Since my beginning as a financial professional, I believed that advising is about more than just money - it's the service of helping real people find the purpose and contentment they seek from a strong financial foundation. With this client-centric approach, I spent the next 25 years seeking to build a collaborative team of professionals that embody the high standards that I felt clients deserved. From that vision, Freedom Wealth Alliance, a registered investment advisory firm, was born.
The Alliance of shared talent, complimentary skills and a mission to improve people's lives, drives us every day. We are now offering to share this vision with other financial advisors who strive for excellence in their field and seek needed support from an advanced service platform.
FWA is home for many area advisors who share the belief that service excellence can only be achieved by a well-coordinated, well-structured team. We work together as a family just like my grandfather, my Dad and I did 30 years ago in our family hardware store. "Together, we can solve every challenge we face individually." Kurt Rozman
The experienced professionals at Freedom Wealth Alliance can help provide clarity to your
financial objectives and direction toward your goals. Our guidance is delivered with a level of
integrity and reliability that keeps your needs at the forefront. As an independent firm, we have
no proprietary products to sell and no sales quotas to meet, which means you receive
recommendations that are objective.
We help our clients build a foundation for their financial future. They appreciate the level of
attention and service we provide, and our commitment to building longstanding relationships based
on trust.
General Information |
| Firm Start Year: | 2001 | |
| No. of Employees: | 10-19 | |
| Name of Broker/Dealer: | LPL Financial |
| States Licensed in: | WI |
| Number of Years with Current Firm: | 4 |
| Advisory Services Provided: | Portfolio Management, Retirement Planning, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals |
Financial Services |
| Financial Advice & Consulting
Your Financial Roadmap is unique to you and your specific goals, we help you develop a strategy to pursue your dream destination. We help address the emotional and financial impact of lifes transitions and help you plan for comfortable retirement. We invite you to meet with an advisor to discuss your needs, its complimentary, informative, and we think you might even enjoy it! You can also rest assured we do not believe in high pressure tactics. First, we will listen to you and hear about your needs. Second, we will explain how we can work together and what we have to offer. At some point in the future, we can decide if we would like to pursue a long-term relationship working together toward your goals. Its one hour of your time that could shape your future dramatically. Give us a call today its just that easy! |
| Financial Planning for Individuals
We understand that without a well-thought-out plan, your goals and dreams will remain just that. The proper alignment of your goals, and our methodology for helping make smart decisions, problem-solve, and work through financial obstacles, can help increase your probability of arriving just where you want. We interactively develop and monitor personal financial plans throughout the life of the client relationship. Using the latest, state of the art, comprehensive service and financial planning tools you and your advisor can track where you are and where you want to be. Communication and transparency are key. Our process is designed around delivering the appropriate action or advice, leaving clients free to enjoy life in ways they always intended. You and your situation are unique! Our discovery process develops an understanding of your unique situation, your specific goals, and a strategy to pursue your dream destination. That is why we provide flexible options for partnering with our firm. |
| Portfolio Management
We take a comprehensive, disciplined approach to investment research and portfolio construction. Backed by our experience, we incorporate elements of global asset allocation strategies, value investing, trend analysis, and tactical risk management to construct our portfolios. Our investment process is structured to help us understand how various economic and market factors can impact investments over different time periods. We leverage sophisticated tools for quantitative analysis and perform deep qualitative research that quantitative analysis can miss. Our goal is to artfully blend high-quality investments into our clients portfolios while seamlessly managing downside risk, in an effort to help them work towards their personal financial goals. |
| Retirement Planning
At retirement, having a predictable, long-term income source is critical. We have created a strategy, founded in solid planning, that is designed to help generate income while still allowing for some growth. |
