To help clients meet their financial goals through high quality, professional investment services. This can only be accomplished by working with the client to determine their risk profile and goals and then implementing an investment strategy within that framework.
Providence Financial Advisors is a Registered Investment Advisor and only receives fees from clients. This allows us complete freedom in implementing the investment portfolio for our clients.
Providence utilizes time tested investment disciplines to build portfolios and believes it is important to take a long term approach to investing.
General Information |
| Firm Start Year: | 2003 | |
| No. of Employees: | 2-4 | |
| Name of Custodial Firm: | Schwab |
| States Licensed in: | KS, MO |
| Number of Years with Current Firm: | 17 |
| Work with the following types of clients: | Businesses, Individual Investors, Non-Profit Organizations |
| Advisory Services Provided: | Investment Advice & Management, Financial Planning, Financial Planning for Individuals, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management |
Services |
| Investment Types: | Mutual Funds, Bonds, Stocks, Exchange Traded Funds (ETFs), Alternative Investments, Real Estate, Socially Responsible Investments (SRI) |
| Can meet clients in the following ways: | Phone, Our Office, Email, Your Home, Your Office, Video Conference |
Qualifications & Memberships |
| Financial Organization Memberships: | CFA Institute |
| Non-Financial Organization Memberships: | Kansas & Western Missouri Salvation Army Advisory Board |
Firm Information |
| Firm's Number of Clients: | 90 |
| Firm's Number of Managed Clients: | 90 |
| Assets Managed by Firm: | 90000000+ |
| Advisor's Number of Clients: | 95 |
| Advisor's Number of Managed Clients: | 95 |
| Advisor's Number of Planning Clients: | <10 |
| Assets Managed by Advisor: | 78000000+ |
Compensation and Fees |
| Fee Structure: | Fee-Only |
| Minimum Portfolio Size for New Managed Accounts: | $100,000 |
| Compensation Methods: | Flat Fee, Based on Assets, Hourly |
| Fee % Based on Assets: | 1% |
| Hourly Rate: | $150 |
| Flat Fee Rate: | N/A |
| Additional Details on Charges: | Assets under management start at 1% and taper down based on overall asset level. |
| Minimum Fee Charged for Managed Accounts: | N/A |
| Minimum Fee Charged for Hourly Planning Accounts: | $500 |
| Minimum Fee Charged for Flat Fee Accounts: | N/A |
Education |
| BA - Business Administration and Religious Studies | Southwest Baptist University
- Bolivar, MO 9/78-5/82 |
Disclosures |
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WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest. |
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Additional Detailed Disclosures |
Registered Investment Advisor:
Yes
Registered Representative:
Yes
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
Have a clean record
Criminal Disclosures in Last 5 years:
Have a clean record
| Mon. | 8:30 AM - 5:00 PM |
| Tue. | 8:30 AM - 5:00 PM |
| Wed. | 8:30 AM - 5:00 PM |
| Thu. | 8:30 AM - 5:00 PM |
| Fri. | 8:30 AM - 5:00 PM |
| Basehor | Belton |
| Blue Springs | Bonner Springs |
| Bucyrus | Clearview City |
| Cleveland | De Soto |
| Drexel | Edgerton |
| Eudora | Freeman |
| Gardner | Grandview |
| Greenwood | Harrisonville |
| Independence | Kansas City |
| Leawood | Lees Summit |
| Lenexa | Linwood |
| Louisburg | Mission |
| Olathe | Overland Park |
| Paola | Peculiar |
| Prairie Village | Raymore |
| Riverside | Shawnee |
| Spring Hill | Stilwell |
| Check | Bank Transfer |
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