There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc. that you could use while searching for the financial advisor that best suits your financial and investment goals.
We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.
Farmington
has
7
WiserAdvisor vetted Financial Planners and Advisors for you to
choose from and
11
non-vetted advisors in your local area. These financial advisors in
Farmington, Connecticut
have an average of
20
years of experience.
NOTE: The list of financial
advisors in
Farmington, Connecticut
mentioned below do not include all the advisors in our network due
to their compliance listing restrictions. More vetted advisors may
be available when you use our free
match service to compare financial advisors near you in
Farmington, Connecticut.
Qualified Financial Advisors in Farmington, Connecticut | ||||
---|---|---|---|---|
Financial Advisor | Experience | AUM | Minimum Assets | Fee Structure |
Ed Callahan
CFP® EDELMAN FINANCIAL ENGINES, LLC 74 Batterson Park Road, 2nd Floor, Farmington, CT 06032 |
12 | Not Specified | Not Specified | Fee-Based |
Jacob P Kinney
FIC CAPITOL REGION GROUP 71 Raymond Rd., West Hartford, CT 06107 |
8 | Not Specified | 50000 | Fee-Based |
Douglas A. Kartsen
CFA® DAK FINANCIAL SERVICES 11 Wintergreen Ln, Avon, CT 06001 |
Not Disclosed | Not Specified | Not Specified | Fee-Based |
Robert Tubridy
CFP®, ChFC®, MBA CT FINANCIAL PARTNERS 447 Naubuc Ave, Suite 109, Glastonbury, CT 06033 |
20 | Not Specified | Not Specified | Fee-Based |
Coastal Wealth Management
CFP®, APMA®, CMFC®, CPA, CFA®, CRPC® COASTAL WEALTH MANAGEMENT 56 Williams Avenue, Mystic, CT 06355 |
22 | 815000000 | 500,000 | Fee-Based |
Ronald Newton
CFP® EDELMAN FINANCIAL ENGINES, LLC 1485 South County Trail,, Suite 101, East Greenwich, RI 02818 |
37 | Not Specified | Not Specified | Fee-Based |
Paresh B. Shah
CFP® PARESHAH PARTNERS LLC 960 South Broadway, Suite 115-B, Hicksville, NY 11801 |
26 | 350 million | None | Not Specified |
Qualifications
CRD# 5821468
Firm CRD# 104510
Series 66
Compensation/Fee Fee-Based
Office Location
74 Batterson Park Road,
2nd Floor,
Farmington,
CT
06032
Phone Number
860-269-4269
As a financial planner for over a decade, I'm dedicated to helping my clients find ways that work for their life and their family to plan ahead and invest smartly in order to help them get to a retirement that is secure and satisfying. In my spare time, I most enjoy coaching my daughters' softball teams and skiing with my family.
Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.
Qualifications
CRD# 6121974
Firm CRD# 6121974
Series 7, 66
Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee
Office Location
71 Raymond Rd.,
West Hartford,
CT
06107
Phone Number
860-474-3602
Capitol Region Group acts as a partner in helping individuals, families and entrepreneurs navigate their financial journey. The team brings years of Wall Street experience to financial planning and investment management, focusing on what is important to you. Emphasizing healthy money habits, the team strives for your financial freedom. Working as a team, Capitol Region Group assists you in offsetting stress, uncertainty and worry by providing the tools to help you achieve your long-term financial goals and ambitions. The following three steps allow you to learn more about Capitol Region Group and help to determine if the Team is a good financial resource for you.
The Capitol Region Group of Thrivent Financial offers a fee-based financial planning, investment management and protection strategy advisory service. We help our clients, entrepreneurs and professionals, implement a best practices, holistic, multi-generational household financial plan for their families. We have experience across the investing industry with success identifying quality business and investment opportunities. We also bring a deep knowledge spanning commercial real estate finance and ultra high net worth wealth management. We can work with a client's existing team of professionals or help adjust or build an effective team. We offer new prospects a 10-15 min phone conversation to learn about us, our services, and fees, and to answer their questions. We also take that opportunity to learn about them as well. If interested, we then offer a 1 hour consultation (in person or via Skype) to help prospects start building their financial strategy and make a decision on our service. We have the ability to meet at any Regus or Spaces office space.
