Seros Financial | Financial Advisor in Tempe ,AZ

2141 E. Broadway Rd.
Suite 220
Tempe, AZ 85282
Phone: (480) 967-1155

Live your retirement by design not by default.


About

Most people only get one shot at retirement. That's why we
help you take the guess work out of the process. Seros360? is
a seven part mentoring approach to retirement.
1. Goals
We build a bridge from your idea of retirement to the real
thing. What really matters most to you in retirement and
understand the steps needed to reach your goals.
2. Risks
Living longer. Rising healthcare costs. Inflation. These are
risks everyone faces during retirement. Working together, we
can help you identify your risks and plan accordingly.
3. Investments
You need an investment strategy that takes into account your
retirement goals, how you view risk, and your timeline for
retirement. We take a dynamic money management approach in
activley monitoring and adjusting your portfolio.
4. Income
Income is the engine of your retirement. We help you develop a
plan so you take the right amount of income in the most tax
efficient way possible.
5. Taxes
We help you develop a strategy that balances your tax burden
now and throughout retirement.
6. Test Run
Why guess about your retirement? Take a Retirement Test Run.
This simulated retirement approach lets you actually
experience what it will be like to live on the income you'll
have during retirement.
7. Retirement
With lessons from your Retirement Test Run and adjustments to
your plan, you are ready to retire with confidence.

27 Years of Experience


  • CRD# 2034946
  • Insurance License# 801440
  • Series 6, 7, 22, 24, 26, 63, 65, 66

General Information
Firm Start Year:   1990
No.of Employees:   2-4
Insurance License#:   801440
Name of Broker/Dealer:   United Planners Financial Services
Name of Custodial Firm:   Trust Company of America
States Licensed in:   AZ CA CO CT FL MI MO MT NV NM NY OK TX UT VA WA
Number of Years with Current Firm:   6
I work with the following types of clients:   Individual Investors


Services
Investment Types:   Exchange Traded Funds (ETFs) , Alternative Investments , Stocks , Mutual Funds , Bonds , Annuities , Insurance
I can meet clients in the following ways:   Via phone , Via email , At my office


Qualifications & Memberships
Insurance and Annuity Licenses:   Annuity , Long Term Care , Variable Annuity , Disability , Variable Life , Health , Life
Financial Organization Memberships:   National Association of Personal Financial Advisors (NAPFA) , Registered Financial Consultant (RFC) , Financial Planning Association (FPA)


Firm Information
Firm's Number of Clients:   450
Firm's Number of Planning Clients:   120
Firm's Number of Managed Clients:   300
Assets Managed by Firm:   $155,000,000
Assets Managed by Advisor:   $50,000,000


Compliance
Registered Investment Advisor:   Yes
Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:   $250,000
Compensation Methods:   Commissions , Based on Assets , Hourly
Fee % Based on Assets:   1.75%
Hourly Rate:   $220.00
Minimum Fee Charged for Managed Accounts:   1%
Minimum Fee Charged for Hourly Planning Accounts:   $125.00



FAQs

  • Do you have a customer satisfaction or refund policy? Yes
  • How many clients do you currently manage? 130
  • Will you be the only person working with me? Yes
  • How are you compensated? How will I pay for your services? Annual management fee based on portfolio value.
  • If you are going to manage my account, will you obtain my permission every time you buy or sell something? No. We need full discretion in order to trade numerous accounts on a global basis.
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DISCLAIMER

Jeffrey P. Wilcock is a Registered Representative offering Securities through United Planners Financial Services, Member FINRA, SIPC. Advisory Services offered Through Seros Financial LLC. Seros Financial, LLC. and United Planners are not affiliated.

Jeffrey Wilcock, RFC

Jeffrey Wilcock, RFC

RFC

Biography


Jeff began his financial career in 1990 and is currently a Registered Financial Consultant (RFC) and has his series 7, 63, 65 and 24 licenses. Jeff has been a popular seminar speaker and even hosted a series of radio broadcasts on financial matters.

Jeff faces each day with a positive optimism that is wildly contagious. Jeff?s clients love their meetings with him and have great deal of respect for what he does. In 2000 Jeff met Bill Kelso CPA, CFP, the two decided to merge and create Alliance Financial Group. That company then combined with Campbell Schoneberger 11 years later, to become Seros Financial.

On weekends, Jeff loves spending time with his family. His wife, Kerri, is an amazing decorator (not exaggerating, when you see our office you?ll believe me!) and together they have 4 children. With his love for life, Jeff enjoys nothing more than to be outside jogging, hiking a trail or riding a mountain bike. Jeff has been a leader with the Boy Scouts of America for over 20 years.

Communities Served

Chandler Fountain Hills
Gilbert Glendale
Higley Mesa
Paradise Valley Peoria
Phoenix Queen Creek
Scottsdale Tempe
Youngtown

Office Hours

Mon. 9:00 AM - 5:00 PM
Tue. 9:00 AM - 5:00 PM
Wed. 9:00 AM - 5:00 PM
Thu. 9:00 AM - 5:00 PM
Fri. 9:00 AM - 5:00 PM