

Christopher Badaracco is the esteemed founder and wealth advisor at Rose Wealth Advisors. Prior to establishing Rose Wealth Advisors, Christopher served as a wealth planner for a national RIA based in New York City, where his primary focus was delivering comprehensive financial solutions to high-net-worth clients. Utilizing his extensive expertise in tax law, estate and income strategies, investment management, and financial planning, Christopher skillfully guides his clients toward the realization of their financial goals. Christopher holds a bachelor's degree in finance from East Stroudsburg University and has attained a master's degree in taxation from Villanova University. Additionally, he has earned a Certificate of Financial Planning from New York University and proudly holds the designation of CERTIFIED FINANCIAL PLANNER professional (CFP®). Notably, Christopher is also recognized as an Enrolled Agent (EA) with the Internal Revenue Service, further enhancing his proficiency in tax-related matters. In his personal life, Christopher calls Ramsey, New Jersey his home, where he resides with his wife, Alexandra, and their son, Henry.

About Rose Wealth Advisors

Rose Wealth Advisors

A boutique financial planning firm helping people from around the country make smart financial decisions.


Qualifications CRD# 2526772
Firm CRD# 309684
Series 66

Compensation/Fee Fee-Only, Based on Assets


Office Location 800 Westchester Ave,
Suite 641N,
Rye Brook,
NY
10573
Phone Number 212-785-2860

Masa is a Principal and Co-Founder of Oxler Private Wealth, a family owned and operated wealth advisory firm offering financial care to women and families. Masa's primary responsibility is customized wealth and portfolio management. He oversees client portfolios and their asset allocations, and guides clients through comprehensive financial and estate planning strategies, working closely with their other trusted advisors. Empathic and patient, Masa thrives on spending time with clients to develop a deep understanding of their lives and what is important to them. Thoughtful listening helps Masa to align his advice with his clients' aspirations and values. His strong sense of discipline supports clients on their path to achieving their goals and to living enriched, fulfilling lives. He also has a special interest in guiding and educating second- and third-generation clients. Masa pulls from his broad experience of more than two decades in investment banking, wealth management and small business development to help clients navigate through all aspects of their financial lives. Prior to Oxler, Masa was Senior Director of the Private Client Division at Oppenheimer & Co. Inc. Earlier he was senior vice president of Sales and Marketing for Acolyte Technologies Corp.; a Financial Advisor at Citi Smith Barney; Investment Banking Associate at CIBC Oppenheimer Corp.; and Financial Analyst for the Debt Capital Markets division of Goldman, Sachs & Co. Masa received a BS in biology from Duke University and is a Certified Private Wealth Advisor® (CPWA®) professional. The CPWA is an advanced professional certification and education program for advisors who serve high-net-worth clients. CPWA designees have met certain experience requirements, successfully completed coursework in advanced wealth management at the University of Chicago Booth School of Business, and have passed a comprehensive examination covering asset protection, executive compensation plans, stock options, tax-efficient portfolios and business, retirement, charitable, tax and estate planning. The designation requires ongoing continuing education credits to maintain the certification and to stay abreast of the latest trends, strategies, and laws in order to serve clients with sophisticated wealth management. Masa has held a series 7 and currently holds a series 66 license. Masa can be found training for a marathon, cold plunging, practicing yoga, meditating or cooking meals for his family. As a former equestrian, he maintains his love for horses and the countryside. He lives with his wife, Lisa, and their two daughters in Westchester, New York. Masa proudly works side by side with his father-in-law, Jonathan, and sister-in-law, Jessica.

About Oxler Private Wealth

Oxler Private Wealth

We help take care of your financial health so that you can focus with confidence on what matters most to you. Through a clear, sound and relatable approach to financial planning and investment management, we make it our goal to provide insight, resources and strategies to help you thrive in your diverse roles within your family, profession and the broader world.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities


Qualifications CRD# 712007
Firm CRD# 152117
Series 65

Compensation/Fee Fee-Only, Based on Assets


Office Location 777 W Putnam Ave. 3rd Floor,
Greenwich,
CT
06830
Phone Number 203-987-6227

Charles Helme joined BH Asset Management as Managing Director of Investments in 2010 and leads the investment and research areas of the firm. From 2002 to 2010, Mr. Helme was Senior Portfolio Manager of Pinnacle Associates, Ltd, in New York, where he managed portfolios for corporations, endowments, universities, pensions, and high-net-worth individuals across several high-alpha investment strategies. For seven years prior to joining Pinnacle, Mr. Helme was Managing Director of Investments at Carret and Company LLC, acting as Portfolio Manager to both institutions and high-net-worth individuals. From 1988 to 1995, Mr. Helme rose to Senior Investment Officer and Chairman of the Investment Policy Committee at Republic National Bank (now HSBC, USA). At the bank and various holding company subsidiaries, Mr. Helme was responsible for all Trust and Investment Management portfolio investments for separate accounts and several mutual fund strategies. Previously, he was Vice President of Investments for Moran Asset Management, a leading investment counselor and mutual fund advisor. He began his career in 1980 at Ernst & Company, New York Stock Exchange, and American Stock Exchange Specialists. Mr. Helme graduated from New York University Stern School of Business. He is active in a variety of local charitable and community organizations.

