Matthew Fallesen
Edward Jones

General Information

Firm Start Year:		2017
No.of Employees:		2-4
Insurance License#:		0H39657

Name of Broker/Dealer:

Edward Jones

Name of Custodial Firm:

Edward Jones Trust Company

States Licensed in:

AZ,CA,IA,KS,MT,NE,NJ,NV,OH,TX,UT,VA,WA,WY

Number of Years with Current Firm:

2

I work with the following types of clients:

Non-Profit Organizations, Investment Clubs, Businesses, Individual Investors

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Services

Investment Types:

Mutual Funds, Bonds, Exchange Traded Funds (ETFs), Stocks, Annuities, Insurance, Socially Responsible Investments (SRI)

I can meet clients in the following ways:

Via Phone, At my office, At your home, Via Email, At your office, Video Conference

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Qualifications & Memberships

Insurance and Annuity Licenses:

Accident, Disability, Annuity, Variable Life, Long Term Care, Variable Annuity, Life, Health

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Firm Information

Advisor's Number of Clients:

80

Advisor's Number of Managed Clients:

80

Advisor's Number of Planning Clients:

80

Assets Managed by Advisor:

$20,000,000

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Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

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Compensation and Fees

Fee Structure:

Fee-Based

Compensation Methods:

Commissions, Based on Assets

Fee % Based on Assets:

1.35

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