Carter Cowan

Tel: (918) 497-9252
7666 E. 61st St., Suite 350
Tulsa, OK 74133

Charting a course to achieve your financial goals

Northstar Wealth Management | Financial Advisor in Tulsa ,OK


About Northstar Wealth Management

Our mission at Northstar Wealth Management is to become a
trusted advisor to our clients in all aspects of their personal
financial future. We strive to have a positive impact on our
client's lives by preserving and enhancing their long-term
financial security through customized financial planning. We
believe in delivering economical and effective strategies
through objective advice and personalized service.

16 Years of Experience

General Information
Firm Start Year:   2005
No.of Employees:   1
Insurance License#:   103575
Name of Broker/Dealer:   Cambridge Investment Research, Inc.
Name of Custodial Firm:   National Financial Services LLC
States Licensed in:   OK, CO, TX
Number of Years with Current Firm:   3.5
Work Experience:   Bank of Oklahoma - Vice President 1998-2005
Merrill Lynch - Financial Advisor 2005-2008
Morgan Stanley - Financial Advisor 2008-2011
Northstar Wealth Management - Accredited
Investment Fiduciary, Chartered Retirement Plans
Specialist. Sept. 2011-Present
I work with the following types of clients:   Businesses , Individual Investors , Non-Profit Organizations

Investment Types:   Options & Futures , Mutual Funds , Bonds , Stocks , Annuities , Insurance , Commodities , Exchange Traded Funds (ETFs) , Alternative Investments , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   Via phone , At your office , At your home , At my office

Qualifications & Memberships
Insurance and Annuity Licenses:   Disability , Annuity , Health , Life , Variable Annuity , Long Term Care , Variable Life
Financial Organization Memberships:   Retirement Plan Advisory Group
Non-Financial Organization Memberships:   Tulsa Area Human Resources Association (TAHRA)
Gold Star Referral Clubs
Golf Business Network Tulsa

Firm Information
Firm's Number of Clients:   60
Firm's Number of Planning Clients:   45
Firm's Number of Managed Clients:   45
Assets Managed by Firm:   $300,000,000
Advisor's Number of Clients:   65
Advisor's Number of Managed Clients:   40
Advisor's Number of Planning Clients:   40
Assets Managed by Advisor:   $138,000,000

Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record

Compensation & Fees
Fee Structure:   I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:   $50,000
Compensation Methods:   Flat Fee , Hourly , Commissions , Based on Assets
Fee % Based on Assets:   Tier
Hourly Rate:   $150
Additional Details on Charges:   Tiered fee of .75% - 2.25%
Minimum Fee Charged for Managed Accounts:   $500/year
Minimum Fee Charged for Hourly Planning Accounts:   $150
Minimum Fee Charged for Flat Fee Accounts:   $500



Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a broker/dealer, Member FINRA/SIPC. Advisory Services offered through Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. Cambridge and Northstar Wealth Management, LLC are not affiliated.

Carter Cowan

Carter Cowan


Communities Served

Beggs Bixby
Broken Arrow Catoosa
Collinsville Coweta
Glenpool Haskell
Inola Jenks
Kellyville Kiefer
Morris Mounds
Oakhurst Owasso
Porter Preston
Sand Springs Sapulpa
Skiatook Sperry
Tulsa MO

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