Farmington, CT
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Find Top Financial Advisors in Farmington, Connecticut

There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc., that you could use while searching for the financial advisor that best suits your financial and investment goals.

We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.

Finding the Top Financial Advisor in Farmington, Connecticut

Last Updated - May 14, 2024

Farmington has 4 WiserAdvisor vetted Financial Planners and Advisors on the online list below for you to choose from. These financial advisors in Farmington, Connecticut have an average of 24 years of experience.

NOTE: The list of vetted financial advisors in Farmington, Connecticut mentioned below does not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Farmington, Connecticut.

Qualified Financial Advisors in Farmington, Connecticut

Financial Advisor Experience AUM Minimum Assets Fee Structure
Robert Tubridy
MBA, CFP®, ChFC®
CT FINANCIAL PARTNERS
180 Glastonbury Blvd.,
Suite 102,
Glastonbury, CT 06033
22 Years Not Specified Not Specified Fee-Based
Cody St John
LPL FINANCIAL | ARROWHEAD FINANCIAL GROUP
53 Main St S #2 Woodbury CT,
Woodbury, CT 06798
4 Years Not Specified Not Specified Fee-Only
Charles Helme
BH ASSET MANAGEMENT, LLC
777 W Putnam Ave. 3rd Floor,
Greenwich, CT 06830
30 Years $105,000,000 $500,000 Fee-Only
Ronald Newton
CFP®
EDELMAN FINANCIAL ENGINES, LLC
1485 South County Trail,,
Suite 101,
East Greenwich, RI 02818
40 Years Not Specified Not Specified Fee-Based

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Information on Qualified Financial Advisors in Farmington, Connecticut

Qualifications CRD# 4509256
Firm CRD# 8032
Series 7, 24, 66

Compensation/Fee Fee-Based, Flat Fee, Based on Assets


Office Location 180 Glastonbury Blvd.,
Suite 102,
Glastonbury,
CT
06033
Phone Number 860-430-9064

As a CERTIFIED FINANCIAL PLANNER practitioner, Bob provides comprehensive financial planning guidance and is committed to the highest standards of ethical conduct. He brings top credentials to his daily practice as a working partner and financial advisor with CT Financial Partners. He specializes in creating individually tailored retirement income plans by analyzing investment allocations, maximizing pension and Social Security benefits, and mitigating overall risk throughout retirement. Underscoring everything he does is a deep commitment to providing quality service and support throughout the relationship. Bob is a strong proponent of financial education, and has spoken to hundreds of groups regarding proper investment planning, retirement income planning, and college funding. Bob received his Bachelor of Science in Finance from Providence College in 1990, and his M.B.A. from Rensselaer Polytechnic Institute in 2000. In 2007, Bob received his CERTIFIED FINANCIAL PLANNER certification and his Chartered Financial Consultant (ChFC®) designation from the American College. He holds his series 7, 24, 51, and 66 Securities licenses. A devoted father of two, Bob enjoys traveling, athletics, and spending time with his son Jack, and daughter Abby.

About CT Financial Partners

CT Financial Partners

With over 50 years of financial industry experience, CT Financial Partners was founded with a mission to provide the best possible financial advice. We pride ourselves on our ability to offer guidance on more than investments and insurance. We are comprehensive wealth consultants, focusing on everything from coordinating and managing your retirement income to estate planning. Our client-first philosophy dictates that we develop a customized plan designed to pursue your objectives. Using a team approach that grows out of strategic affiliations with legal and tax professionals, we seek to make your financial goals a reality. Our relationship with Commonwealth Financial Network®, one of the most respected independent broker/dealers in the nation, gives us invaluable back office support. Robert Tubridy is dually registered as a registered representative and investment adviser representative of Commonwealth Financial Network. In these roles, Robert Tubridy is able to offer two types of accounts: brokerage accounts and asset management accounts. When serving as your advisor on a brokerage account, Robert Tubridy is required to act in accordance with the requirements of Regulation Best Interest (Reg BI). When serving as your advisor on an asset management account, Robert Tubridy is required to act in a fiduciary capacity.

