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Your service helped us connect with Brian who had clients similar to our situation.
Former advisor put our cash in a cookie-cutter investment plan and we wanted to find alternative options...
Susan, a Retired Executive from New York
There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc. that you could use while searching for the financial advisor that best suits your financial and investment goals.
We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.
Mystic
has
3
WiserAdvisor vetted Financial Planners and Advisors for you to
choose from and
13
non-vetted advisors in your local area. These financial advisors in
Mystic, Connecticut
have an average of
19
years of experience.
NOTE: The list of financial
advisors in
Mystic, Connecticut
mentioned below do not include all the advisors in our network due
to their compliance listing restrictions. More vetted advisors may
be available when you use our free
match service to compare financial advisors near you in
Mystic, Connecticut.
| Qualified Financial Advisors in Mystic, Connecticut | ||||
|---|---|---|---|---|
| Financial Advisor | Experience | AUM | Minimum Assets | Fee Structure |
| Robert Henderson
CFP® LANSDOWNE WEALTH MANAGEMENT, LLC 34 Water Street, Mystic, CT 06355 |
15 | Not Specified | $100,000 | Fee-Only |
| Coastal Wealth Management
CPA, CFP®, CMFC®, CRPC®, APMA®, CFA® COASTAL WEALTH MANAGEMENT 56 Williams Avenue, Mystic, CT 06355 |
22 | 815000000 | 500,000 | Fee-Based |
| Michael Thompson
LPL FINANCIAL 110 Washington Ave. 3rd Floor, North Haven, CT 06473 |
21 | $45000000 | 25000 | Fee-Based |
Qualifications
CRD# 5089860
Firm CRD# 155422
Series 63, 66
Compensation/Fee Fee-Only, Hourly, Flat Fee, Based on Assets
Office Location
34 Water Street,
Mystic,
CT
06355
Phone Number
860-245-5078
Robert Henderson, CFP® is the President and Advisor at LWM. Prior to founding the firm, Mr. Henderson was a financial advisor with a nationally recognized brokerage firm. His previous experience included numerous senior corporate financial positions, including Director of Finance and Accounting and Controller positions. Mr. Henderson holds a BS degree in Accounting from Bentley University, the CERTIFIED FINANCIAL PLANNER™ professional designation, earned the Accredited Asset Management Specialist (AAMS) designation from the College for Financial Planning, and is a Certified Divorce Financial Analyst (CDFA).
Lansdowne Wealth Management, LLC ("LWM") is an fiduciary, fee-only CERTIFIED FINANCIAL PLANNER professional firm based in Mystic, CT. Our clients depend on us to provide personalized, thoughtful service and advice. As a fee-only Registered Investment Advisor, we present you with objective, independent guidance for achieving your goals. Successful individuals and families in southeastern Connecticut, Rhode Island and throughout the United States rely on us to guide the way so they can be confident in their futures. Our goal is to provide our clients with the most complete Asset Management and Financial Planning services available. From the very beginning, our objective is to provide individual investors with the same level of sophisticated management as institutional investors. We are proud to say that the services our clients receive rival that of large institutions. In addition to providing portfolio management services, we also provide our clients with the opportunity to access our comprehensive Fee-Only Financial Planning and Wealth Management services.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management
Qualifications
Firm CRD# 6161
Series 6, 7, 24, 53, 63, 65, 66
Compensation/Fee Fee-Based, Flat Fee, Based on Assets
Office Location
56 Williams Avenue,
Mystic,
CT
06355
Phone Number
860-245-0251
Your financial goals are individual, and we can help you achieve them. We take the time to understand whats truly important to you, whether its saving for college, retiring the way you want, making smart investments or anything else. The personalized financial advice we offer can help you prepare for the expected and unexpected things in life. As a result, you can feel more confident, connected and in control of your financial life. With the right financial advice, life can be brilliant. We focus as a firm on the following niches: retirement planning strategies, tax planning strategies, and employee stock options.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Qualifications
CRD# 4415510
Firm CRD# 6413
Series 6, 63, 65
Compensation/Fee Fee-Based, Based on Assets
Office Location
110 Washington Ave. 3rd Floor,
North Haven,
CT
06473
Phone Number
203-500-8527
Mike Thompson is a financial advisor with 21 years of experience. He specializes in helping individuals, families, and small businesses plan for the great financial goals in life. This includes: Retirement College Savings Tax Savings Insurance Needs He institutes a comprehensive and personalized approach to helping clients pursue these goals.
