In both business and life, Chad Coe is imbued with a strong passion for helping people and making a positive impact on their lives. With more than 20 years of experience in the financial services industry, his commitment to serving others has never wavered. He strives to provide clarity and focus on what matters most to people - their values, which ultimately dictate the basis and management of their investment portfolio. He enjoys working with clients as a team, helping them pursue their goals, and serving as their trusted advisor. As the President and Founder of Coe Financial Group, Chad embraces a values-based approach and focuses on the personal well-being and financial security of his clients. Whether you're saving for a specific goal or trying to manage your own investments, Chad can help you stay on track. Like other professional relationships you develop, a financial advisor can be a lifelong guide for helping you make well-informed decisions throughout your lifetime. A financial advisor can help you: Clarify your goals and help you develop a financial plan Gain a comprehensive view of your financial picture Invest in strategies that can help you achieve your objectives An advisor who is a fiduciary puts your interests first by focusing on your financial well-being. Chad holds FINRA Series 6, 7, 24, 51, 63, and 65 securities registrations.
|Firm Start Year:||2000|
|Name of Broker/Dealer:||First Allied Securities|
|Name of Custodial Firm:||Pershing, Charles Schwab, Fidelity|
|States Licensed in:||Illinois|
|Number of Years with Current Firm:||22|
|Work with the following types of clients:||Non-Profit Organizations, Individual Investors, Businesses|
|Advisory Services Provided:||Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, Wealth Management, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, 401K Rollovers|
|Investment Types:||Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Insurance, Hedge Funds, Annuities, Stocks, Bonds, Socially Responsible Investments (SRI)|
|Can meet clients in the following ways:||Your Office, Via Phone, Our Office, Your Home, Our Offices, Video Conference, Via Email|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Annuity, Long Term Care, Variable Annuity, Life, Variable Life|
|Advisor's Number of Clients:||200|
|Advisor's Number of Managed Clients:||200|
|Assets Managed by Advisor:||$175,000,000|
Compensation and Fees
|Compensation Methods:||Commissions, Flat Fee, Based on Assets|
|Organization :||Special Kids Network, 1121 Lake Cook Road, Suite P, Deerfield, IL 60015|
Many of our clients planning for retirement are focused on preserving their wealth and creating a consistent income stream that lasts through retirement. We seek to identify opportunities for building a consistent income that will last through retirement and help you determine when you may be able to retire. The retirement planning process often includes analyzing income sources, managing assets, determining future expenses, and estate planning.
Those who have changed jobs or retired and have left savings in a previous employer's retirement plan, such as a 401(k), may consider a rollover. A rollover involves moving your retirement savings from your workplace retirement plan to an IRA. This allows you to keep your savings tax-deferred. We can help you rollover your 401(k) and choose an appropriate IRA that fits your needs. Before deciding whether to retain assets in a 401(k) or rollover to an IRA, an investor should consider various factors including, but not limited to, investment options, fees and expenses, services, withdrawal penalties, protection from creditors, and legal judgments, required minimum distributions and possession of employer stock. Please view the Investor Alerts section of the FINRA website for additional information.
Insurance is an important part of a complete financial strategy. With access to a wide array of insurance products, we help you determine what type of coverage is appropriate for your circumstances, including life, long-term care, and disability options.
Estate Planning & Trusts
Preserving wealth and leaving a legacy in a tax-efficient manner to family and heirs can be complicated and confusing. If an estate plan isnt set in place, your wishes may not be carried out, as the estate will be transferred to the state to handle according to probate laws. We seek to demystify the common misconceptions of estate planning, assist you in articulating your estate planning needs, and coordinate the work of other professionals who may be needed, including attorneys and CPAs.
Investment Advice & Management
We believe that a diversified and flexible investment portfolio tailored to your unique situation is essential for pursuing financial goals. We offer two levels of investment management services. First, we can, on a non-discretionary basis, buy and sell securities on your behalf. We have access to a wide range of products, including alternative investments, stocks, bonds, and mutual funds. For those who desire further assistance with managing their investments, we offer investment advisory services. We partner with third-party money managers who can manage your investments so you can instead focus on your passions in life.
Building a solid, long-term financial plan tailored to your unique situation plays an integral role in helping you pursue your financial goals. We use a personalized approach to help determine strategies that may suit your needs. Throughout the various stages of your life, we regularly review and ensure financial decisions are appropriately and realistically aligned with your financial aspirations. Over the long-term, we'll manage your money with a strategy designed to keep you on the right track to meeting your financial dreams.
One of the keys to a sound financial strategy is spending less than you take in, and then finding a way to put your excess to work. A money management approach involves creating budgets to understand and make decisions about where your money is going. It also involves knowing where you may be able to put your excess cash to work.
Do you have a customer satisfaction or refund policy?
Superior client service is an essential element of building strong, long-term client relationships. We are a deeply committed and experienced team available to answer your questions. After all, your success and satisfaction are ours as well. We understand the importance of response-ability and addressing issues on a timely basis. We stay abreast of your specific goals and strive to provide timely information and updates regularly.
Why should I choose you as my financial advisor?
Rather than focus on selling products, we are more concerned with building relationships and creating thorough and comprehensive financial strategies that address your short and long-term goals. To avoid conflicts of interest, we employ the solutions we believe best align with your unique situation. Whether you are investing to build wealth, protect your family, or preserve your assets, our personalized service focuses on your needs, wants, and long-term goals. Our team of professionals have years of experience in financial services. We can help you address your needs of today and for many years to come. We look forward to working with you.
What are your qualifications? What is your education background?
Over the years, we have found that a team approach can be an effective method to help clients who have a wide variety of needs as they maneuver through a complex financial-services world. We invite you to discover and experience the power of our services. We believe it has far-reaching benefits for our clients to get opinions from several sources with diverse backgrounds, education, and experience. No one strategy fits everyone, which is why every client gets our undivided attentionfrom planning to execution to follow-up. We take a proactive approach to help you develop a strategy to address your financial goals and objectives, using the most efficient methods available.
How are you compensated? How will I pay for your services?
Fees tend to range between 1% to 1.50% annually (billed quarterly) depending on the amount of assets under management. Investment advisory services are fee-only. When there's a fit, solutions such as insurances, 529 college savings plans, and smaller brokerage accounts can be compensated by commissions. If a client or prospective client has no need for these kinds of services, the relationship should be expected to be a strict fee-based relationship in which Coe Financial Group receives no commissions.
If you are going to manage my account, will you obtain my permission every time you buy or sell something?
Our managers have discretion over trading the accounts. We manage your money based on your risk tolerance and timeline.
|Registered Representatives offering securities through First Allied Securities, Inc., a registered broker/dealer, member FINRA/SIPC. Advisory services are offered through First Allied Advisory Services, a registered investment adviser. First Allied entities are under separate ownership from any other named entity.|
Investment Advisor Representative:
Compliance Disclosures in Last 5 years:
Have a clean record
Criminal Disclosures in Last 5 years:
Have a clean record
|Mon.||8:30 AM - 6:00 PM|
|Tue.||8:30 AM - 6:00 PM|
|Wed.||8:30 AM - 6:00 PM|
|Thu.||8:30 AM - 6:00 PM|
|Fri.||8:30 AM - 6:00 PM|
|Sat.||8:30 AM - 1:00 PM|
|Hubbard Woods||Lake Bluff|
|Lake Forest||Lake Zurich|
|Park Ridge||Round Lake|
CFP®, CFS, AIF®, CRPS®
VERMILLION FINANCIAL ADVISORS
32 Years of ExperienceView Profile