D. Michael Burleigh, Registered Investment Advisor
Peak Capital Management

Tel: 772-334-9592

750 SE Indian Street
Stuart, FL 34997

About Peak Capital Management

Our philosophy at Peak Capital Management is that we are the coach who assists you in identifying and reaching your own financial goals. Our seven-step educational process helps you identify your objectives and develop the strategies and tactics that will allow you to reach those goals. Seven Step Educational Process

Identify lifetime objectives & strategies Understand all your options Determine your risk profile Build your stable allocation model Optimize your investment allocations Identify tax reduction and catastrophic protection strategies Schedule regular periodic reviews

Peak Capital Management would be pleased to steer your course toward a lifetime of financial security.

General Information

Firm Start Year:		1993
No.of Employees:		2-4
Gender:		Male

States Licensed in:

Florida

Number of Years with Current Firm:

Advisory Services Provided:

401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Insurance Products & Annuities

Services

Investment Types:

Annuities, Insurance, Exchange Traded Funds (ETFs), Stocks, Mutual Funds, Bonds, Options & Futures

Qualifications & Memberships

Insurance and Annuity Licenses:

Life, Health, Annuity

Compliance

Registered Investment Advisor:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation and Fees

Fee Structure:

Fee-Based

Minimum Portfolio Size for New Managed Accounts:

$100,000.00

Compensation Methods:

Hourly, Flat Fee, Based on Assets, Commissions

Faqs

What services do you provide? What are your specialties? Burleigh & Associates, Inc. DBA Peak Capital Management is a registered investment advisor based in Jensen Beach, FL. I specialize in helping those who are in or near retirement, and offer my clients a wide range of advisory services, including financial planning and consulting and asset management.
What is your approach to financial planning? I am fee-based and my fee for asset management services ranges from 1% to 2%, and in some cases is less than 1%, depending on the size and complexity of your account. I am also a separately licensed independent insurance agent. In this capacity I can effect transactions in insurance products for my clients and earn commissions on these activities.
What services do you offer? One of the most important things for those in or near retirement is having defined goals and strategies that are in alignment with each other. What is important to me is to learn what is important to you. My step-by-step process will help you to identify your objectives, and will enable me to provide you with conservative investment strategies that will help fund a better standard of living.

D. Michael Burleigh

Registered Investment Advisor

I follow a few basic principles when running the practice. They are to do the right thing, do the best you can, and show people that you care.
Michael is a hands on advisor who takes great pleasure in running the business, delegating responsibilities to staff, and providing expert guidance to retirees and individuals who are fast approaching retirement. He is committed to providing clients with conservative investment strategies that will help fund a better standard of living during retirement. Just like his clients, Michael believes in the work ethic and knows how important it is to preserve hard-earned dollars. He started his career in the financial services industry in 1986, branching out to form his own company three years later. Since that time, he has had the privilege of meeting with over 2,500 people who are nearing retirement or already enjoying it. Michael is a State Registered Investment Advisor and Licensed Insurance Professional. Since opening his own firm over 20 years ago, Michael has been on a mission to protect client's capital. Unlike many advisors whom he thinks are mentally stuck in the 1990s with aggressive strategies, Michael specializes in conservative strategies that are likely to provide a steady and reliable return. Michael is literally always on the move. He took up running 18 years ago and has since completed numerous full and half marathons. Physical fitness and fiscal fitness are both of crucial importance to him.

My Team

D. Michael Burleigh President/Advisor

Michael has worked in the financial services industry for 30 years. In that time, he has had the pleasure of serving over 2500 clients, with a special focus on those born before 1966. Michael strives to educate clients on how to invest purposely and profitably by providing conservative options. He is dedicated to helping his clients reap the rewards of a well-planned retirement. Michael has presented over 100 public workshops and seminars to educate the community on a range of personal financ ...more

Erin Lindsay Office Manager

Prior to joining Peak Capital Management, Erin spent ten years working for Raymond James Financial Services and as an Office Manager and Paralegal for a law firm. She has a talent for working with clients and providing them with superior service. She recently moved to Florida from New Jersey and loves her new home. A lifelong animal lover, she enjoys hiking and nature, museums, and British television.

Richard Pontynen Tax Services

Although he retired from his firm in 2006, Rich still enjoys helping people with all of their tax preparation needs. Rich has the unique ability of explaining complex tax code in a manner that people can understand. Rich is in charge of our Tax Practice. With 29 years of experience as a partner of a tax firm in Richmond, VA, you can be confident that your tax returns will be handled by a true professional. As a Florida retiree, Rich is not holding back from taking advantage of its wonderful amen ...more

Carty Burleigh Marketing & Events

Carty really enjoys setting up all of the special events we hold during the year. Carty is responsible for scheduling our special events and assisting with seminar activities. She brings her creative energy and attention to detail in all she endeavors. Carty is truly a part of the Peak Capital Management family. As our Event Coordinator, her years of experience in the hospitality industry make our workshops, meetings, and client events educational and a lot of fun. Carty enjoys staying fit by st ...more

Office Hours

	Mon.	9:00 AM - 5:00 PM
	Tue.	9:00 AM - 5:00 PM
	Wed.	9:00 AM - 5:00 PM
	Thu.	9:00 AM - 5:00 PM
	Fri.	9:00 AM - 5:00 PM

Communities Served

Fort Pierce	Hobe Sound
Indiantown	Jupiter
Palm City	Port Saint Lucie
Stuart	Vero Beach
Jensen Beach	Port Salerno

Research This Advisor

www.finra.org	www.sec.gov
www.sipc.org	www.aicpa.org

D. Michael Burleigh, Registered Investment Advisor Peak Capital Management