Signature Estate & Investment Advisors, LLC® (SEIA) is a Registered
Investment Advisory firm offering wealth management services
tailored to meet the unique needs of affluent individuals,
institutions and corporations. SEIA's reputation is earned on a
daily basis, in each client relationship and professional
affiliation we maintain. Accordingly, these values shape our firm:
SEIA mandates extensive and comprehensive requirements for all
advisors in the areas of accredited degrees, professional
designations, licensing, and ethics requirements. Continuous
enhanced education and experience enable our Certified Financial
Planners (CFP®) and Chartered Financial Analysts (CFA®) to design
individually tailored strategies and provide relationship-based
financial advice meeting both the short and long term goals of each
client. Confidential, unbiased, high quality financial advice is
the core of our wealth management strategies.
SEIA's reputation is earned on a daily basis in each client
relationship and professional affiliation we maintain. Accordingly,
SEIA and its affiliates manage over $4.2 billion in client assets
as of June 30, 2014.
|Firm Start Year:||1997|
|Name of Broker/Dealer:||Signator Investors|
|Name of Custodial Firm:||Charles Schwab, Fidelity|
|States Licensed in:||California|
|Number of Years with Current Firm:||7|
|I work with the following types of clients:||Non-Profit Organizations , Individual Investors , Businesses|
|Investment Types:||Alternative Investments , Mutual Funds , Options & Futures , Bonds , Stocks , Annuities , Insurance , Commodities , Exchange Traded Funds (ETFs) , Socially Responsible Investments (SRI)|
|I can meet clients in the following ways:||At your office , At your home , At my office|
|Qualifications & Memberships|
|Insurance and Annuity Licenses:||Annuity , Variable Life , Long Term Care , Variable Annuity , Life|
|Firm's Number of Clients:||2750|
|Assets Managed by Firm:||$4.2 Billion|
|Registered Investment Advisor:||Yes|
|Investment Advisor Representative:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
|Compensation & Fees|
|Fee Structure:||I am a Fee-Based financial professional|
|Minimum Portfolio Size for New Managed Accounts:||$250,000|
|Compensation Methods:||Based on Assets , Hourly|
|Fee % Based on Assets:||.75%-1.5%|
|Additional Details on Charges:||
The actual fee for any portfolio is negotiated based
on the unique objectives of each client, the
complexity of the investment plan, the type of
assets held in the account, and other factors.
Troy A. Franzen, CWS®, AIF® is a Financial Advisor with signature Estate & Investment Advisors, LLC. Mr. Franzen has been in the securities and insurance business since 1996, starting with his tenure at SEIA from 1996 through 2001 as a Financial Advisor. Prior to rejoining SEIA in 2013, he served as Senior Private Client Advisor for the Private Client Services Group and Wealth Advisor for the Wealth Management Group of two major banking firms, where he was responsible for providing clients with comprehensive wealth management strategies such as financial planning, investment planning, charitable planning and retirement planning.
Troy spends time giving back to local non-profits and serves on the Brandman University Advisory Council. He resides in Orange County, California with his wife and two children. Mr. Franzen is an avid sports fan. He currently coaches hockey, baseball and soccer.
Mr. Franzen received his B.S. in Business Administration, Finance from California State University, Northridge. He has earned his Certified Wealth Strategist® designation from Cannon Financial Institute and his Personal Financial Planning Certificate from the University of California, Los Angeles. He has earned the Accredited Investment Fiduciary® (AIF®) professional designation from Fiduciary360. He is also a licensed insurance agent (CA Ins. License #0B73126).
|Mon.||9:00 AM - 5:00 PM|
|Tue.||9:00 AM - 5:00 PM|
|Wed.||9:00 AM - 5:00 PM|
|Thu.||9:00 AM - 5:00 PM|
|Fri.||9:00 AM - 5:00 PM|
SEIA Continues Rapid Growth
Details:- Named to the inaugural 2014 Financial Times 300 Top Registered Investment Advisers List. - Named to the Forbes Top 50 Wealth Managers in the U.S. - Included on Los Angeles Business Journal list of top money management firms. - SEIA surpasses $4.2 Billion in assets under management.