Smathers Financial Group, Inc.(SFG) is a Independent Wealth Management Company that caters to a
wide range of clients that are looking for advise on their investments and estate planning.
The main office for SFG is located in The Villages in The Santa Fe Professional Building located at 8465 East CR 466, Suite 205, The Villages, FL 32162.
SFG has other offices located in Tavares, Mount Dora, and Winter Park Florida.
|Firm Start Year:||2000|
|States Licensed in:||FL., N.C. GA., WI., IN., OH.|
|Number of Years with Current Firm:||5|
|Work Experience:||30 Years|
|I work with the following types of clients:||Investment Clubs, Individual Investors, Non-Profit Organizations, Businesses|
|Advisory Services Provided:||Financial Advice & Consulting|
|Investment Types:||Options & Futures, Stocks, Mutual Funds, Bonds, Alternative Investments, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Annuities, Insurance, Socially Responsible Investments (SRI)|
|I can meet clients in the following ways:||Video Conference, At your home, At my office, At your office|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Annuity, Life, Variable Annuity, Variable Life|
|Firm's Number of Clients:||250+|
|Firm's Number of Managed Clients:||200+|
|Assets Managed by Firm:||$33,000,000|
|Advisor's Number of Clients:||80|
|Advisor's Number of Managed Clients:||80|
|Advisor's Number of Planning Clients:||100|
|Assets Managed by Advisor:||$33,000,000|
|Registered Investment Advisor:||Yes|
|Investment Advisor Representative:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Minimum Portfolio Size for New Managed Accounts:||50000|
|Compensation Methods:||Hourly, Commissions, Flat Fee, Based on Assets|
|Fee % Based on Assets:||Time Spent|
|Additional Details on Charges:||Negotiable, depending on subject matter, time spend, invested assets,|
|Minimum Fee Charged for Managed Accounts:||1.25%|
|Minimum Fee Charged for Hourly Planning Accounts:||250 per hr|
|Organization:||Waterman Foundation Eustis, FL|
|Position :||Waterman Hospital|
|Political Science - Math & Statistics||
Florida State University - Tallahassee
Smathers Financial Group, Inc. is a Registered Investment Advisor with the State of Florida. Securities offered through TD Ameritrade, Inc. Member FINRA/SIPC.
William (Will) H. Smathers graduated at Florida State University in 1966. He enlisted in the Officer's Candidate Program in the Marine Corps at Quantico, Virginia and was commissioned a Second Lieutenant.
While serving in Vietnam as Company Commander of A Company, First Shore Party Battalion in 1969, First Lieutenant Smathers was decorated with the Navy Commendation Medal with V for his meritorious service and actions under fire. He was given a field promotion to the rank of Captain. At wars end, he resigned his commission as a Major for a role in the private world.
Mr. Smathers served on the Board of Directors for Waterman Hospital; was Lake County Coordinator for the Leukemia Society and served as master of ceremonies for two years; founded the Mount Dora Art Festival; and worked with the March of Dimes in preventing child birth defects.
While at Dean Witter, Mr. Smathers received the National Sales Directors Award for finishing number one in his class; was voted Account Executive of the year in 1993; and was in the President's Club for six consecutive years.
Financial Advice & Consulting
At Smathers Financial Group, Inc. We offer a wide range of service and products for our clients. We focus on managed money, so that our client have the liquidity that they desire. We create a personal financial plan for each clients situation providing them with the best opportunity for success. Please check our website for more details.
Deborah Beeman Office Manager
|Mon.||8:30 AM - 4:30 PM|
|Tue.||8:30 AM - 4:30 PM|
|Wed.||8:30 AM - 4:30 PM|
|Thu.||8:30 AM - 4:30 PM|
|Fri.||8:30 AM - 4:00 PM|
|Grand Island||Howey In The Hills|
|Yalaha||THE MAIN OFFICE: THE VILLAGES|
Account Executive of the Year 1993 - Dean Witter
Number One in his class
Navy Commendation Medal
"For his 'meritorious service and actions under fire." He was given a field commission to the rank of Captain. Later to retire as a Major.