wiseradvisor

Thomas Brown, CERTIFIED FINANCIAL PLANNER, CFP®
Brown Financial Management Group LLC

Tel: 518-464-9974
950 New Loudon Rd
Suite 105
Latham, NY 12110

About Brown Financial Management Group LLC

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General Information

Firm Start Year:   1986
No.of Employees:   1
Gender:   Male
Insurance License#:   LA-673474
Name of Broker/Dealer:   Cambridge Investment Research, Inc.
Name of Custodial Firm:   National Financial Services, LLC
States Licensed in:   CT, FL, IL, MD, NC, NY, PA, SC.
Number of Years with Current Firm:   14
Work Experience:   The founder of our firm, Thomas J. Brown, CFP®, is a CERTIFIED FINANCIAL PLANNER TM with over 35 years of financial experience. He received his certification in November 1992 and has also established his own Registered Investment Advisor (RIA) Firm. Brown Financial Management Group, LLC was established in 2017.
I work with the following types of clients:   Trusts and Estates, Individual Investors, Businesses
Advisory Services Provided:   Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, Wealth Management, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Financial Advice & Consulting, Investment Advice & Management


Services

Investment Types:   Bonds, Mutual Funds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
I can meet clients in the following ways:   At my office, At your home, At your office


Qualifications & Memberships

Insurance and Annuity Licenses:   Disability, Variable Annuity, Variable Life, Long Term Care, Annuity, Life, Health
Financial Organization Memberships:   Financial Services Institute, Financial Planning Association (FPA)

Firm Information

Firm's Number of Clients:   130
Firm's Number of Planning Clients:   105
Firm's Number of Managed Clients:   105
Assets Managed by Firm:   40,831,751
Advisor's Number of Clients:   135
Advisor's Number of Managed Clients:   98
Advisor's Number of Planning Clients:   98
Assets Managed by Advisor:   51,209,233


Compliance

Registered Investment Advisor:   Yes
Registered Representative:   Yes
Investment Advisor Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   Fee-Based
Minimum Portfolio Size for New Managed Accounts:   $1
Compensation Methods:   Based on Assets, Hourly
Fee % Based on Assets:   varies
Hourly Rate:   $195
Flat Fee Rate:   varies
Minimum Fee Charged for Managed Accounts:   $0
Minimum Fee Charged for Hourly Planning Accounts:   $0
Minimum Fee Charged for Flat Fee Accounts:   $0



Disclosures

www.thomasjbrown.com


Disclaimer

*Registered Representative, Securities offered through Cambridge Investment Research, Inc., a Broker/Dealer; Member FINRA/SIPC. Investment Advisor Representative, Thomas J. Brown, Brown Financial Management Group, LLC a Registered Investment Advisor. Cambridge Investment Research, Inc. and Brown Financial Management Group, LLC are not affiliated.

Thomas Brown

Thomas Brown

CERTIFIED FINANCIAL PLANNER, CFP®

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My Services

Financial Planning for Businesses

Mainly involved in setting up retirement plans for businesses. We can refer you to group insurance specialists.


Financial Planning for Individuals

All major financial planning areas are covered/reviewed to provide comprehensive planning for both short and long term goals with continued guidance.


Financial Advice & Consulting

Very well seasoned advisor with both wisdom and common sense in one package! That is very rare in this day and age.


Office Hours

wiseradvisor-balck-li-img Mon. 8:00 AM - 4:00 PM
wiseradvisor-balck-li-img Tue. 8:00 AM - 4:00 PM
wiseradvisor-balck-li-img Wed. 8:00 AM - 4:00 PM
wiseradvisor-balck-li-img Thu. 8:00 AM - 4:00 PM
wiseradvisor-balck-li-img Fri. 8:00 AM - 4:00 PM

Communities Served

various

Compensation Arrangements

Check