Our mission is to help our clients and their families achieve and maintain financial peace of
mind - preserving the nest egg and wealth they have created and build a legacy for future
Our reputation for excellence is earned through the hard work of our highly experienced team who are focused exclusively on the planning of your financial future. As a highly-valued client, you can be certain that Legend Capital's is committed to providing the exceptional client service you expect and deserve.
You will benefit from Legend Capital's holistic approach to long-term wealth management and comprehensive planning approach.
We customize all investment recommendations for each client - No cookie-cutter portfolios!
Our clients come first in everything we do. This shows in the relationships we have built over the years, along with the service we provide to each individual client.
I look forward to speaking with you. Thank you,
-Luke M. Johnson
|Firm Start Year:||2006|
|States Licensed in:||AZ,CA,CO,CT,IA,IL,FL,GA,KY,KS,MO,MT,NV,NY,MI,NC, TN,TX,VA,WA|
|Number of Years with Current Firm:||6|
|I work with the following types of clients:||Non-Profit Organizations , Individual Investors , Businesses|
|Investment Types:||Alternative Investments , Mutual Funds , Options & Futures , Bonds , Stocks , Annuities , Insurance|
|I can meet clients in the following ways:||Via email , At my office , Via phone , At your office , Video Conference , At your home|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Disability , Variable Life , Long Term Care , Variable Annuity , Life , Health , Annuity|
|Financial Organization Memberships:||Million Dollar Roundtable , National Association of Insurance and Financial Advisors (NAIFA)|
|Firm's Number of Clients:||278|
|Firm's Number of Planning Clients:||108|
|Firm's Number of Managed Clients:||263|
|Assets Managed by Firm:||167,250,000|
|Assets Managed by Advisor:||$128,500,000|
|Investment Advisor Representative:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Fee Structure:||I am a Fee-Based financial professional|
|Minimum Portfolio Size for New Managed Accounts:||500,000|
|Compensation Methods:||Based on Assets , Commissions , Flat Fee|
|Fee % Based on Assets:||.5%-1%/Yr|
|Additional Details on Charges:||
We are very cost conscious and always look to keep costs low for our clients. |
Example: Our clients have often been surprised to learn that they can often save thousands of dollars over time by simply NOT owning Mutual Funds and other investments that are often expensive internally and lack transparency.
|Minimum Fee Charged for Managed Accounts:||.25%/Yr|
|Minimum Fee Charged for Hourly Planning Accounts:||$250/Hour|
|Organization:||Dream Catchers Foundation Scottsdale, AZ|
|Position :||Board Member|
|Duration :||2/1/2018-Currently holding|
|Bachelor's of Sciense - Business Administration - Business, with studies in Finance and Accounting||
University of Kansas - Lawrence, KS
Luke M. Johnson is a Registered Representative of Coastal Equities, Inc., and an Investment Advisory Representative with Coastal Investment Advisors, Inc.. Securities are offered through Coastal Equities, Inc. Member FINRA/SPIC; Investment Advisory Services are offered through Coastal Investment Advisors, Inc., a U.S. SEC Registered Investment Advisor, co-located at 1201 N. Orange St., Suite 729, Wilmington, DE 19801. Legend Capital Group, Inc. is not affiliated with Coastal Equities, Inc. or Coastal Investment Advisors, Inc..
Luke M. Johnson is the Founder and Chief Executive Officer of Legend Capital Group, Inc.
Prior to launching the firm in 2006, Luke began his career as a financial advisor in 1999 at Robert W. Baird and Northwestern Mutual in Kansas City, Missouri. While there, he excelled at designing customized wealth management and life insurance solutions for his clientele.
Today, as a Senior Wealth Advisor, Luke specializes in tactical asset management, retirement income planning, and income tax reduction strategies.
In addition, he is highly skilled at identifying and positioning alternative investments within client portfolios in an effort to increase asset allocation and reduce long-term volatility. These investments also can produce high levels of monthly income, which our clients have greatly appreciated.
Luke has provided counseling on a wide range of financial matters, and today works closely with affluent individuals, families, private companies, and non-profit organizations in over 20 states.
From strategic planning for long-term goals, to succession planning and wealth transfer, Luke brings a wealth of knowledge that encourages creative thought and visionary solutions.
His honest and strategic advice has allowed his clients to successfully navigate the ever-changing financial markets for over 18 years. Lukes tax-efficient, investment recommendations are customized for each client and designed to specifically meet their objectives.
His expertise allows his clients to feel a sense of confidence and peace of mind, while experiencing a level of best-in-class service that theyve come to expect and deserve.
Financial Advice & Consulting
We provide advice and consulting services to our clients, where we give specific guidance related to their financial picture. This advice is very comprehensive in nature, so as to consider all of their most important investment and financial objectives.
This is an area of expertise. We work with clients all across the country who have retired or are preparing to retire. We provide specific recommendations for these clients, as we manage their portfolios, focused on both preserving and smartly growing their assets, while implementing investment strategies that allow for maximum monthly and annual income to be generated during retirement.
We have completed dozens of 401k rollovers for clients in the past several years, assisting with the transfer of assets from a client's 401k and typically into a Traditional IRA. By doing so, the client now obtains full control of the assets, no long being limited to a list of mutual funds. Clients are now able to diversify their portfolio across any investment type, such as stocks, ETFs ( exchange traded funds ), bonds, closed-end funds, and even high-quality alternative investment funds ( private equity, private debt, hedge funds, real estate funds, and many others. )
|Sun City West||Surprise|
|Mon.||7:00 AM - 5:00 PM|
|Tue.||7:00 AM - 5:00 PM|
|Wed.||7:00 AM - 5:00 PM|
|Thu.||7:00 AM - 5:00 PM|
|Fri.||7:00 AM - 5:00 PM|
This award is earned by advisors who meet all criterion related to a very high level of production coupled with providing elite service to their clients.
Arizona Business interviewed several hundred financial advisors and identified 12 that met all of the criterion to receive this honor.