wiseradvisor

Michael Thompson
LPL Financial

Tel: 203-500-8527
110 Washington Ave. 3rd Floor
North Haven, CT 06473
LPL Financial | Financial Advisor in North Haven ,CT

BUILDING TOMORROW TOGETHER AT LPL


About Michael Thompson

Mike Thompson is a financial advisor with 21 years of experience. He specializes in helping individuals, families, and small businesses plan for the great financial goals in life. This includes:
Retirement
College Savings
Tax Savings
Insurance Needs
He institutes a comprehensive and personalized approach to helping clients pursue these goals.


About LPL Financial

LPL was founded with a revolutionary vision: Help financial professionals build competitive businesses while they served their clients' best interests. And more than 30 years later, that remains true of LPL today. Building on that foundation, LPL offers comprehensive support for financial professionals across the spectrum of our industry: from independent financial advisors to financial institutions, from local advisor teams to large-scale RIA firms, from fully autonomous business owners to advisors employed by LPL. We believe in the value of independent advice, but at LPL, independence is not one-size-fits all. How could we serve you?

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General Information

Firm Start Year:   1989
No. of Employees:   More than 5000
Insurance License#:   6078663
States Licensed in:   AZ, CA, CT, DE, FL, MA, ME, MN, NC, NJ, NY, OH, PA, SC, TX
Number of Years with Current Firm:   3
Work Experience:   LPL Financial: June 2019-present Foresters Financial: July 2001-June 2019
Work with the following types of clients:   Individual Investors, Businesses
Advisory Services Provided:   Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Retirement Planning, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Portfolio Management

Services

Investment Types:   Mutual Funds, Insurance, Exchange Traded Funds (ETFs), Annuities, Socially Responsible Investments (SRI)
Can meet clients in the following ways:   Phone, Our Office, Your Home, Email, Video Conference, Your Office

Qualifications & Memberships

Insurance and Annuity Licenses:   Annuity, Life, Long Term Care, Variable Life, Variable Annuity

Firm Information

Advisor's Number of Clients:   253
Assets Managed by Advisor:   $45000000

Compensation and Fees

Fee Structure:   Fee-Based
Minimum Portfolio Size for New Managed Accounts:   25000
Compensation Methods:   Based on Assets
Additional Details on Charges:   Fees are based on total household asset size. I also have the ability to work with retail mutual fund accounts with the various share classes offered.

Education

BA  - Finance   SCSU  - New Haven CT
09/1995-05/2001

FAQs

Why should I choose you as my financial advisor?

I take a comprehensive approach to helping clients pursue their most important financial goals of life. I also provide continuous and on-going support to make sure the plan set in place is helping to pursue that goal. I also have 21 years of experience dealing with clients and various market trends.

How do you charge for your services?

Fee based primarily but also work with commission based mutual funds if necessary.

What services do you provide? What are your specialties?

Overall investment/portfolio management
Retirement needs/income analysis
College Savings Strategies
Annuity strategies
Life insurance needs

What is your experience? How many clients do you currently manage?

253

What financial institution(s) do you represent?

LPL Financial

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Disclosures

WiserAdvisor provides referrals to financial professionals of LPL Financial, LLC (LPL). WiserAdvisor is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay WiserAdvisor cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.


LPL ADV 2A

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/wiseradvisor/wiseradvisor-lpl-detailed-disclosures.pdf


Disclaimer

Securities and advisory services are offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC). The LPL Financial registered representative(s) associated with this website may discuss and/or transact business only with residents of states in which they are properly registered or licensed. No offers may be made or accepted from an resident of any other state.

Compliance

Registered Representative:

Yes


Investment Advisor Representative:

Yes


Compliance Disclosures in Last 5 years:

I have a clean record


Criminal Disclosures in Last 5 years:

I have a clean record


Compensation Arrangements

Check

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