Advisory Services Provided:
Financial Advice & Consulting
Qualifications
CRD# 5150347
Firm CRD# 283747
Series 7, 63
Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly
Office Location
11 Wintergreen Ln,
Avon,
CT
06001
Phone Number
860-269-8130
As a fiduciary, I assist individuals and families with their investing and financial planning needs. Having served institutional and individual investors for nearly 20 years, I specialize in pre- and post-retirement investing, estate and college planning, and risk management. The CFA® Institute's rigorous course of study guides my philosophy towards portfolio management and for maintaining the highest ethical standards for myself and the firm. I completed the CFA® program in 2001 and remain a CFA® Charterholder and member of the CFA® Society Hartford. Analytical and conservative by nature, I began my career as an engineer at United Technologies (Pratt & Whitney). There I received a U.S. patent in manufacturing and worked with emerging technologies and in strategic planning. This was a great opportunity to understand the internal operations of "big business" and to witness the global effects of technological evolution from initial development to market disruption. That has served me well as an investor and advisor in a rapidly changing world. Later, I held Vice President positions with banking giants Sovereign Bank and HSBC. During this period I served as a corporate lender, investment banker, private equity portfolio manager and as Head of Investments and Wealth Management for sub-Saharan Africa. In my spare time, I enjoy whitewater kayaking, skiing, travel and spending time with family. A dedicated participant in community affairs, I have held leadership positions in the Rotary Club, Farmington Chamber of Commerce, and the Urban League of Greater Hartford.
DAK Financial Services is a Registered Investment Advisor in the State of Connecticut. An independent firm, we work closely with individuals and families to help them define and realize their financial and investment objectives. Let us help you to achieve your goals.
Qualifications
CRD# 4509256
Firm CRD# 8032
Series 7, 24, 66
Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly
Office Location
447 Naubuc Ave,
Suite 109,
Glastonbury,
CT
06033
Phone Number
860-430-9064
As a CERTIFIED FINANCIAL PLANNER practioner, Bob provides comprehensive financial planning guidance and is committed to the highest standards of ethical conduct. He brings top credentials to his daily practice as a working partner and financial advisor with CT Financial Partners. He specializes in creating individually tailored retirement income plans by analyzing investment allocations, maximizing pension and Social Security benefits, and mitigating overall risk throughout retirement. Underscoring everything he does is a deep commitment to providing quality service and support throughout the relationship. Bob is a strong proponent of financial education, and has spoken to hundreds of groups regarding proper investment planning, retirement income planning, and college funding. Bob received his Bachelor of Science in Finance from Providence College in 1990, and his M.B.A. from Rensselaer Polytechnic Institute in 2000. In 2007, Bob received his CERTIFIED FINANCIAL PLANNER certification and his Chartered Financial Consultant (ChFC®) designation from the American College. He holds his series 7, 24, 51, and 66 Securities licenses. A devoted father of two, Bob enjoys traveling, athletics, and spending time with his son Jack, and daughter Abby.
With over 50 years of financial industry experience, CT Financial Partners was founded with a mission to provide the best possible financial advice. We pride ourselves on our ability to offer guidance on more than investments and insurance. We are comprehensive wealth consultants, focusing on everything from coordinating and managing your retirement income to estate planning. Our client-first philosophy dictates that we develop a customized plan designed to pursue your objectives. Using a team approach that grows out of strategic affiliations with legal and tax professionals, we seek to make your financial goals a reality. Our relationship with Commonwealth Financial Network®, one of the most respected independent broker/dealers in the nation, gives us invaluable back office support. Robert Tubridy is dually registered as a registered representative and investment adviser representative of Commonwealth Financial Network. In these roles, Robert Tubridy is able to offer two types of accounts: brokerage accounts and asset management accounts. When serving as your advisor on a brokerage account, Robert Tubridy is required to act in accordance with the requirements of Regulation Best Interest (Reg BI). When serving as your advisor on an asset management account, Robert Tubridy is required to act in a fiduciary capacity.
More information is available in Commonwealth’s Form CRS.