| Investment Advice & Management
When we provide advisory services, we act as a fiduciary for our clients. We take managing our clients wealth very seriously. Our four-step process has been designed around helping clients better understand, and feel comfortable with, the potential risk and reward of their investments. 1) Understand and Prioritize Your Financial Goals. Through these discussions, we can get a better sense of what you have set this money aside for. Whether its a secure retirement, or a home on the ocean, we will work together to help you work towards your personal goals. 2) Determine Your Investment Objective and Risk Profile. This process will help clearly define your risk comfort level, and the risk your portfolio should take for potential returns, given your financial goals. 3) Select a Management Style. We appreciate that clients have different investment philosophies, and we offer a number of portfolios to help address these views. Our advisors will help you choose your right fit across our different Management Styles. 4) Select the Appropriate Portfolio. At Freedom Wealth Alliance, you have the flexibility to select one or a combination of our portfolios. Your advisor will help guide you through this process. |
| Risk Management
We utilize an innovative tool powered by Riskalyze, based on the work of Nobel Prize-winning behavioral psychologist Daniel Kahneman. This tool helps pinpoint investor risk tolerance and engineer portfolio risk. We integrate the Individual Risk Number (I.R.N.) into our clients portfolio selection and review process. You and your advisor work closely together to implement a meaningful investment portfolio. |
FAQs |
Do you have a customer satisfaction or refund policy?If a client decides to transfer their advisory accounts for any reason at all we help guide them as to the best way to move their accounts to a new advisor. |
Why should I choose you as my financial advisor?Our team has a collective of over 100 years of experience in the financial services industry. All administrative personnel are series 7 registered with over 10 years of experience, all financial advisors have additional experience and registrations. |
What are your qualifications? What is your education background?We include basic financial planning as a value-added service for our advisory clients. If you are a financial planning only client, we have a few different types of financial plans to choose from and there is a corresponding one-time cost for those. |
How do you charge for your services?We charge a fee for the amount of assets that we manage, this fee is a percentage ranging from 1% to 1.50%. As an example, if we actively manage an investment portfolio that has a value of $100,000. The cost is $1,000.00 per year if the portfolio is invested conservatively at a fee of 1%. |
How are you compensated? How will I pay for your services?We charge a one-time fee for a financial plan. The fee is discussed ahead of time and agreed upon depending on the depth and complexity of the financial plan needed. You can pay by check. |
Disclosures |
|
WiserAdvisor provides referrals to financial professionals of LPL Financial, LLC (LPL). WiserAdvisor is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay WiserAdvisor cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest. LPL ADV 2A https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf Additional Detailed Disclosures |
Disclaimer |
| Securities offered through LPL Financial, member FINRA/SIPC. Investment advice offered through Freedom Wealth Alliance, a registered investment advisor and separate entity from LPL Financial. |
Registered Investment Advisor:
Yes
Registered Representative:
Yes
Investment Advisor Representative:
Yes
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
Have a clean record
Criminal Disclosures in Last 5 years:
Have a clean record
| Mon. | 8:30 AM - 4:30 PM |
| Tue. | 8:30 AM - 4:30 PM |
| Wed. | 8:30 AM - 4:30 PM |
| Thu. | 8:30 AM - 4:30 PM |
| Fri. | 8:30 AM - 4:30 PM |
| Big Bend | Caledonia |
| Cedarburg | Delafield |
| Dousman | Elm Grove |
| Franklin | Germantown |
| Grafton | Greendale |
| Hales Corners | Hartland |
| Menomonee Falls | Mequon |
| Milwaukee | Mukwonago |
| Muskego | New Berlin |
| Oak Creek | Oconomowoc |
| Pewaukee | Racine |
| South Milwaukee | Sussex |
| Thiensville | Waterford |
| Waukesha | West Bend |
| Check | Bank Transfer |
Social Security Educational Workshop
When: 08/15/2019 4-6 pm |
By:
Kurt Rozman
Location: The offices of Freedom Wealth Alliance
Details: Learn about the Social Security program, its
benefits, deadlines and processes. Discover
the best ways to maximize your benefits.
Bringing a friends or family members is
highly encouraged.
Snacks and beverages will be served.
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