I am an independent CERTIFIED FINANCIAL PLANNER professional and my practice is centered around comprehensive financial planning with a focus on retirement planning and investment management. I am affiliated with LPL Financial, a leading independent financial services firm. Through comprehensive planning I work with my clients to review their financial position relative to their financial goals and develop a plan of action to help achieve those goals. I foster an ongoing relationship through regularly scheduled meetings to help keep their financial plan on track as their life situation and the economy and markets change.
General Information |
| Insurance License#: | LA-1083766 |
| Name of Broker/Dealer: | LPL Financial, LLC |
| Name of Custodial Firm: | LPL Financial, LLC |
| States Licensed in: | NY, FL, GA, CA, NC |
| Number of Years with Current Firm: | 9 |
| I work with the following types of clients: | Businesses, Individual Investors |
Services |
| Investment Types: | Alternative Investments, Exchange Traded Funds (ETFs), Annuities, Bonds, Commodities, Stocks, Insurance, Mutual Funds, Options & Futures, Socially Responsible Investments (SRI) |
| I can meet clients in the following ways: | At your office, At my office, At your home, Via Phone |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Disability, Annuity, Variable Life, Long Term Care, Variable Annuity, HMO, Life, Health |
| Financial Organization Memberships: | Financial Planning Association (FPA) |
Compliance |
| Registered Representative: | Yes |
| Investment Advisor Representative: | Yes |
| Compliance Disclosures in Last 5 years: | I have a clean record |
| Criminal Disclosures in Last 5 years: | I have a clean record |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Minimum Portfolio Size for New Managed Accounts: | $50,000 |
| Compensation Methods: | Commissions, Hourly, Based on Assets, Flat Fee |
| BBA - Finance |
James Madison University - Harrisonburg, VA
January 1981-August 1984 |
Securities and Advisory Services Offered Through LPL Financial, A Registered Investment Advisor, and member FINRA/SIPC
John is a CERTIFIED FINANCIAL PLANNER practitioner and a Retirement Income Certified Professional® backed by LPL Financial. LPL Financial is a national independent broker/dealer headquartered in San Diego, Boston, and Charlotte that supports its advisors with independent investment research, financial planning and insurance expertise. John is securities registered and licensed for life, health, disability, and long term care insurance.
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