Qualifications
Firm CRD# 6161
Series 6, 7, 24, 53, 63, 65, 66
Compensation/Fee Fee-Based, Based on Assets, Flat Fee
Office Location
56 Williams Avenue,
Mystic,
CT
06355
Phone Number
860-245-0251
Your financial goals are individual, and we can help you achieve them. We take the time to understand whats truly important to you, whether its saving for college, retiring the way you want, making smart investments or anything else. The personalized financial advice we offer can help you prepare for the expected and unexpected things in life. As a result, you can feel more confident, connected and in control of your financial life. With the right financial advice, life can be brilliant. We focus as a firm on the following niches: retirement planning strategies, tax planning strategies, and employee stock options.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Qualifications
CRD# 1276178
Firm CRD# 104510
Series 66
Compensation/Fee Fee-Based
Office Location
1485 South County Trail,,
Suite 101,
East Greenwich,
RI
02818
Phone Number
401-262-4986
Throughout my career I have worked with many clients and recognize the benefits that they can derive from working with a trusted and knowledgeable financial advisor. I strive to make each interaction informative and enjoyable and appreciate the opportunity to work with my clients to help them achieve their financial objectives. In my free time, I enjoy spending time with my family, skiing, golfing, boating, hiking and working out.
Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.
Qualifications
CRD# 4727940
Firm CRD# 131167
Series 7, 63, 65
Compensation/Fee Based on Assets, Commissions, Flat Fee
Office Location
960 South Broadway, Suite 115-B,
Hicksville,
NY
11801
Phone Number
516-268-3446
Paresh Shah is a Wealth Strategist since 1996, helping individuals and businesses across the US to co-create innovative financial strategies that protect for today and build for tomorrow. Paresh is licensed to educate CPAs (CPE presenter) as they guide their clients on Investments, Life, Disability and Long-Term Care Insurance. He specializes in Pension & Profit-Sharing Plans, Asset Protection, Estate Planning and Business Succession Planning. Paresh was also the co-host and speaker of a new talk show "Your Money - Your Taxes" for the South Asian channel - ITV Gold. Long Island Business News awarded Paresh "2016 Honoree - Diversity in Business Award". Paresh is a member of the prestigious Million Dollar Round Table for the past 15 years and a "Top of the Table" member for the last 3 years. Paresh graduated as a Chemical Engineer (honors graduate) from the prestigious Indian Institute of Technology at Kharagpur, India. His keen sense of professionalism and community service has kept him active in India as well as the United States. He supports Health-Care and Education Initiatives for the financially challenged. Paresh is the Past-President of the Long Island Chapter of IIT Alumni Association, the Chapter Presidents Representative on the PANIIT USA Board and Past President of The Old Campionites' Association. He and his wife support a school for the Deaf and Mute in Bhavnagar, a school for Blind children in Saputara and The Sister Nivedita Foundation in Rajkot all three in Gujarat, India. They have sponsored individuals through their Undergraduate Engineering/Architecture Education. Annually they support the Hand and Heart for the Handicapped (HHH). He is now on the board of the IIT KGP Foundation. Paresh resides in Hicksville, NY with his wife Shimul. Their son Shamik, is pursuing Psychology at Hunters College in NYC. Registered Representative of Lion Street Financial and Investment Advisor Representative of Csenge Advisory Group.
PareShah Partners is founded with a mission to help more people with their financial planning using our distinct approach and strategies. Having someone help to provide guidance with financial plans gives you confidence, freeing you to spend time on what you truly wish to do. We, at PareShah Partners, help ensure you have your goals and needs in place; we guide you along with the steps to pursue financial freedom so you can eventually have more time for your family and can continue with your passions.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Top Financial Advisor Firms in Farmington, Connecticut (Ranked by AUM) |
|||
---|---|---|---|
Firm Name | AUM | No. of Clients | Fee Structure |
New England Asset Management, Inc.
74 Batterson Park Rd. , Pond View Corporate Center, Farmington, CT 6032 |
$97,562,570,620 | 797 |
A percentage of AUM Hourly charges Fixed fees Performance Based |
Symetra Investment Management Company
308 Farmington Avenue , 3rd Floor, Farmington, CT 6032 |
$47,917,421,250 | 6 |
A percentage of AUM |
Connecticut Wealth Management, Llc
281 Farmington Avenue, Farmington, CT 06032-1911 |
$2,385,202,351 | 2655 |
A percentage of AUM Fixed fees |
Mjp Wealth Advisors
790 Farmington Ave., Bldg 3e, Farmington, CT 6032 |
$756,670,567 | 1906 |
A percentage of AUM Fixed fees |
Horizon Technology Finance
312 Farmington Avenue, Farmington, CT 06032-2586 |
$645,210,000 | 2 |
A percentage of AUM Performance Based |
Karn, Couzens & Associates, Inc.