More information is available in Commonwealth’s Form CRS.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities


Qualifications CRD# 7128086
Firm CRD# 6413
Series 7, 66

Compensation/Fee Fee-Only, Based on Assets


Office Location 53 Main St S #2 Woodbury CT,
Woodbury,
CT
06798
Phone Number 203-558-1599

Cody St. John is a dedicated financial advisor passionate about assisting individuals and families in achieving their financial goals. With a commitment to delivering comprehensive financial services and investment management, he specializes in portfolio construction, asset management, investment strategies, and retirement planning. Cody's tailored approach ensures that each client's unique needs and objectives are met effectively.

About LPL Financial | Arrowhead Financial Group

LPL Financial is a leading wealth management firm that serves as an independent broker-dealer, RIA custodian, and provider of third-party services for financial professionals, RIA firms, and institutions. With a history spanning over 30 years, LPL is renowned for its commitment to financial advisor independence, rooted in the principle that the firm should work for the advisor, not vice versa. Originally founded in 1989 through the merger of Linsco and Private Ledger, LPL has grown to become the nation's leading independent broker-dealer, offering a range of business model options to support financial institutions, RIA firms, and advisors seeking varying degrees of operational support.

Advisory Services Provided:

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities


Qualifications CRD# 712007
Firm CRD# 152117
Series 65

Compensation/Fee Fee-Only, Based on Assets


Office Location 777 W Putnam Ave. 3rd Floor,
Greenwich,
CT
06830
Phone Number 203-987-6227

Charles Helme joined BH Asset Management as Managing Director of Investments in 2010 and leads the investment and research areas of the firm. From 2002 to 2010, Mr. Helme was Senior Portfolio Manager of Pinnacle Associates, Ltd, in New York, where he managed portfolios for corporations, endowments, universities, pensions, and high-net-worth individuals across several high-alpha investment strategies. For seven years prior to joining Pinnacle, Mr. Helme was Managing Director of Investments at Carret and Company LLC, acting as Portfolio Manager to both institutions and high-net-worth individuals. From 1988 to 1995, Mr. Helme rose to Senior Investment Officer and Chairman of the Investment Policy Committee at Republic National Bank (now HSBC, USA). At the bank and various holding company subsidiaries, Mr. Helme was responsible for all Trust and Investment Management portfolio investments for separate accounts and several mutual fund strategies. Previously, he was Vice President of Investments for Moran Asset Management, a leading investment counselor and mutual fund advisor. He began his career in 1980 at Ernst & Company, New York Stock Exchange, and American Stock Exchange Specialists. Mr. Helme graduated from New York University Stern School of Business. He is active in a variety of local charitable and community organizations.

About BH Asset Management, LLC

BH Asset Management, LLC

We are a registered investment advisor, meaning we are held to a fiduciary standard and must always put your interests first. We provide unbiased advice, employ an open architecture approach, and only charge flat fees. We are transparent and maintain frequent communication with our clients. With over 30 years of fund management experience, we offer the most sophisticated investment techniques.

Advisory Services Provided:

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Annuities, Insurance Planning


Qualifications CRD# 1276178
Firm CRD# 104510
Series 66

Compensation/Fee Fee-Based


Office Location 1485 South County Trail,,
Suite 101,
East Greenwich,
RI
02818
Phone Number 401-262-4986

Throughout my career I have worked with many clients and recognize the benefits that they can derive from working with a trusted and knowledgeable financial advisor. I strive to make each interaction informative and enjoyable and appreciate the opportunity to work with my clients to help them achieve their financial objectives. In my free time, I enjoy spending time with my family, skiing, golfing, boating, hiking and working out.

About Edelman Financial Engines, LLC

Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.


