Oppenheimer & Co. Inc. ("Oppenheimer") is a leading investment bank and full-service investment firm that provides financial services and advice to high net worth investors, individuals, businesses and institutions. For over 125 years, we have provided investors with the necessary expertise and insight to meet the challenge of achieving their financial goals. Our commitment to our clients' investment needs, our experienced and dedicated professionals, and our proud tradition empower us to deliver effective and innovative solutions to our clients.
|Firm Start Year:||1921|
|Name of Broker/Dealer:||Oppenheimer & Co.|
|States Licensed in:||
AL AZ CA CO CT FL GA HI IA IL IN KS KY MD MI MN MO |
MS NC NE NJ NY OK OR PA SC TN TX VA WA WY
|Number of Years with Current Firm:||20|
Became a financial consultant right out of college |
in 1985 starting with PaineWebber. Moved to
Oppenheimer in 1994.
|I work with the following types of clients:||Individual Investors , Businesses , Non-Profit Organizations|
|Investment Types:||Exchange Traded Funds (ETFs) , Stocks , Mutual Funds , Bonds , Options & Futures , Alternative Investments , Commodities , Mortgages & Real Estate , FOREX & Currency , Annuities , Insurance , Socially Responsible Investments (SRI)|
|I can meet clients in the following ways:||At your office , At your home , At my office , Via phone|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Long Term Care , Life , Health , Disability , Annuity , Variable Annuity , Variable Life|
|Firm's Number of Clients:||200,000+|
|Assets Managed by Firm:||$150,000,000|
|Advisor's Number of Clients:||1000|
|Advisor's Number of Managed Clients:||800|
|Advisor's Number of Planning Clients:||950|
|Assets Managed by Advisor:||$300,000,000|
|Registered Investment Advisor:||Yes|
|Investment Advisor Representative:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Fee Structure:||I am a Fee-Based financial professional|
|Minimum Portfolio Size for New Managed Accounts:||$100,000|
|Compensation Methods:||Based on Assets|
|Fee % Based on Assets:||1.0|
Licensed in the following state(s)*:
AL, AZ, CA, CO, CT, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MI, MN, MO, MS, NC, NE, NJ, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WY
My experience has taught me that I serve my clients best by acting as a financial advisor who brings trust, integrity and accountability to each professional relationship. My approach is to bring an unbiased, comprehensive and customized strategy to each client in order to help them meet their life challenges and financial goals. Working together over the course of our relationship, we collaborate to create a disciplined strategy that we review periodically in order to make certain that it still reflects their current needs and future goals.
Whether you're just beginning to save for retirement or you're ready to retire, we can help you with investment strategies and guidance that are suited to your unique financial situation.
Wealth planning is an integral part of achieving your financial goals. Whether you're planning college savings for your children, saving for retirement, or protecting your hard-earned assets for the future and your family, we will work with you to help determine which of our wealth planning strategies are right for you.
If you have recently changed jobs or are planning to retire soon, you may benefit from an IRA Rollover. By moving your assets from your 401(k) or other retirement plan into an IRA Rollover, you can maintain its tax-deferred status, even after changing jobs or retiring. Consolidating or transferring your retirement plans can also give you greater control over your retirement savings
|Mon.||9:00 AM - 5:00 PM|
|Tue.||9:00 AM - 5:00 PM|
|Wed.||9:00 AM - 5:00 PM|
|Thu.||9:00 AM - 5:00 PM|
|Fri.||9:00 AM - 5:00 PM|