Mark Patton
Patton Fund Management, Inc.

Tel: (214) 234-9900
5956 Sherry Lane
Suite 1000
Dallas, TX 75225

Performance Matters. We Deliver.

Patton Fund Management, Inc. | Financial Advisor in Dallas ,TX


About Patton Fund Management, Inc.

Connect With an Expert Financial Advisor and Get Answers

Patton Fund Management, Inc. is an independent Registered Investment Advisory with the Securities and Exchange Commission, serves as a fiduciary to its clients, and has approximately $500 million of regulator assets under management.

By design, Patton Fund Management is not the typical organizational monolith that most investment advisories have become. We operate a highly sophisticated investment business that is relentlessly focused on creating superior value for, and service to, our clients.

We have taken advantage of new technologies and innovations to improve our focus and outcomes. We have utilized a big data approach to building our investment model long before it became a buzzword. We run a virtual business model in which we have effectively taken advantage of secure digital interfaces to outsource any non-core functions to or improve our efficiency and maintain our laser focus on our investment model and client servicing.

We are a boutique business by choice and have a limited number of clients to whom we offer a superior investment strategy and superior service. The combination of our sophisticated investment tools fueled by unique big data sets and a highly efficient functional model results in lower than average fees, industry leading investment performance and the highest levels of personal service for our valued clients.


General Information

Firm Start Year:   1992
No.of Employees:   2-4
Insurance License#:   n/a
Name of Custodial Firm:   Interactive Brokers, TD Ameritrade
States Licensed in:   All
Number of Years with Current Firm:   26


Qualifications & Memberships

Financial Organization Memberships:   Paladin Registry


Firm Information

Firm's Number of Clients:   200
Firm's Number of Planning Clients:   180
Firm's Number of Managed Clients:   180
Assets Managed by Firm:   $500 million
Assets Managed by Advisor:   $500 million


Compliance

Registered Investment Advisor:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   I am a fee-only financial professional
Compensation Methods:   Based on Assets
Fee % Based on Assets:   0.5
Hourly Rate:   n/a
Additional Details on Charges:   Asset based fee various based upon account size and asset allocation. Performance-based fee structure is available to clients who meet SEC qualifications.
Minimum Fee Charged for Managed Accounts:   $2,000
Minimum Fee Charged for Hourly Planning Accounts:   n/a



Faqs

  • Do you have a customer satisfaction or refund policy? Yes. We will refund our quarterly management fee if a customer is not satisfied.
  • What are your qualifications? What is your education background? I founded my investment management business in 1992. I have done all of the research supporting our investment strategy. The performance of our Super-Diversification Investment Strategy has been among the best in the industry since its launch in January 2010.
  • What services do you offer? Our primary service is investment management. We do retirement planning both up to and through retirement as well as helping with other planning needs.
  • How many clients do you currently manage? About 200.
  • Will you be the only person working with me? Yes. I will be the only person providing you with advice. We have a team of 8-10 support staff who handle various administrative and servicing needs and requests.
see more

Disclosures


Disclaimer

All numbers are approximate. Assets are regulatory assets under management.

Mark Patton

Mark Patton


Mark founded his investment advisory firm in 1992 with the goal of providing superior long-term performance to his clients. Mark believes that safety and security of client assets, integrity, and superior customer service are all must-haves in the business combined with superior performance.

Research has been the foundation of Patton Fund Management since its inception. Our investment model, created by Mark, is based on thorough analysis and testing against beg data sets. This proprietary research and investment model has resulting in industry-leading performance results for our clients.

While Mark serves as the companys chief investment officer, he has built an organization with team members dedicated to providing the best possible service to its clients.

Communities Served

Addison Allen
Arlington Bedford
Carrollton Cedar Hill
Colleyville Coppell
Dallas Desoto
Duncanville Euless
Fate Flower Mound
Forney Fort Worth
Frisco Garland
Grand Prairie Grapevine
Hurst Hutchins
Irving Lake Dallas
Lancaster Lavon
Lewisville Little Elm
Mckinney Mesquite
North Richland Hills Plano
Prosper Red Oak
Richardson Rockwall
Rowlett Sachse
Seagoville Southlake
Sunnyvale The Colony
Wilmer Wylie

Office Hours

wiseradvisor-balck-li-img Mon. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 8:00 AM - 5:00 PM

Social Networks


tweeter facebook linkedin google plus