About BH Asset Management, LLC

BH Asset Management, LLC

We are a registered investment advisor, meaning we are held to a fiduciary standard and must always put your interests first. We provide unbiased advice, employ an open architecture approach, and only charge flat fees. We are transparent and maintain frequent communication with our clients. With over 30 years of fund management experience, we offer the most sophisticated investment techniques.

Advisory Services Provided:

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Annuities, Insurance Planning


Qualifications CRD# 4716523
Firm CRD# 128733
Series 66

Compensation/Fee Fee-Based, Flat Fee, Based on Assets


Office Location 320 Raritan Avenue, Suite 302,
Highland Park,
NJ
08904
Phone Number 732-248-5777

Peter Gellman is the Managing Member of Palmerston Group Advisors, L.L.C. Founded in 1997, Palmerston Group provides independent, unbiased financial and investment advisory services based on fundamental analysis and margin of safety principles.
Peter Gellman has worked as a teacher, analyst, and advisor. Before starting Palmerston, he taught at Oxford as a member of its international relations faculty, as well as at Princeton, where he was Research Fellow and Lecturer in the Woodrow Wilson School of Public and International Affairs. He holds a law degree as well as a Ph.D. in international relations.

About Palmerston Group Advisors, LLC

Palmerston Group Advisors, LLC

Palmerston Group Advisors, a firm best known for its Margin of Safety discipline, built its strategy only after carefully studying the best in the business. Consider: 1. Few fund managers have genuinely market-beating records of ten or more years. 2. Most of this elite group uses a version of Margin of Safety, the skill of buying assets when "on sale" at a deep discount to their true value. Most excel in bear markets. 3. Few advisors strategically focus on these top managers or their investment ideas when creating client portfolios. Nor do many independent firms focus on these managers when offering allocation advice. In contrast, Palmerston sees these top managers as a huge asset for our clients. We start with what works best, and thus use Margin of Safety for all clients. For client portfolios, we use the ideas and often the (no-load) funds of managers with proven, profitable records.


Customer Reviews

The client testimonials appearing above may not necessarily be representative of all client experiences with WiserAdvisor. You may click on the number of total reviews hyperlinked above to review the entirety of the reviews WiserAdvisor has received. WiserAdvisor did not pay any compensation in consideration of such reviews.

Top Financial Advisor Firms in New York, New York (Ranked by AUM)

Firm Name No. of Advisors No. of Clients AUM Fee Structure
VISTA FINANCIAL ADVISORS, LLC
14 Wall Street, 20th Floor, New York, NY 10005
2 32 $11,491,898,634,658
A Percentage of AUM, Hourly charges
J.P. MORGAN INVESTMENT MANAGEMENT INC.
383 Madison Avenue, New York, NY 10179-0001
3116 52157 $2,011,986,210,191
A Percentage of AUM, Fixed Fees, Performance Based
GOLDMAN SACHS ASSET MANAGEMENT, L.P.
200 West Street, New York, NY 10282
1351 171341 $1,577,579,815,722
A Percentage of AUM, Fixed Fees, Performance Based, Other (ADDITIONAL INFORMATION ON FEES CAN BE FOUND IN ADV PART 2A)
BLACKROCK FINANCIAL MANAGEMENT, INC
50 Hudson Yards, New York, NY 10001
6491 2220 $1,163,046,943,604
A Percentage of AUM, Fixed Fees, Performance Based
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
One Bryant Park, New York, NY 10036
36687 2864234 $1,093,689,238,206
A Percentage of AUM, Fixed Fees, Commission Based
BLACKROCK ADVISORS, LLC
50 Hudson Yards, New York, NY 10001
256 322 $745,826,453,479
A Percentage of AUM
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
522 Fifth Avenue, New York, NY 10036
551 26817 $490,556,404,670
A Percentage of AUM, Fixed Fees, Performance Based
APOLLO CAPITAL MANAGEMENT, L.P.
9 West 57th Street, 41st Floor, New York, NY 10019
2540 753 $426,767,125,224
A Percentage of AUM, Performance Based, Other (CARRIED INTEREST)
MILLENNIUM MANAGEMENT LLC
399 Park Avenue, New York, NY 10022
4810 14 $390,617,153,000
A Percentage of AUM, Performance Based, Other (REIMBURSEMENT OF EXPENSES)
BNY MELLON INVESTMENT ADVISER, INC.
240 Greenwich Street, New York, NY 10286
113 134 $360,519,054,249
A Percentage of AUM
TEACHERS ADVISORS, LLC
730 Third Ave, 5th Flr, New York, NY 10017-3206
407 138 $341,290,973,468
A Percentage of AUM, Fixed Fees, Performance Based, Other (INVESTED CAPITAL)
NEUBERGER BERMAN INVESTMENT ADVISERS LLC
1290 Avenue Of The Americas, New York, NY 10104
1596 40303 $315,321,148,238
A Percentage of AUM, Fixed Fees, Performance Based
UBS ASSET MANAGEMENT (AMERICAS) INC.
787 7th Avenue, New York, NY 10019
380 301908 $300,881,452,905
A Percentage of AUM, Fixed Fees, Performance Based
NYL INVESTORS LLC
51 Madison Avenue, New York, NY 10010
307 113 $291,885,443,528
A Percentage of AUM, Fixed Fees, Performance Based, Other (ORIGINATION FEES OF REAL ESTATE LOANS/ PRIVATE PLACEMENT DEALS)
KOHLBERG KRAVIS ROBERTS & CO. L.P.
30 Hudson Yards, New York, NY 10001
1635 122 $289,898,481,445
A Percentage of AUM, Performance Based

