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Qualifications of Financial Advisor in Farmington

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Financial Advisors in Farmington, Connecticut
Financial Advisor Office Location Phone Number
Douglas A. Kartsen, CFA,
DAK Financial Services
11 Wintergreen Ln,
Avon, CT  06001
(860) 269-8130
Ken Tumolo, CFP,
Johnson Brunetti
100 Great Meadow Road Suite 502,
Wethersfield, CT  06109
(860) 372-4800
Jim Furlong,
Financial Engines Advisors, LLC
360 Bloomfield Avenue,
Windsor, CT  06095
(413) 271-1147
Sam Chang CFA®,
Capitol Region Group
828 Sullivan Avenue,
South Windsor, CT  06074
(860) 474-3600
Jay Klein CFP, ChFC, CLU,
Maffe Financial Group
624 Hebron Ave.,
Glastonbury, CT  06033
(860) 430-1977
Jim Furlong,
Financial Engines Advisors, LLC
601 North Main Street,
East Longmeadow, MA  01028
(413) 271-1147
Christian Grundel,
Financial Engines Advisors, LLC
1000 Bald Hill Road,
Warwick, RI  02886
(401) 921-3331

Information on Qualified Financial Advisors in Farmington

Qualifications CRD# 5150347
Series 7, 63

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Flat Fee, Hourly


Office Location 11 Wintergreen Ln,
Avon,
CT 
06001
Phone Number (860) 2698130

As a fiduciary, I assist individuals and families with their investing and financial planning needs. Having served institutional and individual investors for nearly 20 years, I specialize in pre- and post-retirement investing, estate and college planning, and risk management. The CFA Institute’s rigorous course of study guides my philosophy towards portfolio management and for maintaining the highest ethical standards for myself and the firm. I completed the CFA program in 2001 and remain a CFA Charterholder and member of the CFA Society Hartford. Analytical and conservative by nature, I began my career as an engineer at United Technologies (Pratt & Whitney). There I received a U.S. patent in manufacturing and worked with emerging technologies and in strategic planning. This was a great opportunity to understand the internal operations of “big business” and to witness the global effects of technological evolution from initial development to market disruption. That has served me well as an investor and advisor in a rapidly changing world. Later, I held Vice President positions with banking giants Sovereign Bank and HSBC. During this period I served as a corporate lender, investment banker, private equity portfolio manager and as Head of Investments and Wealth Management for sub-Saharan Africa. In my spare time, I enjoy whitewater kayaking, skiing, travel and spending time with family. A dedicated participant in community affairs, I have held leadership positions in the Rotary Club, Farmington Chamber of Commerce, and the Urban League of Greater Hartford.

About DAK Financial Services

DAK Financial Services is a Registered Investment Advisor in the State of Connecticut. An independent firm, we work closely with individuals and families to help them define and realize their financial and investment objectives. Let us help you to achieve your goals.



Qualifications CRD# 6219688
FirmCRD# 171168
Series 7, 66


Office Location 100 Great Meadow Road Suite 502,
Wethersfield,
CT 
06109
Phone Number (860) 3724800

Ken Tumolo joined Johnson Brunetti as a CERTIFIED FINANCIAL PLANNER" in 2014. He brings a strong dedication to helping clients on the path towards financial security and independence as they plan for their retirement years because everyone deserves a secure and independent retirement. Ken holds the Series 7 and 66 licenses, as well as Life, Health and Long-Term Care licenses.

