Wealth is a good thing. Lifelong wealth is even better. At Diversified, our clients know that while life isn't without change and challenge, it's how they manage it that makes all the difference. They also know that they need to surround themselves with people who truly care about them. As a local family business serving executives, professionals, and retirees in Delaware and Pennsylvania, we welcome the opportunity to be included in your circle of trusted advisors. We realize we'll need to earn it, and once we do, we promise to keep it.
|Firm Start Year:||1982|
|Name of Broker/Dealer:||Securities Service Network|
|Name of Custodial Firm:||SEI Investments|
|Number of Years with Current Firm:||10|
|I work with the following types of clients:||Individual Investors, Businesses|
|Advisory Services Provided:||Tax Advice and Services, Financial Planning for Businesses, Education Funding and Planning, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Estate Planning & Trusts, Financial Planning for Individuals|
|Investment Types:||Mutual Funds, Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), Insurance, Bonds, Stocks, Annuities, Mortgages & Real Estate, Socially Responsible Investments (SRI)|
|I can meet clients in the following ways:||At my office, Via Phone, Video Conference, Via Email|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Accident, Health, Life|
|Firm's Number of Clients:||700|
|Firm's Number of Planning Clients:||650|
|Firm's Number of Managed Clients:||700|
|Assets Managed by Firm:||$600,000,000|
|Advisor's Number of Clients:||300|
|Advisor's Number of Managed Clients:||300|
|Advisor's Number of Planning Clients:||300|
|Assets Managed by Advisor:||$250,000,000|
|Registered Investment Advisor:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Compensation Methods:||Flat Fee, Based on Assets|
|Fee % Based on Assets:||Varies|
|Additional Details on Charges:||Varies based on individual client situations and asset level.|
|Minimum Fee Charged for Managed Accounts:||N/A|
|BS in Business Administration - Finance||
University of Delaware - 19713
Financial planning and Investment advisory services offered through Diversified, LLC, a registered investment advisor. Securities offered through Securities Service Network, LLC, Member FINRA, SIPC. Some associates of Diversified are registered representatives of Securities Service Network, LLC, a registered broker/dealer, 9729 Cogdill Road, Knoxville, TN 37932.Securities offered through Securities Service Network, LLC, Member FINRA, SIPC. Investments products and services available only to residents of: AZ, CA, CO, DC, DE, FL, GA, IL, KS, MA, MD, MI, MO, NC, NJ, NY, OH, PA, SC, SD, TN, TX, VA, & WA.
In March 2010, Andrew Rosen joined the Diversified team, bringing with him nine years of financial industry experience. In his role as Financial Planner Andrew forges lifelong relationships with clients. He coaches them through all stages of life and guides them to better achieve their life goals. Andrew, alongside the team at Diversified, consistently delivers high-level, concierge service to all clients. Andrew also writes extensively and has authored blogs, whitepapers and eBooks, all of which you can find in on our resources page. He has also been published in CNBC, Business Insider, Investopedia, IRIS, Fatherly, and Yahoo Finance.
In 2003, Andrew graduated from the University of Delaware with a BS in Finance and a minor in Economics. He continued his industry education by obtaining his series 6, 7, and 63, along with property/casualty and health/life insurance licenses. In addition, Andrew received the CERTIFIED FINANCIAL PLANNER" designation in 2006, the CEP in 2010, and has been named a Five Star Best in Client Satisfaction Wealth Manager in Philadelphia and Delaware every year since 2010.
Outside of Diversified, Andrews number one passion is spending time with his beautiful wife, Jessica, and his amazing children, Aviva, Isabella, and Emmet. Andrew resides in West Chester, Pennsylvania where he is a member of the DuPont Country Club. He is a high level squash player, a runner, and very average golfer.
Financial Planning for Businesses
When it comes to the financial facets of your commercial enterprise, we mean business. As a business owner, your life is complex. There are countless demands on your time. You have multiple priorities and crises that need attention. At Diversified, we understand the significant responsibilities you assume in your leadership position. We work to make the process of protecting your business as hassle-free, efficient, and effective as possible.
Financial Planning for Individuals
We provide intimate, intricate financial planning for busy executives and professionals. Our clients appreciate the value of a comprehensive planning process but lack the time or resources.
The heart of investment planning isnt asset allocation or rates of returnits you. At Diversified, we believe every great investment strategy should begin with a clear understanding of your goals, timeframes, and risk tolerance. How well the plans we create allow you to meet your short- and long-term term objectives is a measure of our success, and we take that responsibility seriously. When you rely on the knowledgeable experts at Diversified, were with you for the long haul. Ready to make a smart investment in your future?
|Mon.||7:30 AM - 5:30 PM|
|Tue.||7:30 AM - 5:30 PM|
|Wed.||7:30 AM - 5:30 PM|
|Thu.||7:30 AM - 5:30 PM|
|Fri.||7:30 AM - 4:00 PM|