We are a holistic financial services company, focused on helping our personal and corporate
clients reach their financial goals by offering innovative solutions, best-in-class products, and
superior technologies. With integrity and ingenuity at the forefront of our practice, we
specialize in tailor-made cases that are as individual as the clients for which they are
designed. Our objectives include developing solutions toward the accomplishment of significant
goals as well as the satisfactory resolution of client issues. With over one-hundred combined
years of experience in this industry, a track-record of exceptional success, a highly-educated
and service-oriented staff, and up-to-the-second tracking and reporting systems, we are confident
that we can produce a tailored-fit and financially rewarding experience.
Our company partners with some of the largest and most stable insurance, investment, real estate,
mortgage, tax, and legal firms around the world. Through these connections we can offer
consumers a myriad of options when it comes to their financial lives. With personal clients that
stem from various backgrounds and corporate clients representing numerous different industries,
our firm is widely practiced; this broad range of experience provides us with expertise no matter
how complex the situation may be.
General Information |
| Firm Start Year: | 1980 | |
| No.of Employees: | 10-19 | |
| Insurance License#: | 0124469 |
| Number of Years with Current Firm: | 11 |
| I work with the following types of clients: | Non-Profit Organizations, Investment Clubs, Businesses, Individual Investors |
Services |
| Investment Types: | Life Insurance, Exchange Traded Funds (ETFs), Mutual Funds, Bonds, Stocks, Annuities |
| I can meet clients in the following ways: | At your home, At my office, Via Phone, At your office, Via Email |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Life, Annuity, Long Term Care |
Firm Information |
| Firm's Number of Clients: | 508 |
| Firm's Number of Managed Clients: | 508 |
| Assets Managed by Firm: | $500M |
| Advisor's Number of Clients: | 508 |
| Advisor's Number of Managed Clients: | 508 |
| Assets Managed by Advisor: | $500M |
Compensation and Fees |
| Minimum Portfolio Size for New Managed Accounts: | $100,000 |
RTA & Associates Financial & Insurance Services Inc. and Kinetic Investment Management Inc. are two separate entities. Insurance products and services are offered and sold through individually licensed and appointed agents in all appropriate jurisdictions under RTA & Associates Financial & Insurance Services Inc. Investment advisory services are offered through Kinetic Investment Management Inc. a registered investment adviser. Please remember that securities cannot be purchased, sold or traded via email or voice message system. Likewise, insurance coverage cannot be bound, altered or cancelled via email or voice message system.
My name is Sam and I've been working at RTA & Associates for almost 9 years. Ive always had a drive and passion for working in this industry ever since I was a member of the business academy in high school. It was then that I realized this career path would give me the opportunity to help clients reach their financial goals while simultaneously helping me reach mine. After high school, I studied business administration at the University of La Verne. While at the University of La Verne, I played basketball for the school for three seasons, and was elected as the team captain. My experiences from college taught me that with hard work and a team oriented focus, there is no limit on the successes you are able to accomplish. I have carried that with me into this organization, and Im constantly trying to use my talents to help grow this company, while providing our existing clients with ongoing support and strategy.
Throughout the years, I have taken on many different roles in this organization, which I think has made me very well rounded as a financial planner and a better team member. Now my experience has lead me to manage our wealth management division of Adams & Associates Wealth Management. I am excited for this role in our company, and eager to strategize with each individual client on customized financial plans that best fits them personally.
Financial Advice & Consulting |
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Security and prosperity for the financial futures of our clients is the paramount priority at RTA and Associates. Every passing moment is another opportunity to plant seeds for success for families and businesses, and we take pride in heeding that call with passion, integrity, and ingenuity. Our firm functions by earning trust and nurturing business relationships. Those connections start with a contact, sometimes ignited by no more than the peace of mind that comes from getting a second set of eyes on a financial situation that has become so familiar it feels foreign. We provide this professional perspective, and offer comfort to our clients that can start with a preliminary complimentary conference to present how our philosophy, practices, and people produce the highest quality of comprehensive consultation. |
Richard Allard
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Mon. | 8:00 AM - 5:00 PM |
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Tue. | 8:00 AM - 5:00 PM |
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Wed. | 8:00 AM - 5:00 PM |
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Thu. | 8:00 AM - 5:00 PM |
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Fri. | 8:00 AM - 5:00 PM |
| Burbank | Calabasas |
| Canoga Park | Granada Hills |
| La Canada Flintridge | La Crescenta |
| Malibu | North Hills |
| Northridge | Pasadena |
| Porter Ranch | San Fernando |
| Santa Clarita | Sherman Oaks |
| Stevenson Ranch | Studio City |
| Sun Valley | Tarzana |
| Valencia | Valley Village |
| Van Nuys | West Covina |
| West Hills | Woodland Hills |
| Check | Bank Transfer |
| Visa | MasterCard |