    Frequently Asked Questions

    You can utilize our New York advisor directory as the majority of advisors listed there offer retirement planning services. By clicking on the "View full profile" button of any vetted financial advisor, you can access detailed information about their services, fees, credentials, and more. In the "Advisory Services Provided" section, you will be able to confirm if retirement planning is among the services they offer.

    The qualifications that you should look for in a financial advisor are years of relevant experience in providing advisory services to people in New York and also ensure that he has the necessary licenses and registrations with reputable regulatory bodies such as FINRA and the SEC. To learn more, read the guide on how to use BrokerCheck to evaluate a financial advisor's credentials.

    The cost of hiring a financial advisor in New York can vary. Typically, financial advisors charge by a fee-only or fee-based ( fee and commission) model. It can range from a fixed rate of approx. $7,500 and above or approx. 1.02% of assets under management (AUM). To get a better understanding of how financial advisors charge and the factors influencing their fees, read more on the costs of hiring a financial advisor.

    Financial advisors in New York offer a wide range of financial services to help individuals manage their finances. Some of the common services include investment planning, retirement planning, wealth management, education planning, tax planning, estate planning, and insurance planning. Financial advisors also provide advice on managing debt, creating and maintaining a budget, and setting financial goals. Learn more about who financial advisors are and what they do.

    The cost of hiring a financial advisor in New York can vary. Typically, financial advisors charge by a fee-only or fee-based (fee and commission) model. It can range from a fixed rate of approx. $7,500 and above or approx. 1.02% of assets under management (AUM). To get a better understanding of how financial advisors charge and the factors influencing their fees, read more on the costs of hiring a financial advisor.

    Yes, many financial advisors in New York are also tax professionals or work closely with tax professionals to help clients with tax planning and preparation. However, WiserAdvisor's directory may not include advisors that specialize in taxes. In the "Advisory Services Provided" section, you will be able to confirm if tax advice and tax preparation services are among the services they offer.

    How often you should meet with your financial advisor may depend on your specific financial situation and goals. For complex finances, you may need to meet with your financial advisor weekly or monthly, while for those with regular income and simpler investments, quarterly or annual meetings may be enough.Your advisor can assist in determining the suitable meeting frequency based on your circumstances. Read on to learn more about how often you should meet with your advisor.

    There are multiple benefits to hiring a financial advisor in New York. Financial advisors are finance professionals that help you by providing you with professional guidance and strategy to build wealth. You as a client also benefit from their deep knowledge, experience, and perspective and gain peace of mind knowing you're making informed financial decisions. Additionally, working with a financial advisor can potentially minimize investment risks and lead to more returns on your investments. The financial advisors also review your investments regularly and provide ongoing support to help you stay on track and adjust your financial plans as needed. To learn more, read about the benefits of working with a financial advisor.

    When choosing a financial advisor in New York, it's important to do some initial research. You need to check each financial advisor's years of relevant experience, credentials (CFP, ChFCs, CFAs, etc.) education, and method of compensation,and ensure that he adheres to a strict code of ethics. It is also important to check for any disciplinary actions or complaints against the advisor through the registration status at the Financial Industry Regulatory Authority's (FINRA) BrokerCheck website. Use this guide to know how to use BrokerCheck on FINRA to research an advisor. To learn more, read the guide on choosing the best financial advisor.

    New York has a variety of different types of financial advisors to meet diverse needs including:

    Investment advisors and portfolio managers: Specialize in managing investment portfolios and providing personalized advice.

    Wealth managers: Provide financial services, including investment management, estate planning, and tax strategies.

    Financial planners: Address financial areas like budgeting, saving, and goal planning.

    Retirement planners: Focus on helping individuals plan for their retirement years.

    Robo-advisors: Leverage technology to provide automated investment solutions.

    To further explore how financial advisors can support you, learn more about the different types of financial advisors and their areas of expertise.