Susan Allan
Stifel Nicolaus

Tel: (610) 567-1966
20 Ash Street #400
Conshohocken, PA 19428

Financial Planning

Stifel Nicolaus | Financial Advisor in Conshohocken ,PA

About Stifel Nicolaus

To be known by my clients, friends and associates as a knowledgeable, helpful financial advisor who advises affluent individuals and business owners interested in building, preserving and protecting their wealth through a wise financial plan. I handle my business with the highest regard for my clients interests and always keep their needs first above all else.


General Information

Firm Start Year:   1997
No.of Employees:   20-49
Name of Broker/Dealer:   Stifel Nicolaus
States Licensed in:   PA, NJ, FL, NY, NC, DE, OH, NV, MN, NH,CT, AK, CA, KY, MA, MI, RI, MD, NV
Number of Years with Current Firm:   9
I work with the following types of clients:   Businesses , Individual Investors , Non-Profit Organizations


Services

Investment Types:   Mutual Funds , Stocks , Bonds , Alternative Investments , Exchange Traded Funds (ETFs) , Mortgages & Real Estate , Annuities , Insurance , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   Via phone , At your office , At your home , At my office , Via email


Qualifications & Memberships

Insurance and Annuity Licenses:   Disability , Variable Annuity , Variable Life , Health , Life , Long Term Care , Annuity
Non-Financial Organization Memberships:   Kiwanis


Firm Information

Advisor's Number of Clients:   550
Advisor's Number of Managed Clients:   294
Advisor's Number of Planning Clients:   218
Assets Managed by Advisor:   $35,000,000


Compliance

Registered Investment Advisor:   Yes
Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $100,000
Compensation Methods:   Based on Assets , Commissions
Fee % Based on Assets:   1.5
Minimum Fee Charged for Managed Accounts:   $1,000
Minimum Fee Charged for Hourly Planning Accounts:   NA
Minimum Fee Charged for Flat Fee Accounts:   NA



Faqs

  • Do you have a customer satisfaction or refund policy? No refunds are available at this time for services provided.
  • What are your qualifications? What is your education background? I am fully trained and licensed in all areas of Financial Planning needs. I am a Chartered Retirement Planning Specialist, a Financial Planning Specialist and I am licensed and trained in Insurance, Taxes, and can help you or find the correct specialist that can help you with all your financial questions.
  • What is your approach to financial planning? I will customize your investments to fit your profile or I can put together what is best suited for your future financial needs.
  • What services do you offer? Help with investing money, planning for retirement or savings for college. Insurance and Tax issues. I have access to professional money managers if you have a lot of money and need someone to manage an inheritance or your 401K rollover.
  • How many clients do you currently manage? 556
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Susan Allan

Susan Allan

CRPS®, AWMA, AAMS®, PFS

Office Hours

wiseradvisor-balck-li-img Mon. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 9:00 AM - 5:00 PM

Compensation Arrangements

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