To combine the strength and heritage of our practice with the
insight, concern, and experience of our associates to give
clients objective, individualized advice and service that will
help them achieve their long-term financial goals.
We serve individuals and businesses in all areas of investment
- Retirement planning - Help making the most of your employer-
sponsored retirement plans and IRAs. Determining how much you may
need to retire comfortably. Helping clients manage their assets
before and during retirement.
- Education funding - Recommending investment and accumulation
strategies to help you pay for your children's education.
- Investments - Determining your asset-allocation needs. Helping
you understand your risk tolerance. Recommending suitable
investment vehicles to help you reach your goals.
- Employee and executive benefits - Helping your business attract
and retain qualified employees through benefit packages.
|Firm Start Year:||1995|
|States Licensed in:||AZ, CA, CT, IA, FL, MA, MD, ME, NC, NH, NJ, NM, NY, OH, RI, SC, TX, VA|
|Number of Years with Current Firm:||6|
|Work Experience:||Previous Work Experience: Financial Advisor with Merrill Lynch and UBS|
|I work with the following types of clients:||Individual Investors , Businesses|
|Investment Types:||Stocks , Insurance , Bonds , Mutual Funds , Annuities , Exchange Traded Funds (ETFs) , Alternative Investments , Options & Futures , Socially Responsible Investments (SRI)|
|I can meet clients in the following ways:||At my office , At your home|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Annuity , Health , Life , Long Term Care , Variable Annuity , Variable Life , Accident|
|Financial Organization Memberships:||Financial Planning Association (FPA)|
|Registered Investment Advisor:||Yes|
|Investment Advisor Representative:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Fee Structure:||I am a fee-based financial professional|
|Minimum Portfolio Size for New Managed Accounts:||$50,000|
|Compensation Methods:||Based on Assets|
|Additional Details on Charges:||Fee-based accounts are not suitable for all investors.|
|Mon.||9:00 AM - 5:00 PM|
|Tue.||9:00 AM - 5:00 PM|
|Wed.||9:00 AM - 5:00 PM|
|Thu.||9:00 AM - 5:00 PM|
|Fri.||9:00 AM - 5:00 PM|