10 Melrose Drive, Farmington, CT 6032 |
$608,517,971 | 1219 |
A percentage of AUM Hourly charges Fixed fees |
Pasi Investments, Llc
10 Talcott Notch Road , 2nd Floor, Farmington, CT 6032 |
$508,618,180 | 833 |
A percentage of AUM Fixed fees |
Medallion Wealth Advisors, Llc
2 Bridgewater Road , Suite 201, Farmington, CT 6032 |
$316,723,768 | 26 |
A percentage of AUM Hourly charges Fixed fees |
Sagebroadview Wealth Management, Llc
10 Waterside Drive , Suite 305, Farmington, CT 06032-2837 |
$297,253,818 | 547 |
A percentage of AUM Hourly charges Fixed fees |
* Additional advisors listing is provided in partnership with Yext
Financial Advisor | Office Location | Phone Number |
Betsy Udal Inquire with Betsy |
1 Old Mountain Rd, Farmington, CT 06032 | 860-470-0245 |
Paul Scileppi Inquire with Paul |
850 Farmington Ave, Farmington, CT 06032 | 860-284-9882 |
Henry Cormier Inquire with Henry |
850 Farmington Ave, Farmington, CT 06032 | 860-284-9882 |
Matthew Udal Inquire with Matthew |
1 Old Mountain Rd, Farmington, CT 06032 | 860-470-0244 |
Fiscal Dynamics, Inc Inquire with Fiscal |
314 Farmington Ave, Farmington, CT 06032 | 860-677-1753 |
Tunxis Wealth Management Inquire with Tunxis |
231 Farmington Avenue, 2nd Floor, Farmington, CT 06032 | 860-676-4404 |
Pennell Wealth Advisors Inquire with Pennell |
200 Mountain Road, Suite 2, Farmington, CT 06032 | 860-674-0603 |
RGB Financial Inquire with RGB |
16 Spring Lane, Farmington, CT 06032 | 860-678-7350 |
Edward Jones Inquire with Edward |
1055 Farmington Avenue, Farmington, CT 06032 | 860-677-1104 |
Edward Jones Inquire with Edward |
30 Stanford Dr, Suite 200, Farmington, CT 06032 | 860-409-2130 |
Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.
Financial advisors strategize financial planning and help you make the right decision about your investments. They weigh the pros and cons, and are abreast with the latest industry updates regarding tax issues and investment vehicles. These valuable insights guide you to make investments that meet your financial requirements and goals such as buying a house, education, having a baby or securing your retirement. Learn more about the cost of a financial advisor?.
A financial advisor can help you manage your finances especially when you don't have the time to do it yourself or when there are major changes in your life, such as getting married or having a baby. Even if you've managed your investment on your own, the best financial planners can vet your plan and assess it from a different perspective, to add surety to your decisions. Learn more about the best time to hire a financial advisor.
While choosing a financial planner to help you with your investment decisions, it's important to do some spadework. Meet different consultants and compare and contrast their advice. Pick up clues that demonstrate their experience and integrity. It is also important to verify the credentials of an independent financial planner before making a decision. Read the guide on choosing the best financial advisor.
Finding the right person or a financial advisory firm to help with your retirement planning might take some effort, but the effort is worth it. Financial advisors might have different specializations, look for one who has had past experience in retirement planning. Also, this could translate to a long - term relationship, so it's important to find someone whom you like, trust and respect. Read here the importance of retirement planning.
A fiduciary is any person or firm who acts on behalf of another individual or firm to manage their assets. Fiduciary financial advisors provide their client the highest quality of care while maintaining 'good faith', meaning they wouldn't act in favor of anyone else's interests, including their own. The best way to be certain that a financial advisor is a fiduciary is to simply ask. Learn more about what is a fiduciary financial advisor.
A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals. Learn more about financial advisor vs financial planner: Who do you need?