Vetted Advisor's Table

Ketul Mody, CFP®, RICP®
Diamond State Financial Group

Tel: 302-438-0409
900 Prides Crossing
Newark, DE 19713
Diamond State Financial Group | Financial Advisor in Newark ,DE


About Ketul Mody

I am a Wealth Manager and Senior Partner at Diamond State Financial Group. As a Certified Financial Planner (CFP®) I provide comprehensive financial planning services with a commitment to building relationships. I am committed to helping our client improve their long-term financial success.

I am part of a team of professionals with expertise in various areas of financial services.

We provide the following services:

For Individuals: · Portfolio Management* · Mutual Funds* · Fee-Based Financial Planning* · Life, Disability & Long-Term Care Insurance · Cash Management · College Funding · Retirement Strategies · Estate Planning · Tax Reduction Strategies**

For Businesses: · Group: Life, Health & Disability Insurance · Key Employee Insurance · Buy-Sell Funding · Succession Strategies · Deferred Compensation · Executive Bonus Plan · IRAs, SEPs, KEOGHs & 401(k)s · Profit Sharing · Retirement Strategies · Executive Compensation Programs · Financial Education Seminars

About Diamond State Financial Group

Establishing a relationship with a financial professional is a decision that deserves careful consideration. You can trust that we are committed to helping you accomplish your long-term financial goals.

We genuinely want to see our clients succeed.

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General Information

Firm Start Year:   1989
No. of Employees:   50-99
States Licensed in:   DE, PA, MD, NJ
Number of Years with Current Firm:   16
Work Experience:   I primarily work with professionals, physicians and small business owners to find unique solutions that fit their needs. He specializes in insurance, financial, retirement, and business strategies. Ketul is passionate about creating long-term relationships with his clients and works to build a reputation founded on honesty and integrity.
Work with the following types of clients:   Individual Investors, Businesses
Foreign Languages Serviced:   Hindi, Gujarati
Advisory Services Provided:   Financial Advice & Consulting, Investment Advice & Management, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Insurance Products & Annuities


Investment Types:   Bonds, Mutual Funds, Stocks, Exchange Traded Funds (ETFs), Insurance, Annuities
Can meet clients in the following ways:   Our Office, Video Conference

Qualifications & Memberships

Insurance and Annuity Licenses:   Long Term Care, Variable Life, Annuity, Health, Life

Firm Information

Advisor's Number of Clients:   150
Advisor's Number of Managed Clients:   75
Advisor's Number of Planning Clients:   30
Assets Managed by Advisor:   $50,000,000

Compensation and Fees

Fee Structure:   Fee-Based
Minimum Portfolio Size for New Managed Accounts:   $250,000
Compensation Methods:   Based on Assets
Fee % Based on Assets:   1
Minimum Fee Charged for Managed Accounts:   $2,500


Business Administration  - Finance   Delaware  - Newark


WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures



Securities offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC, CA Insurance Lic# 0644976), member FINRA/SIPC. Advisory Services offered through Cetera Investment Advisers LLC, a registered investment adviser. Cetera is under separate ownership from any other named entity. CA Insurance License # 0L06011.


Registered Representative:


Investment Advisor Representative:


Acknowledged fiduciary:


Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Office Hours

Mon. 9:00 AM - 5:00 PM
Tue. 9:00 AM - 5:00 PM
Wed. 9:00 AM - 5:00 PM
Thu. 9:00 AM - 5:00 PM
Fri. 9:00 AM - 5:00 PM

Communities Served


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