William Romero has been a leader in Wealth Management and the Financial Services Industry for 2 decades. He began his career at JPMorgan and for almost a decade lead as a Market Director for their Private Client Group. Leading large teams of financial professionals in both Southern California and New York, William also had oversight of their International Division. In addition, he was Vice President for AXA Advisors and a Top Partner at New York Life (2017).
His experience and track record of success led him to a Senior Vice President/Partnership role at Iron Birch Advisors a platinum Financial Advisory firm of Ameriprise Financial before joining Lee, Nolan & Koroghlian, LLC in 2023. His inspiration comes from giving back to the community and helping educate families that traditionally do not have access to financial literacy. Wiliam is passionate about helping people achieve their goals and is committed to being an advocate and trusted resource for each client.
Outside of his career in wealth management, William is also the 2-time President for the National Association of Hispanic Real Estate Professionals Queens NY, the largest Latino Trade Organization in the world. He is also an active speaker for ALPFA NY, the former President of PorColombia New York and a Board Member of Mindot, an educational non-profit. Hes also a proud supporting sponsor of the FDNY Hispanic Society.
William received his BBA in Finance at Baruch College in New York City and holds his Series 7, 63, 52, 53 and 24 securities registrations. He is life, accident, and health insurance licensed in NY, NJ, NC, GA and FL.
General Information |
| Insurance License#: | LA-1016121 |
| States Licensed in: | AZ, FL, NJ, NY, PA, TX |
| Number of Years with Current Firm: | 1 |
| Work Experience: | https://www.linkedin.com/in/william-romero-601b2322/ |
| Work with the following types of clients: | International, Non-Profit Organizations, Individual Investors, Businesses |
| Foreign Languages Serviced: | English, Spanish |
| Advisory Services Provided: | Estate Planning & Trusts, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Legal Advice and Services, Financial Advice & Consulting |
Services |
| Investment Types: | Annuities, Stocks, Mortgages & Real Estate, Alternative Investments, Exchange Traded Funds (ETFs), Bonds, Insurance, Mutual Funds, Private investments., Commodities, Options & Futures, Socially Responsible Investments (SRI) |
| Can meet clients in the following ways: | Video Conference, Our Offices, Your Home, Our Office, Phone, Email, Your Office |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Variable Life, Long Term Care, Variable Annuity, HMO, Life, Health, Annuity, Accident, Disability |
Firm Information |
| Advisor's Number of Clients: | 100 |
| Advisor's Number of Managed Clients: | 75 |
| Advisor's Number of Planning Clients: | 100 |
| Assets Managed by Advisor: | $25,000,000 |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Compensation Methods: | Based on Assets, Hourly, Flat Fee, Commissions |
| Fee % Based on Assets: | 1 |
| Hourly Rate: | $250 |
| Minimum Fee Charged for Managed Accounts: | $1,000 |
| Minimum Fee Charged for Hourly Planning Accounts: | $1,000 |
Disclosures |
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WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest. |
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Additional Detailed Disclosures https://www.wiseradvisor.com/disclosure/1892180/wiseradvisor-mml-detailed-disclosure.html |
Registered Investment Advisor:
Yes
Registered Representative:
Yes
Investment Advisor Representative:
Yes
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
I have a clean record
Criminal Disclosures in Last 5 years:
I have a clean record
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