To combine the strength and heritage of our practice with the insight, concern, and experience of
our associates to give clients objective, individualized advice and service that will help them
achieve their long-term financial goals.
We serve individuals and businesses in all areas of investment planning, including:
- Retirement planning - Help making the most of your employer-sponsored retirement plans and IRAs. Determining how much you may need to retire comfortably. Helping clients manage their assets before and during retirement.
- Education funding - Recommending investment and accumulation strategies to help you pay for your children's education.
- Investments - Determining your asset-allocation needs. Helping you understand your risk tolerance. Recommending suitable investment vehicles to help you reach your goals.
- Employee and executive benefits - Helping your business attract and retain qualified employees through benefit packages.
|Firm Start Year:||1995|
|States Licensed in:||AZ, CA, CT, IA, FL, MA, MD, ME, NC, NH, NJ, NM, NY, OH, RI, SC, TX, VA|
|Number of Years with Current Firm:||6|
|Work Experience:||Previous Work Experience: Financial Advisor with Merrill Lynch and UBS|
|I work with the following types of clients:||Individual Investors, Businesses|
|Investment Types:||Stocks, Insurance, Bonds, Mutual Funds, Annuities, Exchange Traded Funds (ETFs), Alternative Investments, Options & Futures, Socially Responsible Investments (SRI)|
|I can meet clients in the following ways:||At my office, At your home|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Annuity, Health, Life, Long Term Care, Variable Annuity, Variable Life, Accident|
|Financial Organization Memberships:||Financial Planning Association (FPA)|
|Registered Investment Advisor:||Yes|
|Investment Advisor Representative:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Fee Structure:||Fee-Based (Fee and Commissions)|
|Minimum Portfolio Size for New Managed Accounts:||$50,000|
|Compensation Methods:||Based on Assets|
|Additional Details on Charges:||Fee-based accounts are not suitable for all investors.|