LPL was founded with a revolutionary vision: Help financial professionals build competitive businesses while they served their clients' best interests. And more than 30 years later, that remains true of LPL today. Building on that foundation, LPL offers comprehensive support for financial professionals across the spectrum of our industry: from independent financial advisors to financial institutions, from local advisor teams to large-scale RIA firms, from fully autonomous business owners to advisors employed by LPL. We believe in the value of independent advice, but at LPL, independence is not one-size-fits all. How could we serve you?
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Top Financial Advisor Firms in Mystic, Connecticut (Ranked by AUM) |
|||
|---|---|---|---|
| Firm Name | AUM | No. of Clients | Fee Structure |
| SOUND PORTFOLIO ADVISORS, LLC
28 Cottrell St., Mystic, CT 6355 |
$119,314,723 | 343 |
A percentage of AUM |
* Additional advisors listing is provided in partnership with Yext
| Financial Advisor | Office Location | Phone Number |
| Morgan Stanley Financial Advisors Inquire with Morgan |
5 Fort Rachel Place, Mystic, CT 06355 | 860-536-8118 |
| Coastal Wealth Management Inquire with Coastal |
56 Williams Ave, Mystic, CT 06355 | 860-245-0251 |
| Jason Cerniglia Inquire with Jason |
56 Williams Ave, Mystic, CT 06355 | 860-245-0251 |
| Optimum Retirement Inquire with Optimum |
12 Roosevelt Ave, Mystic, CT 06355 | 860-980-3168 |
| Mark Benedict Inquire with Mark |
5 Fort Rachel Place, Mystic, CT 06355 | 860-572-2564 |
| The Tassone / Volpe Group Inquire with Tassone |
5 Fort Rachel Place, Mystic, CT 06355 | 860-572-2426 |
| David C Volpe Jr. Inquire with David |
5 Fort Rachel Place, Mystic, CT 06355 | 860-572-2426 |
| Robert Patten Inquire with Robert |
5 Fort Rachel Place, Mystic, CT 06355 | 860-572-2581 |
| Stifel | Spring Wealth Management Group Inquire with Stifel |
38 East Main Street, Mystic, CT 06355 | 860-440-3373 |
| John Read Inquire with John |
23 Broadway Avenue, Mystic, CT 06355 | 860-572-4767 |
Grow your AUM with pre-qualified leads!
Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.
Financial advisors strategize financial planning and help you make the right decision about your investments. They weigh the pros and cons, and are abreast with the latest industry updates regarding tax issues and investment vehicles. These valuable insights guide you to make investments that meet your financial requirements and goals such as buying a house, education, having a baby or securing your retirement. Learn more about the cost of a financial advisor?.
A financial advisor can help you manage your finances especially when you don't have the time to do it yourself or when there are major changes in your life, such as getting married or having a baby. Even if you've managed your investment on your own, the best financial planners can vet your plan and assess it from a different perspective, to add surety to your decisions. Learn more about the best time to hire a financial advisor.
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A fiduciary is any person or firm who acts on behalf of another individual or firm to manage their assets. Fiduciary financial advisors provide their client the highest quality of care while maintaining 'good faith', meaning they wouldn't act in favor of anyone else's interests, including their own. The best way to be certain that a financial advisor is a fiduciary is to simply ask. Learn more about what is a fiduciary financial advisor.
A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals. Learn more about financial advisor vs financial planner: Who do you need?
