Vellum Financial | Financial Advisor in San Luis Obispo ,CA

1880 Santa Barbara Ave
Suite 240
San Luis Obispo, CA 93401


Vellum Financial is an investment advisory firm that specializes in working
with retirees and those preparing to retire.

20 Years of Experience

General Information
Firm Start Year:   2009
No.of Employees:   2-4
Insurance License#:   0B55578
Name of Custodial Firm:   Charles Schwab Institutional
States Licensed in:   CA, OR, WA, NV, MS, IL, TX, NC, NY, FL
Number of Years with Current Firm:   1
Work Experience:   I have worked as a wealth advisor my entire career after graduating from college in 1991. I have worked for a couple of major Wall Street firms including Merrill Lynch and most recently UBS. I have recently opened my own SEC Registered Investment Advisory firm, Vellum Financial.
I work with the following types of clients:   Businesses , Non-Profit Organizations , Individual Investors

Investment Types:   Mutual Funds , Alternative Investments , Exchange Traded Funds (ETFs) , Stocks , Annuities , Insurance , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   At my office , Via phone

Qualifications & Memberships
Insurance and Annuity Licenses:   Annuity , Health , Variable Life , Long Term Care , Variable Annuity , Life
Firm Information
Firm's Number of Clients:   80
Firm's Number of Planning Clients:   80
Firm's Number of Managed Clients:   80
Assets Managed by Firm:   $140,000,000.00
Advisor's Number of Clients:   80
Advisor's Number of Managed Clients:   80
Advisor's Number of Planning Clients:   80
Assets Managed by Advisor:   $140,000,000.00

Registered Investment Advisor:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record

Compensation & Fees
Fee Structure:   I am a fee-only financial professional
Minimum Portfolio Size for New Managed Accounts:   $500,000
Compensation Methods:   Based on Assets
Fee % Based on Assets:   3.0%
Additional Details on Charges:   Our fee for managment is billed on the following grid:

Assets under Management Annual Advisory Fee
$0-$5,000,000 3.00%
$5,000,001+ 2.50%


Bryan Sullivan

Bryan Sullivan


Office Hours

Mon. 8:30 AM - 4:00 PM
Tue. 8:30 AM - 4:00 PM
Wed. 8:30 AM - 4:00 PM
Thu. 8:30 AM - 4:00 PM
Fri. 8:30 AM - 12:00 PM

Compensation Arrangements

Check Money Order
Bank Transfer