wiseradvisor


John Patsy, CLTC®, RICP®, CFP®
LPL Financial

Tel: 631-350-7024
900 Route 111
Suite 280
Hauppauge, NY 11788

About John Patsy

I am an independent CERTIFIED FINANCIAL PLANNER professional and my practice is centered around comprehensive financial planning with a focus on retirement planning and investment management. I am also a Retirement Income Certified Professional® who is securities registered and licensed for life, health, disability, and long term care insurance. I am affiliated with LPL Financial, a leading independent financial services firm. Through comprehensive planning I work with my clients to review their financial position relative to their financial goals and develop a plan of action to help achieve those goals. I foster an ongoing relationship through regularly scheduled meetings to help keep their financial plan on track as their life situation and the economy and markets change.


About LPL Financial

LPL Financial is a national independent broker/dealer headquartered in San Diego, Boston, and Charlotte that supports its advisors with independent investment research, financial planning and insurance expertise.

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General Information

Firm Start Year:   1922
Insurance License#:   LA-1083766
Name of Broker/Dealer:   LPL Financial, LLC
Name of Custodial Firm:   LPL Financial, LLC
States Licensed in:   NY, FL, GA, CA, NC, SC
Number of Years with Current Firm:   11
Work with the following types of clients:   Individual Investors, Businesses

Services

Investment Types:   Mutual Funds, Insurance, Alternative Investments, Exchange Traded Funds (ETFs), Commodities, Annuities, Stocks, Bonds, Options & Futures, Socially Responsible Investments (SRI)
Can meet clients in the following ways:   Your Home, Our Office, Phone, Video Conference, Your Office

Qualifications & Memberships

Insurance and Annuity Licenses:   Annuity, Health, Life, Disability, Variable Annuity, Long Term Care, Variable Life
Financial Organization Memberships:   Financial Planning Association (FPA)

Compensation and Fees

Fee Structure:   Fee-Based
Minimum Portfolio Size for New Managed Accounts:   $50,000
Compensation Methods:   Based on Assets, Flat Fee, Hourly, Commissions

Education

BBA  - Finance   James Madison University  - Harrisonburg, VA
January 1981-August 1984

Disclosures

WiserAdvisor provides referrals to financial professionals of LPL Financial, LLC (LPL). WiserAdvisor is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay WiserAdvisor cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.


LPL ADV 2A

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/wiseradvisor/wiseradvisor-lpl-detailed-disclosures.pdf

Compliance

Registered Representative:

Yes


Investment Advisor Representative:

Yes


Acknowledged fiduciary:

Yes


Compliance Disclosures in Last 5 years:

Have a clean record


Criminal Disclosures in Last 5 years:

Have a clean record


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