Carter Cowan

Tel: (918) 497-9252
7666 E. 61st St., Suite 350
Tulsa, OK 74133

Charting a course to achieve your financial goals

Northstar Wealth Management | Financial Advisor in Tulsa ,OK

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About Northstar Wealth Management

Our mission at Northstar Wealth Management is to become a
trusted advisor to our clients in all aspects of their personal
financial future. We strive to have a positive impact on our
client's lives by preserving and enhancing their long-term
financial security through customized financial planning. We
believe in delivering economical and effective strategies
through objective advice and personalized service.

16 Years of Experience



General Information
Firm Start Year:   2005
No.of Employees:   1
Insurance License#:   103575
Name of Broker/Dealer:   Cambridge Investment Research, Inc.
Name of Custodial Firm:   National Financial Services LLC
States Licensed in:   OK, CO, TX
Number of Years with Current Firm:   3.5
Work Experience:   Bank of Oklahoma - Vice President 1998-2005
Merrill Lynch - Financial Advisor 2005-2008
Morgan Stanley - Financial Advisor 2008-2011
Northstar Wealth Management - Accredited
Investment Fiduciary, Chartered Retirement Plans
Specialist. Sept. 2011-Present
I work with the following types of clients:   Businesses , Individual Investors , Non-Profit Organizations


Services
Investment Types:   Options & Futures , Mutual Funds , Bonds , Stocks , Annuities , Insurance , Commodities , Exchange Traded Funds (ETFs) , Alternative Investments , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   Via phone , At your office , At your home , At my office


Qualifications & Memberships
Insurance and Annuity Licenses:   Disability , Annuity , Health , Life , Variable Annuity , Long Term Care , Variable Life
Financial Organization Memberships:   Retirement Plan Advisory Group
Non-Financial Organization Memberships:   Tulsa Area Human Resources Association (TAHRA)
Gold Star Referral Clubs
Golf Business Network Tulsa


Firm Information
Firm's Number of Clients:   60
Firm's Number of Planning Clients:   45
Firm's Number of Managed Clients:   45
Assets Managed by Firm:   $300,000,000
Advisor's Number of Clients:   65
Advisor's Number of Managed Clients:   40
Advisor's Number of Planning Clients:   40
Assets Managed by Advisor:   $138,000,000


Compliance
Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:   $50,000
Compensation Methods:   Flat Fee , Hourly , Commissions , Based on Assets
Fee % Based on Assets:   Tier
Hourly Rate:   $150
Additional Details on Charges:   Tiered fee of .75% - 2.25%
Minimum Fee Charged for Managed Accounts:   $500/year
Minimum Fee Charged for Hourly Planning Accounts:   $150
Minimum Fee Charged for Flat Fee Accounts:   $500



FAQs


DISCLAIMER

Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a broker/dealer, Member FINRA/SIPC. Advisory Services offered through Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. Cambridge and Northstar Wealth Management, LLC are not affiliated.

Carter Cowan

Carter Cowan

CMFC®, CRPS®, AIF

Communities Served

Beggs Bixby
Broken Arrow Catoosa
Collinsville Coweta
Glenpool Haskell
Inola Jenks
Kellyville Kiefer
Morris Mounds
Oakhurst Owasso
Porter Preston
Sand Springs Sapulpa
Skiatook Sperry
Tulsa MO

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