Patton Fund Management, Inc. is an independent Registered Investment Advisory with the Securities and Exchange Commission, serves as a fiduciary to its clients, and has approximately $500 million of regulator assets under management.
By design, Patton Fund Management is not the typical organizational monolith that most investment advisories have become. We operate a highly sophisticated investment business that is relentlessly focused on creating superior value for, and service to, our clients.
We have taken advantage of new technologies and innovations to improve our focus and outcomes. We have utilized a big data approach to building our investment model long before it became a buzzword. We run a virtual business model in which we have effectively taken advantage of secure digital interfaces to outsource any non-core functions to or improve our efficiency and maintain our laser focus on our investment model and client servicing.
We are a boutique business by choice and have a limited number of clients to whom we offer a superior investment strategy and superior service. The combination of our sophisticated investment tools fueled by unique big data sets and a highly efficient functional model results in lower than average fees, industry leading investment performance and the highest levels of personal service for our valued clients.
|Firm Start Year:||1992|
|Name of Custodial Firm:||Interactive Brokers, TD Ameritrade|
|States Licensed in:||All|
|Number of Years with Current Firm:||26|
Qualifications & Memberships
|Financial Organization Memberships:||Paladin Registry|
|Firm's Number of Clients:||200|
|Firm's Number of Planning Clients:||180|
|Firm's Number of Managed Clients:||180|
|Assets Managed by Firm:||$500 million|
|Assets Managed by Advisor:||$500 million|
|Registered Investment Advisor:||Yes|
|Investment Advisor Representative:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Fee Structure:||I am a fee-only financial professional|
|Compensation Methods:||Based on Assets|
|Fee % Based on Assets:||0.5|
|Additional Details on Charges:||Asset based fee various based upon account size and asset allocation. Performance-based fee structure is available to clients who meet SEC qualifications.|
|Minimum Fee Charged for Managed Accounts:||$2,000|
|Minimum Fee Charged for Hourly Planning Accounts:||n/a|
All numbers are approximate. Assets are regulatory assets under management.
Mark founded his investment advisory firm in 1992 with the goal of providing superior long-term performance to his clients. Mark believes that safety and security of client assets, integrity, and superior customer service are all must-haves in the business combined with superior performance.
Research has been the foundation of Patton Fund Management since its inception. Our investment model, created by Mark, is based on thorough analysis and testing against beg data sets. This proprietary research and investment model has resulting in industry-leading performance results for our clients.
While Mark serves as the companys chief investment officer, he has built an organization with team members dedicated to providing the best possible service to its clients.
|North Richland Hills||Plano|
|Mon.||8:00 AM - 5:00 PM|
|Tue.||8:00 AM - 5:00 PM|
|Wed.||8:00 AM - 5:00 PM|
|Thu.||8:00 AM - 5:00 PM|
|Fri.||8:00 AM - 5:00 PM|