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Qualifications of Financial Advisor in Santa Fe

Each and every financial advisor in our network from large Fortune 500 companies to small independent financial firms are pre-screened for industry experience, disclosures and registrations with SEC and FINRA. Collectively, our Pre-Screened advisors, serve thousands of happy clients, managing billions of dollars and providing financial freedom and security for families and individuals like you.

Financial Advisors in Santa Fe, New Mexico
Financial Advisor Office Location Phone Number
Dominic Chavez,
Financial Engines Advisors, LLC
422 Medico Lane Suite B,
La Cienga, NM  87505

6600 Indian School Road NE Suite J,
Albuquerque, NM  87110
(505) 983-3863

(505) 888-0303
Garth Scrivner, CFP(R), CPA/PFS,
United Capital Financial Advisers
6565 Americas Parkway,
Albuquerque, NM  87110
(505) 883-3131

Information on Qualified Financial Advisors in Santa Fe

Financial Engines Advisors, LLC

Joined Financial Engines in 2008. Began his career in the financial services industry in 2005.
Successfully completed the Series 65 examination(s) administered by FINRA.
Earned the and Chartered Retirement Planning CounselorSM (CRPC®) certification(s).
Bachelor's degree from the University of New Mexico.
Hometown is Albuquerque, NM.
Dominic enjoys attending sporting events with his son.

Qualifications CRD#: 5505191
FirmCRD#: 104510
Series 65

Compensation/Fees I am a Fee-Based financial professional

Office Location 422 Medico Lane Suite B,
La Cienga,NM  87505

6600 Indian School Road NE Suite J,
Albuquerque,NM  87110

Phone Number (505)9833863


About Financial Engines Advisors, LLC

Dominic Chavez Financial Engines is America's largest investment advisor1.
We help people achieve greater financial clarity by providing
professional investment management, comprehensive
financial planning and advice for everyday Americans.

Financial Engines was co-founded in 1996 by a Nobel Prize-
winning economist and we currently offer financial help to
millions of people. Our unique approach, combined with
powerful online services, dedicated advisors and personal
attention both in and outside of the workplace, promotes
greater financial wellness and helps more Americans get on
track to meet their financial goals.

1For independence methodology and ranking, see InvestmentNews RIA Data Center. (

United Capital Financial Advisers

Garth is a CERTIFIED FINANCIAL PLANNER™ professional with
nearly 10 years of experience in financial services. Before
joining United Capital, Garth worked as a Senior Investment
Counselor with StanCorp Investment Advisers. Prior to that,
Garth was a principal in his own advisory firm, serving
individuals and families in the Albuquerque area with
comprehensive financial planning and investment management.
With his background in a broad range of financial disciplines,
Garth is able to help affluent investors find appropriate
solutions for their needs.

Garth is a member of the American Institute of CPAs®, New
Mexico Society of CPAs, New Mexico Estate Planning Council,
and the Financial Planning Association. He has been quoted in
national and local publications such as “The Wall Street
Journal,” “CNN Money,” “SmartMoney” and the “Albuquerque
Journal.” He graduated from New Mexico State University with a
bachelor’s degree in accounting.

Garth makes his home in Albuquerque with his wife, Jennifer,
and daughter Addison. He is involved with the Albuquerque
Community Foundation’s Future Fund and serves on the United
Way New Mexico’s Planned Giving Council. In his free time,
Garth enjoys traveling and spending time with the family.

Qualifications CRD#: 4372773
FirmCRD#: ---
Series: ---

Compensation/Fees I am a Fee-Based financial professional, Based on Assets

Office Location 6565 Americas Parkway,
Albuquerque,NM  87110

Phone Number (505)8833131

About United Capital Financial Advisers


We take your future seriously. That’s why we tailor our
practice to your specific needs. We act as your financial
advocate – objective, caring and committed to helping you
ensure you have what you need to meet life’s challenges and

Focused on you. Your adviser provides the best of both worlds:
a local presence in Albuquerque with access to the extensive
national resources of our firm. You’ll turn to your adviser
for the personalized service you need to reach your financial

United Capital Financial Advisers, LLC (“United Capital”)
provides financial life management and makes recommendations
based on the specific needs and circumstances of each client.
For clients with managed accounts, United Capital has
discretionary authority over investment decisions. Investing
involves risk and clients should carefully consider their own
investment objectives and never rely on any single chart,
graph or marketing piece to make decisions. Investment Adviser
Representatives of United Capital Financial Advisers, LLC may
transact securities business in a particular state only if
first registered, excluded or exempted from Investment Adviser
Representative requirements. In addition, follow-up
conversations or meetings with individuals in a particular
state that involve either the effecting or attempting to
effect transactions in securities, will not be made absent
compliance with state Investment Adviser Representative
registration requirements, or an applicable exemption or

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Are You A Financial Advisor in New Mexico?


Must Have

  • Minimum 5 years of Experience
  • 5 year clear FINRA/SEC record
  • Must be Fee Based or Fee Only

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