Chad Coe
Coe Financial Group

Tel: 847-282-3170

1121 Lake Cook Road Suite P
Deerfield, IL 60015

Helping to make well-informed decisions throughout your financial lifetime.

About Coe Financial Group

At Coe Financial Group, our priority is to thoroughly understand you and your needs. The best way to do this is by listening. Through a comprehensive process, we begin by taking the time to learn about you and your immediate and long-term goals. We ask the questions you may have not considered and evaluate the consequences you may not have foreseen.

By asking the right questions, we can learn about you and your family. This helps us better understand what is important to you when helping you make smart choices about your money and financial future. Rather than simply recommend investment options, we take the time to learn about what type of investor you are. How much risk are you comfortable taking? Are you more focused on building or preserving your wealth? What is your time frame for pursuing your goals? These questions and more help us understand your specific financial needs and design personalized strategies.

Our unique perspective is designed to help you gain clarity about your financial situation and make informed decisions. Read more about some of the common questions we ask you.

General Information

Firm Start Year:		2000
No.of Employees:		5-9
Gender:		Male

Name of Broker/Dealer:

First Allied Securities

Name of Custodial Firm:

Pershing, Charles Schwab, Fidelity

States Licensed in:

Illinois

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors, Non-Profit Organizations

Advisory Services Provided:

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Estate Planning & Trusts, Education Funding and Planning, Financial Planning for Individuals, Investment Advice & Management, Financial Planning, Insurance Products & Annuities, Risk Management

Services

Investment Types:

Bonds, Stocks, Annuities, Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds, Insurance, Socially Responsible Investments (SRI)

I can meet clients in the following ways:

Via Email, At my office, At your home, Our Offices, Video Conference, At your office, Via Phone

Qualifications & Memberships

Insurance and Annuity Licenses:

Annuity, Variable Life, Long Term Care, Variable Annuity, Life

Firm Information

Advisor's Number of Clients:

175

Assets Managed by Advisor:

$140,000,000

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation and Fees

Fee Structure:

Fee-Based

Compensation Methods:

Flat Fee, Based on Assets

Board Positions

Organization:

Special Kids Network 1121 Lake Cook Road, Suite P, Deerfield, IL 60015

Position :

President

Duration :

01/01/1999-Currently holding

Faqs

Do you have a customer satisfaction or refund policy? We take the time to get to know you and your values. By working together we come up with the right solutions for you and your future.
Why should I choose you as my financial advisor? Chad received his bachelors in business with an emphasis in Finance from the University of Illinois at Chicago.
What are your qualifications? What is your education background? Building a solid, long-term financial plan tailored to your unique situation plays an integral role in helping you pursue your financial goals. We use a personalized approach to help determine strategies that may suit your needs. Throughout the various stages of your life, we regularly review and ensure financial decisions are appropriately and realistically aligned with your financial aspirations. Over the long-term, we'll manage your money with a strategy designed to keep you on the right track to meeting your financial dreams.
How do you charge for your services? At Coe Financial Group, we work with a diverse range of clients, from Millennials building their careers and families to couples transitioning into retirement. Whether you seek to build assets or preserve your wealth in retirement, we create cohesive financial strategies that address all elements of your financial picture.
How are you compensated? How will I pay for your services? Over 200 families

