Doug Miller J.D., CLU®, CFP®
Northwestern Mutual

Tel: 443-956-1216
6011 University Blvd Suite 370
Ellicott City, MD 21043
Northwestern Mutual | Financial Advisor in Ellicott City ,MD

About Doug Miller J.D.

Doug Miller has worked in the financial services industry since January 3rd of 2000. From 1993-1999 he practiced Estate Planning and Business law. While in law school he worked at the SEC in the enforcement division. He is married and has 3 daughters. Two are currently at the University of Maryland and one is a graduate from Maryland and heading to PA school. He enjoys spending time with his family and participating in Ironman competitions.

About Northwestern Mutual

In our view, there is only one financial risk: not having the money to do the things you want to do. Our job is to make sure that you can.

We build lasting relationships with our clients by gaining a true understanding of what is important to them. Our comprehensive planning and disciplined approach provides integrated solutions to make sure that our clients can successfully achieve their visions.

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General Information

Firm Start Year:   1921
Insurance License#:   100043088
States Licensed in:   AZ, CA, DE, DC, FL, Il, IN, MD,NH,NC,OH, PA, SC, TN, TX, UT, VA, WA
Number of Years with Current Firm:   11
Work Experience:   Attorney At Law 1993-1999 DB Alex Brown 2000-2004 Raymond James 2004-2010 Northwestern Mutual 2010-Present
Work with the following types of clients:   Investment Clubs, Non-Profit Organizations, Individual Investors, Businesses
Advisory Services Provided:   Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Financial Advice & Consulting


Investment Types:   Options & Futures, Annuities, Bonds, Stocks, Alternative Investments, Insurance, Mutual Funds, Commodities, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
Can meet clients in the following ways:   Our Offices, Phone, Video Conference

Qualifications & Memberships

Insurance and Annuity Licenses:   Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability

Firm Information

Advisor's Number of Clients:   120
Advisor's Number of Managed Clients:   41
Advisor's Number of Planning Clients:   57
Assets Managed by Advisor:   $61,000,000.00

Compensation and Fees

Fee Structure:   Fee-Based
Minimum Portfolio Size for New Managed Accounts:   $500,000.00
Compensation Methods:   Based on Assets, Flat Fee, Commissions
Fee % Based on Assets:   1.35% max
Additional Details on Charges:   Financial Planning Fee Minimum $2000.00 for Single Person, $2,500 Married Couple Fee Schedule for Managed Accounts-Graded Scale First $800,000 = 1.35%: Next $800,000-$ 2,000,000 = .75%, > $2,000,000-$5,000,000 = .65%
Minimum Fee Charged for Managed Accounts:   $6,750.00


BA  - Anthropology: Business   Vanderbilt University  - Nashville, TN
Juris Doctor with Honors   University of Maryland School of Law  - Baltimore, MD


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Additional Detailed Disclosures



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Compliance Disclosures in Last 5 years:

Have a clean record

Criminal Disclosures in Last 5 years:

Have a clean record

Office Hours

Mon. 9:00 AM - 5:00 PM
Tue. 9:00 AM - 5:00 PM
Wed. 9:00 AM - 5:00 PM
Thu. 9:00 AM - 5:00 PM
Fri. 9:00 AM - 5:00 PM

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