Jake has been a licensed financial advisor with LPL Financial since 2012. He is a CFA® charterholder as well as a Certified Financial Planner (CFP®). His financial practice is built around 3 generations and 40+ years of wealth management. While Jake's main focus is serving clients in the Nashville and San Diego area, he now assists nearly 200 clients across 16 states. Jake currently lives in the Nashville area with his wife and 4 boys. He differentiates himself by offering personalized investment management and striving to provide a unique unmatched client experience.
We bring over 45 years of experience assisting clients in developing strategies with the goal of creating, building, and sustaining wealth over time. We provide the most personal service available, thus earning a reputation for excellence in our community. Our investment strategies provide you with access to a large variety of well known companies. Our company is based on the principle that education and understanding of your current financial situation is vital to make successful prudent decisions.
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|States Licensed in:
|AZ, CA, CO, CT, FL, ID, IA, NE, ND, OH, OR, SC, TN, TX, VA, WA
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|Work with the following types of clients:
|Advisory Services Provided:
|401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Investment Advice & Management, Retirement Planning, Portfolio Management, Financial Planning
|Exchange Traded Funds (ETFs), Bonds, Options & Futures, Alternative Investments, Stocks, Annuities, Insurance, Mutual Funds
|Can meet clients in the following ways:
|Your Home, Our Office, Phone, Email, Your Office, Video Conference, Our Offices
Qualifications & Memberships
|Insurance and Annuity Licenses:
|Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability
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Compensation and Fees
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|Based on Assets, Flat Fee, Commissions
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|Bachelor of Science in Applied Arts and Sciences Business Administration (Financial Services) - Financial Services
|San Diego State University
- San Diego, CA
Why should I choose you as my financial advisor?
I understand multigenerational wealth building. Being apart of a practice that has been in business for more than 40 years, we have established client relationships going on as many as 4 generations strong. It is my goal to build fruitful long lasting relationships with all of my clients.
How do you charge for your services?
There are 3 types of services that I offer. The first and preferred method would be advisory accounts. These are actively managed accounts that are charged an annual fee based on the market value of the account. The rate can be negotiable based on size of total portfolio, but typically is around 1%. The second type of service would be brokerage accounts. These are usually for more passive investors that desire more control. This is a commission based account where a commission is charged for every trade in the account. The commission is based on market value of trade. A table can be provided upon request. The third type of service I offer is comprehensive financial planning. I provide a detailed written plan to achieve one or multiple financial goals. The client also will have access to a digital portal for a holistic view of their personal balance sheet and track their progress of reaching their financial goals in real time. See pricing below.
What services do you provide? What are your specialties?
1) Advisory Accounts (fee based). 2) Brokerage Accounts (Commission based). 3) Comprehensive Financial Planning ($1,200 or $600 if it results in a new advisory account relationship). I specialize in individual portfolio management. I help clients create, build, and sustain wealth for whatever life-cycle they may be in. What makes me unique is the style of management I use for all my clients. I don't use any proprietary products or high commission vehicles than tend to be a burden for clients over time. Instead I prefer to do the active management myself by using individual securities with all my model portfolios. This allows for better customization for your unique circumstances and keeps cost low by not outsourcing management.
What is your experience? How many clients do you currently manage?
I have been licensed as a Financial Advisor since 2011. I have two accreditations: Chartered Financial Analyst (CFA) and Certified Financial Planner (CFP). My grandfather started the practice in 1983 and I ultimately purchased it from him in 2014. Having a history of 3 generations of wealth building allows for a unique combination of multi decade experience and expected longevity because of my age. I currently serve just over 200 clients in 18 states.
What financial institution(s) do you represent?
Securities and advisory services offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC.
WiserAdvisor provides referrals to financial professionals of LPL Financial, LLC (LPL). WiserAdvisor is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay WiserAdvisor cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
Additional Detailed Disclosures
|The content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. The opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security. Securities and Advisory services offered through LPL Financial. A registered investment advisor. Member FINRA & SIPC. The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: AZ,CA,CO,CT,FL,IA,ID,ND,NE,OH,OR,SC,TN,TX,VA,WA.
Registered Investment Advisor:
Investment Advisor Representative:
Compliance Disclosures in Last 5 years:
I have a clean record
Criminal Disclosures in Last 5 years:
I have a clean record
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The Forbes Next-Gen Wealth Advisors rankings, developed by SHOOK Research, is based on an algorithm of qualitative criterion (mostly gained through telephone, virtual, and in-person due diligence interviews) and quantitative data. Those advisors that are considered have a minimum of four years' experience, and the algorithm weighs factors like revenue trends, assets under management, compliance records, industry experience and those that encompass the highest standards of best practices. Portfolio performance is not a criterion due to varying client objectives and lack of audited data. Neither Forbes nor SHOOK receive a fee in exchange for rankings.
Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. The award is based on 10 objective criteria. Eligibility criteria - required: 1. Credentialed as a registered investment adviser (RIA) or a registered investment adviser representative; 2. Actively licensed as a RIA or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by FSP, the wealth manager has not; A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority or FSP's consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through FSP's consumer complaint process; feedback may not be representative of any one client's experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria - considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. FSP does not evaluate quality of services provided to clients. The award is not indicative of the wealth manager's future performance. Wealth managers may or may not use discretion in their practice and therefore may not manage their clients' assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by FSP or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by FSP in the future. Visit www.fivestarprofessional.com.
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