John began his career in the early 1980's as an Institutional Bond Salesman working for several investment firms including: Alex Brown & Sons, Paine Webber and George K. Baum. As a municipal bond specialist, his client base consisted of banks, insurance companies and other professional money managers.
In 2001 he had a deep-seated desire to apply his knowledge in the institutional markets to the retail investor. He joined a life insurance agency and in 2006 he received his CFP® designation. In 2015 the strong belief of the unique value offered by an independent financial advisor lured John to independence; he associated himself with Wellesley Financial Planners.
Central to John's career as a financial advisor is not only to provide clients with strategies as they accumulate wealth, but also to build safe and secure income distribution strategies as they transition to retirement. His 30+ year career in the financial industry is enhanced by the following credentials. He is a CERTIFIED FINANCIAL PLANNER™, ENROLLED AGENT "enrolled to represent taxpayers before the IRS".
If you're seeking an informed second opinion on Asset Allocation, Risk Management, Retirement Income, Medicare, Social Security and Tax strategies; you'll find John to be comprehensive, knowledgeable, attentive, and trustworthy.
John grew up in Holmdel where he attended St. John Vianney High School; he obtained his B.S. Degree in both Business Administration and Marketing from King's College. He resides in Red Bank: he's an active member of The National Society of Enrolled Agents, The New Jersey Society of Enrolled Agents, The Jersey Shore Running Club and The Amerigo American Vespucci Society.
Wellesley Financial Planners was founded when financial planning was in its infancy in 1984. Our primary mission will always be to put the interests of the client first and foremost. We will objectively and fairly assist clients in every aspect of their financial lives. We aim to provide superior service that is caring and personal. We recognize that anyone who puts their trust in us deserves the highest level of expertise. Therefore our knowledge, experience and confidence must always exceed all expectations. For each of our clients we strive to help create stability and security to achieve the goals of financial independence and personal happiness.
Today with the addition of two highly qualified and experienced financial planning associates and three administrators the firm of Wellesley Financial Planners serves the needs of over a thousand clients. We are proud to offer a distinct and powerful approach to personal financial planning that employs the "Spirit of Life" philosophy rarely seen elsewhere today. We invite you to join us.
General Information |
| Firm Start Year: | 1983 | |
| Name of Broker/Dealer: | LPL Financial LLC |
| Name of Custodial Firm: | LPL Financial LLC |
| States Licensed in: | NJ, NY, OR, PA, VA, WA |
| Number of Years with Current Firm: | 6 |
| Work with the following types of clients: | Individual Investors, Businesses |
| Foreign Languages Serviced: | English |
| Advisory Services Provided: | Retirement Planning, Investment Advice & Management, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Tax Advice and Services, Financial Planning, Insurance Products & Annuities |
Services |
| Investment Types: | Exchange Traded Funds (ETFs), Stocks, Bonds, Annuities, Insurance, Mutual Funds, Socially Responsible Investments (SRI) |
| Can meet clients in the following ways: | Your Home, Our Office, Via Phone, Via Email, Your Office, Video Conference |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Annuity, Health, Variable Annuity, Life |
Firm Information |
| Firm's Number of Clients: | 1308 |
| Firm's Number of Managed Clients: | 29 |
| Assets Managed by Firm: | 363,000,000.00 |
| Advisor's Number of Clients: | 39 |
| Advisor's Number of Managed Clients: | 24 |
| Advisor's Number of Planning Clients: | 28 |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Minimum Portfolio Size for New Managed Accounts: | $200,000.00 |
Education |
| Bachelor of Science - Marketing and Business Administration | King's College
- Wilkes-Barre, PA 08/28/1976-05/20/1980 |
Financial Services |
| Financial Planning for Individuals
Family, Career, Lifestyle and Money. |
| Investment Advice & Management
As a Wealth Advisor I believe it's imperative to discuss my process of Asset Allocation and Investing with clients and potential clients. |
Disclosures |
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LPL ADV 2A https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf LPL WiserAdvisor Cash Solicitor Disclosure Securities and financial planning offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC https://www.finra.org/ https://www.sipc.org/ |
Registered Representative:
Yes
Investment Advisor Representative:
Yes
Compliance Disclosures in Last 5 years:
Have a clean record
Criminal Disclosures in Last 5 years:
Have a clean record
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