John is a CERTIFIED FINANCIAL PLANNER™ practitioner and a Retirement Income Certified Professional® backed by LPL Financial. LPL Financial is a national independent broker/dealer headquartered in San Diego, Boston, and Charlotte that supports its advisors with independent investment research, financial planning and insurance expertise. John is securities registered and licensed for life, health, disability, and long term care insurance.
I am an independent CERTIFIED FINANCIAL PLANNER™ professional and my practice is centered around comprehensive financial planning with a focus on retirement planning and investment management. I am affiliated with LPL Financial, a leading independent financial services firm. Through comprehensive planning I work with my clients to review their financial position relative to their financial goals and develop a plan of action to help achieve those goals. I foster an ongoing relationship through regularly scheduled meetings to help keep their financial plan on track as their life situation and the economy and markets change.
General Information |
| Firm Start Year: | 1921 | |
| Insurance License#: | LA-1083766 |
| Name of Broker/Dealer: | LPL Financial, LLC |
| Name of Custodial Firm: | LPL Financial, LLC |
| States Licensed in: | NY, FL, GA, CA, NC, SC |
| Number of Years with Current Firm: | 11 |
| Work with the following types of clients: | Individual Investors, Businesses |
Services |
| Investment Types: | Insurance, Stocks, Mutual Funds, Bonds, Options & Futures, Alternative Investments, Commodities, Exchange Traded Funds (ETFs), Annuities, Socially Responsible Investments (SRI) |
| Can meet clients in the following ways: | Your Home, Video Conference, Via Phone, Your Office, Our Office |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Annuity, Disability, Life, Long Term Care, Variable Annuity, Variable Life, Health |
| Financial Organization Memberships: | Financial Planning Association (FPA) |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Minimum Portfolio Size for New Managed Accounts: | $50,000 |
| Compensation Methods: | Commissions, Hourly, Flat Fee, Based on Assets |
Education |
| BBA - Finance |
James Madison University - Harrisonburg, VA
January 1981-August 1984 |
Disclosures |
|
LPL ADV 2A https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf LPL WiserAdvisor Cash Solicitor Disclosure |
Registered Representative:
Yes
Investment Advisor Representative:
Yes
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
Have a clean record
Criminal Disclosures in Last 5 years:
Have a clean record
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