At Ten40Investing, there is a large team of specialists behind us at LPL Financial that partner & specialize with our independent branch for security, enhanced strategies, and compliance oversight for the benefit of our clients. Ultimately, being an independent Advisor meant not being subject to traditional business models common to the financial and broker industry, operating as a self-employed fiduciary, setting our fees lower than the general competition, having more flexibility, and tools for clients' portfolios and financial plan -- all for the clients' greater benefit.
At LPL Financial - we believe that a better investment experience begins with independent, personalized advice. That means that when your financial professional works with LPL, they have the freedom to focus solely on your objectives and financial goals. They're free to build their own personal relationships with their clients. Free to choose the business model and practices that work best for them. And free to recommend only the investment strategies that they believe will best serve their clients. - LPL Financial 8/02/2022
Christian Bautista
Christian J. Bautista is an independent Financial Advisor, with LPL Financial, in downtown Billings, Montana.
CRD #7082044
Christian went independent with his business to offer clients better service, more capacity, and more tools to clients' for the benefit of their accounts and financial plans.
Julie Finnicum
Julie Finnicum is a Wealth Management Advisor with Big Sky Wealth Management and LPL Financial, in Billings, MT.
CRD #3071345
She specializes in holistic financial planning, bringing areas of saving, investing, portfolio management, tax management, estate and distributions together. Her goal is to help clients in verbalizing, creating and attaining their goals. She provides individualized strategies for each client's needs, working in tandem with their tax advisors and estate attorneys.
Julie Finnicum began her career in the financial services in 1999 before graduating Summa Cum Laude from Montana State University-Billings with a B.S. in Business Administration. She worked for 7 years for Piper Jaffray as a Financial Advisor and 16 years for Edward Jones before joining LPL. During her tenure at Piper Jaffray she earned her Certified Financial Planning designation. Julie has her Series 7, Series 63, and Series 65 securities registrations (held with LPL Financial) along with her life, health, accident, disability and long term care insurance licenses. In her spare time Julie loves to ski, golf, travel and spend time with her grandchildren.
General Information |
| Firm Start Year: | 2024 | |
| No. of Employees: | 1 | |
| Insurance License#: | 3000579262 |
| States Licensed in: | MT, FL |
| Work with the following types of clients: | Businesses, Individual Investors |
| Advisory Services Provided: | Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Financial Planning for Individuals, Education Funding and Planning |
Services |
| Investment Types: | Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Insurance, Stocks, Bonds |
| Can meet clients in the following ways: | Your Home, Our Office, Phone, Email, Your Office, Video Conference |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Health, Life, Variable Annuity, Long Term Care, Annuity, Variable Life |
Compensation and Fees |
| Minimum Portfolio Size for New Managed Accounts: | $100,000 |
| Compensation Methods: | Based on Assets, Hourly, Flat Fee, Commissions |
| Fee % Based on Assets: | 0.9 |
Education |
| Bachelor of Science - Business Administration: Finance Option | Montana State University Billings - Billings, Montana 09/01/2017-4/22/2021 |
Disclosures |
|
p>WiserAdvisor provides referrals to financial professionals of LPL Financial, LLC (LPL). WiserAdvisor is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay WiserAdvisor cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest. LPL ADV 2A https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf Additional Detailed Disclosures https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf |
Disclaimer |
| Securities and advisory services are offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC). Insurance products are offered through LPL or its licensed affiliates. Ten40Investing, LLC are not registered as a broker-dealer or investment advisor. Registered representatives of LPL offer products and services using LPL Financial and may also be employees of Ten40Investing, LLC. These products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, Ten40Investing, LLC. Securities and insurance offered through LPL or its affiliates are: Not Insured by FDIC or Any Other Government Agency, Not Bank Guaranteed, Not Bank Deposits or Obligations, May Lose Value. |
Registered Investment Advisor:
Yes
Registered Representative:
Yes
Investment Advisor Representative:
Yes
Compliance Disclosures in Last 5 years:
I have a clean record
Criminal Disclosures in Last 5 years:
I have a clean record
| Sun. | 10:00 AM - 5:30 PM |
| Mon. | 7:30 AM - 4:00 PM |
| Tue. | 7:30 AM - 4:00 PM |
| Wed. | 7:30 AM - 4:00 PM |
| Thu. | 7:30 AM - 4:00 PM |
| Fri. | 7:30 AM - 4:00 PM |
| Sat. | 10:00 AM - 5:30 PM |
| Montana, North Dakota, South Dakota, Florida |
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