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Top Financial Advisor Firms in Farmington, Connecticut (Ranked by AUM)

Firm Name No. of Advisors No. of Clients AUM Fee Structure
NEW ENGLAND ASSET MANAGEMENT, INC.
74 Batterson Park Rd., Pond View Corporate Center, Farmington, CT 6032
100 880 $100,455,084,282
A Percentage of AUM, Fixed Fees, Performance Based
SYMETRA INVESTMENT MANAGEMENT COMPANY
308 Farmington Avenue, 3rd Floor, Farmington, CT 6032
69 8 $68,176,048,738
A Percentage of AUM
CONNECTICUT WEALTH MANAGEMENT, LLC
281 Farmington Avenue, Farmington, CT 06032-1911
63 2950 $2,132,796,640
A Percentage of AUM, Fixed Fees
HORIZON TECHNOLOGY FINANCE
312 Farmington Avenue, Farmington, CT 06032-2586
32 2 $1,001,362,000
A Percentage of AUM, Performance Based
MJP WEALTH ADVISORS
74 Batterson Park Rd, Suite 103, Farmington, CT 6032
10 2239 $853,430,240
A Percentage of AUM, Hourly charges, Fixed Fees
PASI INVESTMENTS, LLC
10 Talcott Notch Road, 2nd Floor, Farmington, CT 6032
7 783 $450,877,716
A Percentage of AUM, Fixed Fees
SAGEBROADVIEW WEALTH MANAGEMENT, LLC
10 Waterside Drive, Suite 305, Farmington, CT 06032-2837
6 596 $270,492,196
A Percentage of AUM, Hourly charges, Fixed Fees
MEDALLION WEALTH ADVISORS, LLC
2 Bridgewater Road, Suite 201, Farmington, CT 6032
7 1961 $270,275,684
A Percentage of AUM, Hourly charges, Fixed Fees

    Frequently Asked Questions

    When choosing a financial advisor in Connecticut, it is important to look for certain credentials that demonstrate their expertise and credibility. Look for advisors who hold recognized certifications such as Certified Financial Planner (CFP), Chartered Financial Analyst (CFA), or Chartered Financial Consultant (ChFC). These designations indicate that the advisor has met rigorous education, experience, and ethical standards. Additionally, check if the advisor is registered with a reputable regulatory body such as the Securities and Exchange Commission (SEC) or the Financial Industry Regulatory Authority (FINRA). For further information, you can refer to our guide on how to use BrokerCheck to evaluate a financial advisors credentials.

    When choosing the right financial advisor, consider your specific financial needs, conduct thorough background checks, check for relevant credentials, and research their fee structures. By following these steps, you can make a more informed choice when selecting a financial advisor who meets your specific needs and demonstrates the necessary credentials and ethical standards. For more information, refer to this guide on choosing the best financial advisor in Connecticut.

    How often you should meet with your financial advisor may depend on your specific financial situation and goals. For complex finances, you may need to meet with your financial advisor weekly or monthly, while for those with regular income and simpler investments, quarterly or annual meetings may be enough. Your advisor can assist in determining the suitable meeting frequency based on your circumstances. Read on to learn more about how often you should meet with your advisor.

    To evaluate the performance of your financial advisor in Connecticut, you should start by assessing the progress of your financial goals and whether the advisor's recommendations align with your objectives. Compare your investment portfolio's performance to relevant market benchmarks, and evaluate advisor fees for reasonableness and transparency. Additionally, evaluate your advisor's communication and trustworthiness by assessing their ability to keep you informed, address concerns, and consider your overall satisfaction with their guidance. To learn more about evaluating your financial advisor, explore this guide on the things you should know to assess your financial advisor's work.

    You can expect financial advisors in Connecticut to offer a wide range of financial services including retirement planning, investment management, wealth management, estate planning, and more. By understanding your individual goals and financial situation, they can assist you in crafting a personalized financial plan and provide ongoing support as your needs evolve. By clicking on the "View full profile" button of any vetted financial advisor listed on our Connecticut directory, you can access detailed information about their services, fees, credentials, and more.

    There are multiple benefits to hiring a financial advisor in Connecticut. As a client, you can gain some peace of mind knowing you're making informed financial decisions due to your advisor's knowledge and years of relevant experience working with Connecticut residents. A financial advisor can also potentially minimize investment risks and lead to more returns on your investments. Additionally, an advisor will review your investments regularly and provide ongoing support to help you stay on track toward your financial goals. To learn more, read The Benefits Of Working With A Financial Advisor.