I am born and raised in Omaha, NE though I did spend my college years in South Dakota where I played collegiate baseball at Augustana University (D2). Post-College, I briefly played professionally with the Texas Rangers Organization before starting my career in Wealth Management. I am happily married to my wife, Brittany, and we have two beautiful little girls (Hayden & Karsen) + our four legged yellow lab kiddos (Dakota & Avery). In my free time, I enjoy spending time being active at our farms or on the golf course!
SEC Registered RIA that is based out of Omaha, Nebraska. Currently, we have 40+ Branch Offices across the United States that rely on our HQ for Support, Trading, Compliance, & Overall Platform Assistance. We started in 2016, and since then have grown into a $400M+ Company.
General Information |
| Firm Start Year: | 2016 | |
| No. of Employees: | 5-9 | |
| Insurance License#: | 19603818 |
| Name of Custodial Firm: | Charles Schwab |
| States Licensed in: | SEC-Registered at RIA Level. Insurance licensed in the State of Nebraska. |
| Number of Years with Current Firm: | 5 |
| Work Experience: | I started my career at a Large Omaha-Based Firm, which helped set the precedence on how some of the best in the business operate both internally and externally. In 2021, I reached a point where I felt like I wanted to branch out on my own to control more of my narrative and dictate how, who, and what services I am able to provide to my clients. Which, is why I joined IAMS Wealth Management as I felt like it was the right move for not only myself, but also for the clients that I support. |
| Work with the following types of clients: | Businesses, Individual Investors, Non-Profit Organizations |
| Advisory Services Provided: | Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Education Funding and Planning |
Services |
| Investment Types: | Exchange Traded Funds (ETFs), Insurance, Stocks, Bonds, Mutual Funds, Alternative Investments |
| Can meet clients in the following ways: | Our Offices, Your Home, Our Office, Phone, Email, Your Office, Video Conference |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Annuity, Long Term Care, Life, Health |
Firm Information |
| Firm's Number of Clients: | 2,150 |
| Firm's Number of Planning Clients: | 50 |
| Firm's Number of Managed Clients: | 2,100 |
| Assets Managed by Firm: | 410,000,000 |
| Advisor's Number of Clients: | 80 |
| Advisor's Number of Managed Clients: | 70 |
| Advisor's Number of Planning Clients: | 10 |
| Assets Managed by Advisor: | $75,000,000 |
Compensation and Fees |
| Fee Structure: | Fee-Only |
| Minimum Portfolio Size for New Managed Accounts: | $100,000 |
| Compensation Methods: | Based on Assets, Flat Fee |
| Fee % Based on Assets: | 1.50 |
| Hourly Rate: | $250 |
| Additional Details on Charges: | Percentage AUM Fee is based on the amount of Assets on our platform, as well as the types of investments held within your portfolio(s). Typically charge a Flat Planning Fee for Non-Discretionary Management/Planning Services rendered, though an hourly rate may be applicable in certain situations. |
| Minimum Fee Charged for Managed Accounts: | $1500 |
| Minimum Fee Charged for Hourly Planning Accounts: | $1000 |
Education |
| Business Administration - Finance & Accounting | Augustana University - Sioux Falls, SD 8/15/2014-5/30/2018 |
Financial Services |
| Financial Planning for Businesses
Establishing Employer-Sponsored Retirement Plans and servicing employees. Typically through 401K, SEP, Solo 401K, or SIMPLE IRA Plans. |
| Financial Advice & Consulting
I can work with clients who do not want me to manage their investments, to provide consultations where any implementation is on them. |
| Portfolio Management
Manage discretionary investment models that trade on a frequent basis according to their model parameters. This management can include legacy assets that clients also own, but do not plan on selling. |
| Retirement Planning
Putting together a distribution plan to factor in your Income Sources (Investments, Social Security, Pension, Etc.) to ensure that it meets your desired retirement income levels. |
| 401K Rollovers
Consolidating Old and/or Former 401K Plans into IRAs that we custody at Charles Schwab. |
| Insurance Planning
Address Life and Long Term Care Insurance Needs based on your current situation and any future concerns. |
| Estate Planning & Trusts
I am not a licensed attorney, nor do I provide legal advice. But, I do help work through Estate Planning Conversations and service Trusts. I often loop up with local (or your existing) attorney for document drafting. |
| Tax Advice and Services
I am NOT licensed to prepare Tax Returns, but I do help provide Tax Planning Advice and work with clients and their Tax Preparers on an on-going basis. |
| Education Funding and Planning
Analyze, Update, & Implement College Funding strategies in a Tax-Efficient Manner. Typically utilizing State-Sponsored 529 Plans. |
| Risk Management
Life & Long Term Care Insurance Solutions Offered when situations arise. Selling Insurance is a small piece of my overall business model. |
| Money Management
Help to put your cash to work within your banking solutions and/or to setup a Brokerage Account at Schwab for Cash-Management solutions. |
| Investment Advice & Management
I provide discretionary asset management for client accounts, which include periodic rebalances and trading. Investment Allocations vary based on each individuals goals and amount of assets. Typical allocations consist of Individual Stocks, ETFs, Structured Products, & Alternatives. |
Disclosures |
| WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest. |
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Additional Detailed Disclosures |
Disclaimer |
| Investment advisory services are offered through IAMS Wealth Management, LLC, an SEC registered investment advisor. The firm only transacts business in states where it is properly registered, or is excluded or exempted from registration requirements. SEC registration is not an endorsement of the firm by the commission and does not mean that the advisor has attained a specific level of skill or ability. All investment strategies have the potential for profit or loss. Changes in investment strategies, economic conditions, contributions or withdrawals may significantly alter a portfolios performance. There is no guarantee that any specific investment or strategy will be suitable or profitable for a particular client. Past performance is no guarantee of future success. We cannot guarantee that a portfolio will match or outperform any particular benchmark. None of the content should be viewed as an offer to buy or sell, or as a solicitation of an offer to buy or sell the securities discussed. |
Registered Investment Advisor:
Yes
Investment Advisor Representative:
Yes
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
I have a clean record
Criminal Disclosures in Last 5 years:
I have a clean record
| Mon. | 8:00 AM - 4:30 PM |
| Tue. | 8:00 AM - 4:30 PM |
| Wed. | 8:00 AM - 4:30 PM |
| Thu. | 8:00 AM - 4:30 PM |
| Fri. | 8:00 AM - 4:30 PM |
| NE, CA, FL, AZ, IL, WI, KS, MO, SD, PA |
| Bank Transfer |
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