wiseradvisor

John Patsy, CLTC®, Retirement Income Certified Professional®, RICP®, CFP®
LPL Financial

Tel: 631-350-7024
900 Route 111
Suite 280
Hauppauge, NY 11788

About LPL Financial

I am an independent CERTIFIED FINANCIAL PLANNER™ professional and my practice is centered around comprehensive financial planning with a focus on retirement planning and investment management. I am affiliated with LPL Financial, a leading independent financial services firm. Through comprehensive planning I work with my clients to review their financial position relative to their financial goals and develop a plan of action to help achieve those goals. I foster an ongoing relationship through regularly scheduled meetings to help keep their financial plan on track as their life situation and the economy and markets change.


General Information

Insurance License#:   LA-1083766
Name of Broker/Dealer:   LPL Financial, LLC
Name of Custodial Firm:   LPL Financial, LLC
States Licensed in:   NY, FL, GA, CA, NC, SC
Number of Years with Current Firm:   11
I work with the following types of clients:   Businesses, Individual Investors


Services

Investment Types:   Commodities, Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
I can meet clients in the following ways:   Via Phone, At your office, At your home, At my office, Video Conference


Qualifications & Memberships

Insurance and Annuity Licenses:   Disability, Annuity, Health, Life, Variable Annuity, Long Term Care, Variable Life
Financial Organization Memberships:   Financial Planning Association (FPA)


Compliance

Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   Fee-Based
Minimum Portfolio Size for New Managed Accounts:   $50,000
Compensation Methods:   Based on Assets, Hourly, Flat Fee, Commissions


Education

BBA - Finance  James Madison University - Harrisonburg, VA
January 1981-August 1984



Disclosures

Securities and Advisory Services Offered Through LPL Financial, A Registered Investment Advisor, and member FINRA/SIPC

John Patsy

John Patsy

CLTC®, Retirement Income Certified Professional®, RICP®, CFP®

John is a CERTIFIED FINANCIAL PLANNER" practitioner and a Retirement Income Certified Professional® backed by LPL Financial. LPL Financial is a national independent broker/dealer headquartered in San Diego, Boston, and Charlotte that supports its advisors with independent investment research, financial planning and insurance expertise. John is securities registered and licensed for life, health, disability, and long term care insurance.

Social Networks

tweeter facebook linkedin