wiseradvisor

Charles Tompkins, CFP
KMS Financial Services, Inc.

Tel: (541) 668-7511
115 Oregon Ave, Suite 21
Bend, OR 97701

Serving investors since 1971.

KMS Financial Services, Inc. | Financial Advisor in Bend ,OR

About KMS Financial Services, Inc.

We provide wealth management services to individuals, trusts and small business clients. We specialize in working with retired clients as well as those nearing retirement. We provide retirement planning, estate planning and insurance planning as part of a comprehensive approach to wealth management.

Seattle Office: 2208 NW Market Street Suite 507 Seattle, WA 98107


General Information

Firm Start Year:   2005
No.of Employees:   2-4
Insurance License#:   Life & Disability
Name of Broker/Dealer:   KMS Financial Services, Inc.
Name of Custodial Firm:   Pershing LLC
States Licensed in:   CA,ID, VT, VA, WA, MT, OH, OR, AZ
Number of Years with Current Firm:   13
Work Experience:   Edward Jones Investment Representative(1999-2005)

KMS Financial Services, Inc. (2005 to present)
I work with the following types of clients:   Businesses , Non-Profit Organizations , Individual Investors
Foreign Languages Serviced:   Spanish, French


Services

Investment Types:   Alternative Investments , Exchange Traded Funds (ETFs) , Insurance , Options & Futures , Bonds , Stocks , Annuities , Mutual Funds , Mortgages & Real Estate , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   Via email , At your home , At your office , Via phone , At my office


Qualifications & Memberships

Insurance and Annuity Licenses:   Disability , Annuity , Life , Variable Annuity , Long Term Care , Variable Life
Financial Organization Memberships:   Financial Planning Association (FPA)


Firm Information

Firm's Number of Clients:   25841
Firm's Number of Planning Clients:   5000
Firm's Number of Managed Clients:   350
Assets Managed by Firm:   $5292512705
Assets Managed by Advisor:   $10000000


Compliance

Registered Investment Advisor:   Yes
Registered Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $250,000
Compensation Methods:   Commissions , Based on Assets , Hourly
Fee % Based on Assets:   1.00%
Hourly Rate:   $150
Additional Details on Charges:   The fee is based on account size and holdings.
Minimum Fee Charged for Managed Accounts:   $1000/year


Education

Bachelor of Arts - Political Science  University of Vermont - Burlington, VT
1987-1991



Faqs

  • Do you have a customer satisfaction or refund policy? We work carefully to meet client expectations.
  • What are your qualifications? What is your education background? I have a BA in Political Science and an MA in Spanish. I am Series 7 licensed and hold a CFP designation from the College for Financial Planning.
  • What is your approach to financial planning? I follow the Certified Financial Planning process of gathering information, setting expectations, reviewing financial position, making recommendations based upon that analysis and implementing a plan for reaching goals and objectives. This involves frequent communication and follow up.
  • What services do you offer? Wealth management, insurance and estate planning.
  • How many clients do you currently manage? About 500
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Disclaimer

Securities and Advisory Services offered through KMS Financial Services, Inc. Member FINRA/SIPC

Charles Tompkins, CFP

Charles Tompkins, CFP

CERTIFIED FINANCIAL PLANNER™ Certificant

We provide wealth management services to individuals, trusts and small business clients. Our focus is working with retired clients as well as those nearing retirement. We provide retirement planning, estate planning and insurance planning as part of a comprehensive approach to wealth management. 

Charles Tompkins is licensed to offer securities and advisory services through KMS Financial Services, Inc. Member FINRA, SIPC.
He attained a BA from the University of Vermont and an MA from Middlebury College. He taught four years at a private school in Greenwich, CT then worked for Edward Jones Investments in Seattle, WA from 2000-2005 before starting his own, independent practice with KMS Financial Services, Inc. in Seattle, WA.

We currently serve our clients from offices in Seattle, WA and Bend, OR.

My Team

Alexandra Smith
Alexandra Smith Administrative assistant
Alexandra is a graduate of the University of Vermont and has worked in office management and administrative rolls for the past five years.

Office Hours

wiseradvisor-balck-li-img Mon. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Sat. 9:00 AM - 4:00 PM

Communities Served

Redmond Edmonds

Compensation Arrangements

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