With over 20 years of experience in financial services, I support individual and institutional investors in meeting their specific financial needs.
I am dedicated to a process of seeking first to understand each client's unique situation and then develop investment plans around their long term goals and risk tolerances. My experience throughout major shifts in the markets enables me to help my clients structure balanced portfolios to address their specific financial goals.
Institutional clients work with me as they seek access to capital market products and services and, specifically, fixed income products and services. Our institutional offerings include access to our equity syndicate calendar including preferred securities, new bond issues and initial public offerings (IPOs). It also includes access to research from Wells Fargo Securities.
The last thing you need in your busy life is a complex web of financial relationships. As a Wells Fargo Advisors client, you'll enjoy the convenience and clarity of coordinating much, if not most, of your financial life through a single point of contact, me. It's a distinct advantage of working with one the world's premier financial institutions. In helping you address your financial needs beyond investing, I can provide access to various products and services through Wells Fargo banking and lending affiliates to help you meet your other financial needs.
Wells Fargo Securities is the trade name for the capital markets and investment banking services of Wells Fargo & Company and its subsidiaries, including Wells Fargo Securities, LLC, member NYSE, FINRA and SIPC and Wells Fargo Bank, National Association
My goal is to help you take a proactive approach to your personal financial situation. I am dedicated to helping you make sound decisions for your financial future. Helping you gain a better understanding of investing, retirement, estate planning, and wealth preservation. Most importantly, I hope you see the value of working with me to pursue your financial goals.
Roger Erichsen
Financial Advisor
As a Financial Advisor with Wells Fargo Advisors, I can offer you a wide range of services, from helping you select individual investments to developing a retirement plan. With access to a broad array of company resources -- including research analysts and economic and market experts -- I can help you make informed investment decisions based on your specific needs.
General Information |
| Firm Start Year: | 2001 | |
| States Licensed in: | NY |
| Number of Years with Current Firm: | 20 |
| Work with the following types of clients: | Non-Profit Organizations, Individual Investors, Businesses, Investment Clubs |
Services |
| Investment Types: | Mutual Funds, FOREX & Currency, Alternative Investments, Exchange Traded Funds (ETFs), Commodities, Insurance, Annuities, Stocks, Bonds, Options & Futures, Socially Responsible Investments (SRI) |
| Can meet clients in the following ways: | Our Office, Email, Our Offices, Video Conference, Your Office, Phone |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Annuity, Life, Variable Annuity, Variable Life, Long Term Care |
Firm Information |
| Advisor's Number of Clients: | to request |
| Advisor's Number of Managed Clients: | to request |
| Advisor's Number of Planning Clients: | to request |
| Assets Managed by Advisor: | to request |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Minimum Portfolio Size for New Managed Accounts: | $500K+ |
Disclaimer |
Securities Registered in the following states: AR, CA, CT, DE, FL, IN, LA, MD, NC, NJ, NY, OR, PA, TN PETER MARZULLO: Financial Advisor: Wells Fargo Clearing Services, LLC United States: New York : New York Branch |
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
I have a clean record
Criminal Disclosures in Last 5 years:
I have a clean record
| Mon. | 9:00 AM - 6:00 PM |
| Tue. | 9:00 AM - 6:00 PM |
| Wed. | 9:00 AM - 6:00 PM |
| Thu. | 9:00 AM - 6:00 PM |
| Fri. | 9:00 AM - 6:00 PM |
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