wiseradvisor


Jeffrey Wilcock, RFC®
Seros Financial

Tel: 480-967-1155
2141 E. Broadway Rd.
Suite 220
Tempe, AZ 85282
Seros Financial | Financial Advisor in Tempe ,AZ

Live your retirement by design not by default.


About Jeffrey Wilcock

Jeff began his financial career in 1990 and is currently a Registered Financial Consultant (RFC) and has his series 7, 63, 65 and 24 licenses. Jeff has been a popular seminar speaker and even hosted a series of radio broadcasts on financial matters.

Jeff faces each day with a positive optimism that is wildly contagious. Jeffs clients love their meetings with him and have great deal of respect for what he does. In 2000 Jeff met Bill Kelso CPA, CFP, the two decided to merge and create Alliance Financial Group. That company then combined with Campbell Schoneberger 11 years later, to become Seros Financial.

On weekends, Jeff loves spending time with his family. His wife, Kerri, is an amazing decorator (not exaggerating, when you see our office youll believe me!) and together they have 4 children. With his love for life, Jeff enjoys nothing more than to be outside jogging, hiking a trail or riding a mountain bike. Jeff has been a leader with the Boy Scouts of America for over 20 years.


About Seros Financial

Most people only get one shot at retirement. That's why we help you take the guess work out of the process. Seros360? is a seven part mentoring approach to retirement.

1. Goals

We build a bridge from your idea of retirement to the real thing. What really matters most to you in retirement and understand the steps needed to reach your goals.

2. Risks

Living longer. Rising healthcare costs. Inflation. These are risks everyone faces during retirement. Working together, we can help you identify your risks and plan accordingly.

3. Investments

You need an investment strategy that takes into account your retirement goals, how you view risk, and your timeline for retirement. We take a dynamic money management approach in activley monitoring and adjusting your portfolio.

4. Income

Income is the engine of your retirement. We help you develop a plan so you take the right amount of income in the most tax efficient way possible.

5. Taxes

We help you develop a strategy that balances your tax burden now and throughout retirement.

6. Test Run

Why guess about your retirement? Take a Retirement Test Run. This simulated retirement approach lets you actually experience what it will be like to live on the income you'll have during retirement.

7. Retirement

With lessons from your Retirement Test Run and adjustments to your plan, you are ready to retire with confidence.

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General Information

Firm Start Year:   1990
No.of Employees:   2-4
Insurance License#:   801440
Name of Broker/Dealer:   United Planners Financial Services
Name of Custodial Firm:   Axos Advisor Services
States Licensed in:   AZ CA CO CT FL MI MO MT NV NM NY OK TX UT VA WA
Number of Years with Current Firm:   6

Services

Investment Types:   Exchange Traded Funds (ETFs), Alternative Investments, Stocks, Mutual Funds, Bonds, Annuities, Insurance
Can meet clients in the following ways:   Via Phone, Via Email, Our Office

Qualifications & Memberships

Insurance and Annuity Licenses:   Annuity, Long Term Care, Variable Annuity, Disability, Variable Life, Health, Life
Financial Organization Memberships:   National Association of Personal Financial Advisors (NAPFA), Registered Financial Consultant (RFC), Financial Planning Association (FPA)

Firm Information

Firm's Number of Clients:   450
Firm's Number of Planning Clients:   120
Firm's Number of Managed Clients:   300
Assets Managed by Firm:   $155,000,000
Assets Managed by Advisor:   $50,000,000

Compensation and Fees

Fee Structure:   Fee-Based
Minimum Portfolio Size for New Managed Accounts:   $250,000
Compensation Methods:   Commissions, Based on Assets, Hourly
Fee % Based on Assets:   1.75%
Hourly Rate:   $220.00
Minimum Fee Charged for Managed Accounts:   1%
Minimum Fee Charged for Hourly Planning Accounts:   $125.00

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Faqs

Do you have a customer satisfaction or refund policy?

Yes

How are you compensated? How will I pay for your services?

Annual management fee based on portfolio value.

If you are going to manage my account, will you obtain my permission every time you buy or sell something?

No. We need full discretion in order to trade numerous accounts on a global basis.

How many clients do you currently manage?

130

Will you be the only person working with me?

Yes

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Disclaimer

Jeffrey P. Wilcock is a Registered Representative offering Securities through United Planners Financial Services, Member FINRA, SIPC. Advisory Services offered Through Seros Financial LLC. Seros Financial and United Planners are independent companies.

Compliance

Registered Investment Advisor:

Yes


Registered Representative:

Yes


Investment Advisor Representative:

Yes


Acknowledged fiduciary:

Yes


Compliance Disclosures in Last 5 years:

Have a clean record


Criminal Disclosures in Last 5 years:

Have a clean record


Office Hours

wiseradvisor-balck-li-img Mon. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 9:00 AM - 3:00 PM

Communities Served

Chandler Fountain Hills
Gilbert Glendale
Higley Mesa
Paradise Valley Peoria
Phoenix Queen Creek
Scottsdale Tempe
Youngtown

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