About Johnson Brunetti

Johnson Brunetti is a leading independent Retirement and Investment Specialty firm with offices located throughout Connecticut and Massachusettes. Our firm was started in 2003 and was built based on the foundations of integrity, trustworthiness and creating confidence in our clients as they approach their retirement years. Johnson Brunetti has helped more than 3,000 New England families reduce unnecessary income, social security and estate taxes. The advisors at Johnson Brunetti know their best clients are individuals that appreciate personalized service and support and value the firm?s financial investment strategies which are based on preservation of principal, a reasonable rate of return and keeping things simple. We offer complete services to address all of our client's financial priorities: Retirement Planning Estate Planning Asset Management 401K Guidance Wealth Protection Long-Term Care Insurance Options Our Locations: Wethersfield, CT 100 Great Meadow Road Suite 502 Wethersfield, CT 06109 Fairfield, CT 501 Kings Highway East Suite 107 Fairfield, CT 06825 Newtown, CT 27 Glen Road Suite 300 Newtown, CT 06482 Cheshire, CT 515 Highland Avenue Cheshire, CT 06410 Avon, CT 20 Avon Meadow Lane Building 20, Suite 220 Avon, CT 06001 Old Saybrook, CT 745 Boston Post Road Old Saybrook, CT 06475 Newton, MA 233 Needham Street Suite 300 Newton, MA 02464



Qualifications CRD# 1921131
FirmCRD# 104510
Series 4, 7, 24, 53, 63, 65

Compensation/Fee I am a Fee-Based financial professional


Office Location 360 Bloomfield Avenue,
Suite 301,
Windsor,
CT 
06095
Phone Number (413) 2711147

Joined Financial Engines in 2005. Began his career in the financial services industry in 1980. Successfully completed the Series 4, 7, 24, 53, 63, and 65 examination(s) administered by FINRA. Board member of The Adoptive Parents Committee and President of the Enfield Dolphins Recreational Swim Team. Hometown is Bay Shore, N.Y. Married to Susan. They have five children: Shawn Marie, Michael, John, Allison, and Robert.

About Financial Engines Advisors, LLC

Financial Engines is America's largest investment advisor1. We help people achieve greater financial clarity by providing professional investment management, comprehensive financial planning and advice for everyday Americans. Financial Engines was co-founded in 1996 by a Nobel Prize- winning economist and we currently offer financial help to millions of people. Our unique approach, combined with powerful online services, dedicated advisors and personal attention both in and outside of the workplace, promotes greater financial wellness and helps more Americans get on track to meet their financial goals. 1For independence methodology and ranking, see InvestmentNews RIA Data Center. (http://data.investmentnews.com/ria).



Qualifications CRD# 4240986
Series 7, 63

Compensation/Fee I am a fee-based financial professional, Based on Assets, Commissions, Flat Fee


Office Location 828 Sullivan Avenue,
South Windsor,
CT 
06074
Phone Number (860) 4743600

Worked on Wall Street for the first 16 years of his career - on a team that managed several mutual funds. Has a Chartered Financial Analyst (CFA) designation which is widely regarded as the most difficult designation to attain for investment professionals, especially in the areas of research and portfolio management. Married with three children. Board of Directors of the Manchester Area Council of Churches. Lived in Hawaii for 4 years. Supports St. Francis Hospital, Children International and Camp Calumet. BA in Economics from Trinity College, Hartford, CT. I am licensed to do business in CT, MA, ME, NC, and NY.

About Capitol Region Group

The Capitol Region Group of Thrivent Financial offers a fee-based financial planning, investment management and protection strategy advisory service. We help our clients, entrepreneurs and professionals, implement a best practices, holistic, multi-generational household financial plan for their families. We have experience across the investing industry with success identifying quality business and investment opportunities. We also bring a deep knowledge spanning commercial real estate finance and ultra high net worth wealth management. We can work with a client's existing team of professionals or help adjust or build an effective team. We offer new prospects a 10-15 min phone conversation to learn about us, our services, and fees, and to answer their questions. We also take that opportunity to learn about them as well. If interested, we then offer a 1 hour consultation (in person or via Skype) to help prospects start building their financial strategy and make a decision on our service. We also have two offices in the Greater Hartford area: South Windsor and West Hartford.



