At our firm, we have the client and only the client in mind.
Our mission is to get to know and understand the client's needs, wants, and long-term goals. We want to help clients develop, implement, and monitor strategies that are designed to address individual needs. We understand the challenges families face today ant the uniqueness of every situation.
From managing debt, to saving for college, to retirement; these personal finance challenges can be overwhelming. Our commitment is to utilize all of our resources to help clients pursue their goals.
We believe in thinking out of the box and we are not afraid to challenge conventional wisdom in our approach to investing and preserving wealth. All of our energy, commitment, and efforts are focused on the client, and their satisfaction.
|Firm Start Year:||1992|
|Name of Broker/Dealer:||Centaurus Financial Inc|
|Name of Custodial Firm:||TD Ameritrade & Pershing LLC|
|States Licensed in:||AZ, CA, CO, NM, NY, IL, TX, GA, FL, NV, OR, ML, and WA|
|Number of Years with Current Firm:||7|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Property , Casualty , Variable Life , Variable Annuity , Life , Annuity|
|Firm's Number of Clients:||1000+|
|Firm's Number of Planning Clients:||200+|
|Firm's Number of Managed Clients:||800+|
|Assets Managed by Firm:||$380,000,000|
|Assets Managed by Advisor:||$240,000,000|
|Registered Investment Advisor:||Yes|
|Investment Advisor Representative:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
|Organization:||San Miguel High School Tucson, AZ|
|Position :||Financial Committee Member|
|Duration :||June 2018-Currently holding|
|Masters of Business Administration - Finance||
University of Phoenix - Tucson, AZ
|Bachelor of Arts - Psychology with a minor in Business||
University of Arizona - Tucson, AZ
Securities and advisory services offered through Centaurus Financial, Inc. member FINRA and SIPC, a registered investment advisor. This is not an offer to sell securities, which may be done only after proper delivery of a prospectus and client suitability is reviewed and determined. Information relating to securities is intended for use by individuals residing in Arizona, Alabama, California, Colorado, Florida, Maryland, Nevada, New Mexico, New York, North Carolina, Pennsylvania, Texas, and Virginia. Centaurus Financial, Inc., and Catalina Wealth Management are not affiliated.
|Mon.||8:00 AM - 5:00 PM|
|Tue.||8:00 AM - 5:00 PM|
|Wed.||8:00 AM - 5:00 PM|
|Thu.||8:00 AM - 5:00 PM|
|Fri.||8:00 AM - 5:00 PM|
In 2017 elected by the board of honorees as the Man of the Year for all 40 under 40 honorees for contributions to the community and leadership. more