FAQs

Do you have a customer satisfaction or refund policy? We take the time to get to know you and your values. By working together we come up with the right solutions for you and your future.
Why should I choose you as my financial advisor? Chad received his bachelors in business with an emphasis in Finance from the University of Illinois at Chicago.
What are your qualifications? What is your education background? Building a solid, long-term financial plan tailored to your unique situation plays an integral role in helping you pursue your financial goals. We use a personalized approach to help determine strategies that may suit your needs. Throughout the various stages of your life, we regularly review and ensure financial decisions are appropriately and realistically aligned with your financial aspirations. Over the long-term, we'll manage your money with a strategy designed to keep you on the right track to meeting your financial dreams.
How do you charge for your services? At Coe Financial Group, we work with a diverse range of clients, from Millennials building their careers and families to couples transitioning into retirement. Whether you seek to build assets or preserve your wealth in retirement, we create cohesive financial strategies that address all elements of your financial picture.
How are you compensated? How will I pay for your services? Over 200 families
If you are going to manage my account, will you obtain my permission every time you buy or sell something? We have a team approach to working with our clients
How many clients do you currently manage? Through fee-based portfolio management, we are paid from the assets we manage. It benefits you to increase your net worth and achieve your investment objective, and it also benefits me as part of my compensation relates to the performance of your portfolio.
Will you be the only person working with me? Our managers have discretion over trading the accounts. We manage your money based on your risk tolerance and timeline.
Do you offer any guaranteed results? NO GUARANTEES
How much risk should I be willing to take? Understanding yourselfyour needs, wants, and emotional urgescan be one of the most effective ways to start your investing journey. After all, it was Aristotle who said, Knowing yourself is the beginning of all wisdom. The key to building a diversified portfolio that meets your financial needs is to understand your risk tolerance, or how much risk youre able to handle as an investor to meet your goals. Knowing your risk tolerance will allow a financial professional to develop the most accurate portfolio of assetswhether it includes equities, bonds, and/or other investment optionsto help you build wealth, save for retirement, or pursue other financial goals. As a reminder, all investments involve some degree of risk, some more than others. To identify your individual risk tolerance, consider the following factors: Age Investment objectives and timeframe Emotional ability to handle risk What you can afford to lose How you react when the markets go up and down
Have you ever been charged with any breaches? No
What services do you provide? What are your specialties? Investment Management Financial Planning Retirement Planning Benefits Plan Optimization 401(k) & IRA Rollovers Estate Planning College Planning Business Planning Cash Flow Analysis & Debt Management Insurance
What is your experience? How many clients do you currently manage? At Coe Financial Group, with over 200 families invested, we work with a diverse range of clients, from Millennials building their careers and families to couples transitioning into retirement. Whether you seek to build assets or preserve your wealth in retirement, we create cohesive financial strategies that address all elements of your financial picture.
What financial institution(s) do you represent? Registered Representatives offering securities through First Allied Securities, Inc., a registered broker/dealer, member FINRA/SIPC. Advisory services are offered through First Allied Advisory Services, Inc., a registered investment adviser. First Allied entities are under separate ownership from any other named entity.
What services do you offer? With fluctuating markets and ever-changing financial needs and goals, its not uncommon to feel uncertain about your financial future. Are you on the right path toward retirement? How can you pursue greater career success? Where is the fine line between paying off debt and having enough liquidity? When you are looking for financial guidance, its important to work with a financial partner you can trust to provide you honest recommendations, customized strategies, and individual support. At Coe Financial Group, our mission is to fill that role. Because we are an independent firm, we place your interests first. Building you a sound financial future is our number one priority. To learn more about how we can help you work toward making your financial dreams a reality, contact our office today. Based in Deerfield, Illinois, we work with clients in the greater Chicago area and multiple other states.
What is your approach to 401 K plan rollovers? Rolling over the assets in your workplace retirement plan to an IRA can be a great move. IRAs typically offer more investment choices while allowing you to continue accumulating earnings on a tax-deferred basis. However, making a rollover mistake can have a dramatic impact on your income in retirement. For example, if you personally receive the funds from your 401(k) or other workplace savings plan and fail to move them into an IRA within 60 days, your assets will lose their tax-deferred status. You may also have to pay a penalty of 10% or more. Before deciding whether to retain assets in a 401(k) or rollover to an IRA, consider these factors: Investment options Fees and expenses Services Withdrawal penalties Protection from creditors and legal judgments Required minimum distributions Possession of employer stock Clearly, its important to handle your hard-earned retirement savings with care.
How long does the process of rolling over a 401K plan usually take? Anywhere from a week and a half upwards of 2 weeks.
How many years of experience do you have? 25 years

Disclaimer

Registered Representatives offering securities through First Allied Securities, Inc., a registered broker/dealer, member FINRA/SIPC. Advisory services are offered through First Allied Advisory Services, a registered investment adviser. First Allied entities are under separate ownership from any other named entity.

Chad Coe

In both business and life, Chad Coe is imbued with a strong passion for helping people and making a positive impact on their lives. With more than 20 years of experience in the financial services industry, his commitment to serving others has never wavered. He strives to provide clarity and focus on what matters most to people - their values, which ultimately dictate the basis and management of their investment portfolio. He enjoys working with clients as a team, helping them pursue their goals, and serving as their trusted advisor.

