David Vander Zwaag
National Planning Corporation

Tel: (408) 540-7120
270 El Dorado street
Monterey, CA 93940
National Planning Corporation | Financial Advisor in Monterey ,CA

About National Planning Corporation

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Dave established his independent investment advisory firm in September of 1987. He
has built a practice of primarily pre- and post-retirement, individual clients, using a close
relationship with each client to determine specific needs and goals. Dave utilizes all
aspects of financial planning to satisfy the broad range of requests for his clients,
including, but not limited to: Stocks, bonds, mutual funds, alternative investments,
annuities, and life and health insurance. The cross section of clients are primarily
individual, high net worth clients, plus a short list small companies, located mainly in the
Silicon Valley of San Jose, California. Dave?s practice is allocated mainly to fee based
accounts and some commission and insurance as well.


General Information

Firm Start Year:   1983
No.of Employees:   1
Insurance License#:   0650809
Name of Broker/Dealer:   National Planning Corporation
Name of Custodial Firm:   Pershing Securities
States Licensed in:   AP,CA,FL,ID,LA,NV,OH,UT,VA,WA,WI
Number of Years with Current Firm:   2
Work Experience:   I have been an independent financial advisor for over 20 years. Through personal and business relationships I have created a unique ability to apply personal planning catered to the individual needs of each client separately.
I work with the following types of clients:   Businesses , Individual Investors , Non-Profit Organizations


Services

Investment Types:   Alternative Investments , Stocks , Mutual Funds , Bonds , Exchange Traded Funds (ETFs) , Mortgages & Real Estate , Annuities , Insurance , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   Via email , At your home , At your office , At my office , Via phone


Qualifications & Memberships

Insurance and Annuity Licenses:   Life , Variable Life , Variable Annuity , Long Term Care , Annuity , HMO , Health , Disability
Financial Organization Memberships:   Financial Planning Association (FPA)


Firm Information

Firm's Number of Clients:   400
Firm's Number of Planning Clients:   250
Firm's Number of Managed Clients:   100
Assets Managed by Firm:   $50 million
Advisor's Number of Clients:   400
Advisor's Number of Managed Clients:   100
Advisor's Number of Planning Clients:   250
Assets Managed by Advisor:   $50 million


Compliance

Registered Representative:   Yes
Investment Advisor Representative:   Yes
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $50,000
Compensation Methods:   Flat Fee , Based on Assets , Commissions , Hourly
Fee % Based on Assets:   1-2%



Faqs

  • What are your qualifications? What is your education background? With over 25 years as an Independent Financial Planner, I have created a clientele based on quality of service and individual needs-planning for each client. I am a graduate of the University of California at Pomona with a Bachelors Degree in Business Administration.
  • What is your approach to financial planning? Quality financial planning requires the planner knowing a client, gathering data to analyze the goals, and creating a plan to solve the issues that "keep you up at night!"
  • What services do you offer? Financial Plan preparation, Retirement Planning issues, Tax Planning, Investment recommendations for stocks, bonds, mutual funds, annuities, as well as Life or Medical Insurance.
  • What financial institution(s) do you represent? As an Independent Financial Planning Office, we are able to represent most any non-propriatary investment institution needed to meet individual planning issues for client.
  • Do you provide a free initial consultation? Yes, the initial consultation is merely to see 'if' your needs and goals can be filled through our services and is therefore a 'no fee' meeting.
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Disclaimer

Securities and advisory services offered through National Planning Corporation (NPC), Member NASD/SIPC, and a Registered Investment Adviser. David J. Vander Zwaag and NPC are serarate and unrelated companies.

David Vander Zwaag

David Vander Zwaag

CSA, CLTC

Communities Served

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Office Hours

wiseradvisor-balck-li-img Mon. 8:30 AM - 5:30 PM
wiseradvisor-balck-li-img Tue. 8:30 AM - 5:30 PM
wiseradvisor-balck-li-img Wed. 8:30 AM - 5:30 PM
wiseradvisor-balck-li-img Thu. 8:30 AM - 5:30 PM
wiseradvisor-balck-li-img Fri. 8:30 AM - 5:30 PM