Troy Franzen, CWS, AIF
Signature Estate & Investment Advisors

Tel: (949) 705-5188
2010 Main Street, Suite 220
Irvine, CA 92614
Signature Estate & Investment Advisors | Financial Advisor in Irvine ,CA

About Signature Estate & Investment Advisors

Signature Estate & Investment Advisors, LLC (SEIA) is a Registered
Investment Advisory firm offering wealth management services
tailored to meet the unique needs of affluent individuals,
institutions and corporations. SEIA's reputation is earned on a
daily basis, in each client relationship and professional
affiliation we maintain. Accordingly, these values shape our firm:
SEIA mandates extensive and comprehensive requirements for all
advisors in the areas of accredited degrees, professional
designations, licensing, and ethics requirements. Continuous
enhanced education and experience enable our Certified Financial
Planners (CFP) and Chartered Financial Analysts (CFA) to design
individually tailored strategies and provide relationship-based
financial advice meeting both the short and long term goals of each
client. Confidential, unbiased, high quality financial advice is
the core of our wealth management strategies.

SEIA's reputation is earned on a daily basis in each client
relationship and professional affiliation we maintain. Accordingly,
SEIA and its affiliates manage over $4.2 billion in client assets
as of June 30, 2014.

18 Years of Experience


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General Information

Firm Start Year:   1997
No.of Employees:   50-99
Insurance License#:   OB73126
Name of Broker/Dealer:   Signator Investors
Name of Custodial Firm:   Charles Schwab, Fidelity
States Licensed in:   California
Number of Years with Current Firm:   7
I work with the following types of clients:   Businesses , Non-Profit Organizations , Individual Investors


Services

Investment Types:   Alternative Investments , Stocks , Mutual Funds , Bonds , Options & Futures , Commodities , Exchange Traded Funds (ETFs) , Annuities , Insurance , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   At my office , At your office , At your home


Qualifications & Memberships

Insurance and Annuity Licenses:   Life , Annuity , Long Term Care , Variable Annuity , Variable Life


Firm Information

Firm's Number of Clients:   2750
Assets Managed by Firm:   $4.2 Billion


Compliance

Registered Investment Advisor:   Yes
Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:   $250,000
Compensation Methods:   Hourly , Based on Assets
Fee % Based on Assets:   .75%-1.5%
Hourly Rate:   $450
Additional Details on Charges:   The actual fee for any portfolio is negotiated based
on the unique objectives of each client, the
complexity of the investment plan, the type of
assets held in the account, and other factors.


Troy Franzen, CWS, AIF

Troy Franzen, CWS, AIF

CWS, AIF


Troy A. Franzen, CWS, AIF is a Financial Advisor with signature Estate & Investment Advisors, LLC. Mr. Franzen has been in the securities and insurance business since 1996, starting with his tenure at SEIA from 1996 through 2001 as a Financial Advisor. Prior to rejoining SEIA in 2013, he served as Senior Private Client Advisor for the Private Client Services Group and Wealth Advisor for the Wealth Management Group of two major banking firms, where he was responsible for providing clients with comprehensive wealth management strategies such as financial planning, investment planning, charitable planning and retirement planning.

Troy spends time giving back to local non-profits and serves on the Brandman University Advisory Council. He resides in Orange County, California with his wife and two children. Mr. Franzen is an avid sports fan. He currently coaches hockey, baseball and soccer.

Mr. Franzen received his B.S. in Business Administration, Finance from California State University, Northridge. He has earned his Certified Wealth Strategist designation from Cannon Financial Institute and his Personal Financial Planning Certificate from the University of California, Los Angeles. He has earned the Accredited Investment Fiduciary (AIF) professional designation from Fiduciary360. He is also a licensed insurance agent (CA Ins. License #0B73126).

Office Hours

wiseradvisor-balck-li-img Mon. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 9:00 AM - 5:00 PM