As the President and Founder of Coe Financial Group, Chad embraces a values-based approach and focuses on the personal well-being and financial security of his clients. Whether youre saving for a specific goal or trying to manage your own investments, Chad can help you stay on track.

Like other professional relationships you develop, a financial advisor can be a lifelong guide for helping you make well-informed decisions throughout your lifetime. A financial advisor can help you:

Clarify your goals and help you develop a financial plan

Gain a comprehensive view of your financial picture

Invest in strategies that can help you achieve your objectives
An advisor who is a fiduciary puts your interests first by focusing on your financial well-being.

Chad holds FINRA Series 6, 7, 24, 51, 63, and 65 securities registrations.

My Services

Retirement Planning

Many of our clients planning for retirement are focused on preserving their wealth and creating a consistent income stream that lasts through retirement. We seek to identify opportunities for building a consistent income that will last through retirement and help you determine when you may be able to retire. The retirement planning process often includes analyzing income sources, managing assets, determining future expenses, and estate planning.

401K Rollovers

Those who have changed jobs or retired and have left savings in a previous employer's retirement plan, such as a 401(k), may consider a rollover. A rollover involves moving your retirement savings from your workplace retirement plan to an IRA. This allows you to keep your savings tax-deferred. We can help you rollover your 401(k) and choose an appropriate IRA that fits your needs. Before deciding whether to retain assets in a 401(k) or rollover to an IRA, an investor should consider various factors including, but not limited to, investment options, fees and expenses, services, withdrawal penalties, protection from creditors, and legal judgments, required minimum distributions and possession of employer stock. Please view the Investor Alerts section of the FINRA website for additional information.

Insurance Planning

Insurance is an important part of a complete financial strategy. With access to a wide array of insurance products, we help you determine what type of coverage is appropriate for your circumstances, including life, long-term care, and disability options.

My Team

Chad Coe Wealth Manager

In both business and life, Chad Coe is imbued with a strong passion for helping people and making a positive impact on their lives. With more than 25 years of experience in the financial services industry, his commitment to serving others has never wavered. He strives to provide clarity and focus on what matters most to people - their values, which ultimately dictate the basis and management of their investment portfolio. He enjoys working with clients as a team, helping them pursue their goals ...more

Trevor Brody Wealth Manager

For Trevor Brody, financial planning isnÃ¢â¬â¢t a one-time event; itÃ¢â¬â¢s an ongoing process that requires honest and open conversation. Understanding that no two clients are alike, he believes his responsibility is to craft customized strategies tailored to each clientÃ¢â¬â¢s unique needs and circumstances. He enjoys connecting with clients on a personal level and building strong, multi-ge ...more

Melanie Duguid Financial Consultant

Melanie Duguid believes that planning is the first step toward financial independence. She begins every client relationship by exploring their personal values, needs, and commitments. She adheres to a disciplined investment philosophy, avoiding short-term fads and instead focusing on long-term performance and managing risk. With more than two decades of experience in the financial services industry, she is experienced in working with a diverse client base with complex financial and investment ne ...more

Office Hours

	Mon.	8:30 AM - 6:00 PM
	Tue.	8:30 AM - 6:00 PM
	Wed.	8:30 AM - 6:00 PM
	Thu.	8:30 AM - 6:00 PM
	Fri.	8:30 AM - 6:00 PM
	Sat.	8:30 AM - 1:00 PM

Communities Served

Arlington Heights	Barrington
Buffalo Grove	Chicago
Crystal Lake	Deerfield
Evanston	Fox Lake
Glencoe	Glenview
Golf	Hawthorn Woods
Highland Park	Highwood
Hubbard Woods	Lake Bluff
Lake Forest	Lake Zurich
Libertyville	Lincolnshire
Lincolnwood	Mundelein
Naperville	Northbrook
Oak Park	Palatine
Park Ridge	Round Lake
Schaumburg	Skokie
Waukegan	Wheeling
Wilmette	Winnetka

Social Networks

Research This Advisor

www.finra.org	www.sec.gov
www.sipc.org	www.aicpa.org

Chad Coe Coe Financial Group