Qualifications CRD# 1499392
Series 6, 63, 65

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Hourly


Office Location 624 Hebron Ave.,
Building 3, Suite 100,
Glastonbury,
CT 
06033
Phone Number (860) 4301977

Jay is a graduate of Central Connecticut State University, where he graduated with a BS in Business Administration and a Minor in Economics. He has over 30 years of experience in advising his clients regarding their insurance, investments*, and financial needs which also encompasses offering investment advisory services. Of utmost importance to him is caring for and servicing his clients. As a Certified Financial Planner® Practitioner, he has undergone rigorous education and testing to meet the standards set by the Certified Financial Planner Board of Standards. He has also obtained additional Professional designations: Chartered Financial Consultant (ChFC), and Chartered Life Underwriter (CLU) through the American College of Financial Servies, Bryn Mawr, PA. Jay has been an Investment Adviser Representative of ESI Financial Advisors since Feb. 2002. Whether it is an existing client or a new client attention is given to being understanding towards their level of risk, needs, time horizon, and coordinating their investments with their Financial, Retirement, and Estate Plans. Various Institutional, and Non-Institutional investment portfolios may also be considered. Of utmost importance is periodically meeting, reviewing and monitoring investment results. He is a member of the Financial Planning Association and the Central Connecticut Business and Estate Planning Council, on whose Executive Committee he serves as President. He resides in Cromwell with his wife Linda and their children.

About Maffe Financial Group

ABOUT MAFFE FINANCIAL GROUP *Affiliated with Maffe Financial Group *Additional resources and support providing high quality services. *Access to many financial service and insurance companies to allow an independent, creative approach to help meet the needs, goals, and objectives of each client. *Additional in-house support utilizing a team approach while drawing from each individual's expertise.



Qualifications CRD# 1921131
FirmCRD# 104510
Series 4, 7, 24, 53, 63, 65

Compensation/Fee I am a Fee-Based financial professional


Office Location 601 North Main Street,
East Longmeadow,
MA 
01028
Phone Number (413) 2711147

Joined Financial Engines in 2005. Began his career in the financial services industry in 1980. Successfully completed the Series 4, 7, 24, 53, 63, and 65 examination(s) administered by FINRA. Board member of The Adoptive Parents Committee and President of the Enfield Dolphins Recreational Swim Team. Hometown is Bay Shore, N.Y. Married to Susan. They have five children: Shawn Marie, Michael, John, Allison, and Robert.

About Financial Engines Advisors, LLC

Financial Engines is America's largest investment advisor1. We help people achieve greater financial clarity by providing professional investment management, comprehensive financial planning and advice for everyday Americans. Financial Engines was co-founded in 1996 by a Nobel Prize- winning economist and we currently offer financial help to millions of people. Our unique approach, combined with powerful online services, dedicated advisors and personal attention both in and outside of the workplace, promotes greater financial wellness and helps more Americans get on track to meet their financial goals. 1For independence methodology and ranking, see InvestmentNews RIA Data Center. (http://data.investmentnews.com/ria).



Qualifications CRD# 5541530
FirmCRD# 104510
Series 6, 7, 63, 66

Compensation/Fee I am a Fee-Based financial professional


Office Location 1000 Bald Hill Road,
Suite 5,
Warwick,
RI 
02886
Phone Number (401) 9213331

Joined Financial Engines in 2016. Began his career in the financial services industry in 2008. Successfully completed the Series 6, 7, 63, and 66 examination(s) administered by FINRA. Earned the CERTIFIED FINANCIAL PLANNER TM (CFP® certification(s). Bachelor's Degree in English from State University of New York at Albany. Married to Amanda. They have one child: Alex. Christian enjoys fishing, both fresh and salt water.

About Financial Engines Advisors, LLC

Financial Engines is America's largest investment advisor1. We help people achieve greater financial clarity by providing professional investment management, comprehensive financial planning and advice for everyday Americans. Financial Engines was co-founded in 1996 by a Nobel Prize- winning economist and we currently offer financial help to millions of people. Our unique approach, combined with powerful online services, dedicated advisors and personal attention both in and outside of the workplace, promotes greater financial wellness and helps more Americans get on track to meet their financial goals. 1For independence methodology and ranking, see InvestmentNews RIA Data Center. (http://data.investmentnews.com/ria).



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