wiseradvisor

Thomas Brown
Brown Financial Management Group LLC

Tel: (518) 464-9974
950 New Loudon Rd
Suite 105
Latham, NY 12110

About Brown Financial Management Group LLC

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General Information

Firm Start Year:   1986
No.of Employees:   1
Insurance License#:   LA-673474
Name of Broker/Dealer:   Cambridge Investment Research, Inc.
Name of Custodial Firm:   National Financial Services, LLC
States Licensed in:   CT, FL, GA, IL, MA, MD, ME, MO, NC, NJ, NY, PA, SC, TX, VA.
Number of Years with Current Firm:   11
Work Experience:   The founder of our firm, Thomas J. Brown, CFP®, is a CERTIFIED FINANCIAL PLANNER TM with over 30 years of financial experience. He received his certification in November 1992 and has also established his own Registered Investment Advisor (RIA) Firm.
I work with the following types of clients:   Businesses, Individual Investors, Trusts and Estates

Services

Investment Types:   Annuities, Stocks, Mutual Funds, Bonds, Insurance, Socially Responsible Investments (SRI)
I can meet clients in the following ways:   At my office, At your home, At your office


Qualifications & Memberships

Insurance and Annuity Licenses:   Variable Life, Variable Annuity, Long Term Care, Life, Health, Disability, Annuity
Financial Organization Memberships:   Financial Planning Association (FPA), Financial Services Institute

Firm Information

Firm's Number of Clients:   130
Firm's Number of Planning Clients:   105
Firm's Number of Managed Clients:   105
Assets Managed by Firm:   40,831,751
Advisor's Number of Clients:   125
Advisor's Number of Managed Clients:   106
Advisor's Number of Planning Clients:   106
Assets Managed by Advisor:   40,831,751


Compliance

Registered Investment Advisor:   Yes
Registered Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   Fee-Based (Fee and Commissions)
Minimum Portfolio Size for New Managed Accounts:   $1
Compensation Methods:   Based on Assets, Hourly
Fee % Based on Assets:   varies
Hourly Rate:   $195
Flat Fee Rate:   varies
Minimum Fee Charged for Managed Accounts:   $0
Minimum Fee Charged for Hourly Planning Accounts:   $0
Minimum Fee Charged for Flat Fee Accounts:   $0



Disclosures

www.thomasjbrown.com


Disclaimer

*Registered Representative, Securities offered through Cambridge Investment Research, Inc., a Broker/Dealer; Member FINRA/SIPC. Investment Advisor Representative, Thomas J. Brown, Brown Financial Management Group, LLC a Registered Investment Advisor. Cambridge Investment Research, Inc. and Brown Financial Management Group, LLC are not affiliated.

Thomas Brown

Thomas Brown

CERTIFIED FINANCIAL PLANNER™ Certificant

Office Hours

wiseradvisor-balck-li-img Mon. 8:00 AM - 4:00 PM
wiseradvisor-balck-li-img Tue. 8:00 AM - 4:00 PM
wiseradvisor-balck-li-img Wed. 8:00 AM - 4:00 PM
wiseradvisor-balck-li-img Thu. 8:00 AM - 4:00 PM
wiseradvisor-balck-li-img Fri. 8:00 AM - 4:00 PM

Communities Served

various

Compensation Arrangements

Check