I am an independent CERTIFIED FINANCIAL PLANNER™ professional and my practice is centered around comprehensive financial planning with a focus on retirement planning and investment management. I am also a Retirement Income Certified Professional® who is securities registered and licensed for life, health, disability, and long term care insurance. I am affiliated with LPL Financial, a leading independent financial services firm. Through comprehensive planning I work with my clients to review their financial position relative to their financial goals and develop a plan of action to help achieve those goals. I foster an ongoing relationship through regularly scheduled meetings to help keep their financial plan on track as their life situation and the economy and markets change.
LPL Financial is a national independent broker/dealer headquartered in San Diego, Boston, and Charlotte that supports its advisors with independent investment research, financial planning and insurance expertise.
General Information |
| Firm Start Year: | 1922 | |
| Insurance License#: | LA-1083766 |
| Name of Broker/Dealer: | LPL Financial, LLC |
| Name of Custodial Firm: | LPL Financial, LLC |
| States Licensed in: | NY, FL, GA, CA, NC, SC |
| Number of Years with Current Firm: | 11 |
| Work with the following types of clients: | Individual Investors, Businesses |
Services |
| Investment Types: | Options & Futures, Bonds, Stocks, Exchange Traded Funds (ETFs), Annuities, Commodities, Alternative Investments, Mutual Funds, Insurance, Socially Responsible Investments (SRI) |
| Can meet clients in the following ways: | Your Office, Via Phone, Our Office, Your Home, Video Conference |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Disability, Annuity, Variable Life, Long Term Care, Variable Annuity, Life, Health |
| Financial Organization Memberships: | Financial Planning Association (FPA) |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Minimum Portfolio Size for New Managed Accounts: | $50,000 |
| Compensation Methods: | Hourly, Flat Fee, Commissions, Based on Assets |
Education |
| BBA - Finance | James Madison University
- Harrisonburg, VA January 1981-August 1984 |
Disclosures |
|
LPL ADV 2A https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf LPL WiserAdvisor Cash Solicitor Disclosure |
Registered Representative:
Yes
Investment Advisor Representative:
Yes
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
Have a clean record
Criminal Disclosures in Last 5 years:
Have a clean record
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