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Doug Miller J.D., CFP®, CLU®
Northwestern Mutual

Tel: 443-956-1216
6011 University Blvd Suite 370
Ellicott City, MD 21043
Northwestern Mutual | Financial Advisor in Ellicott City ,MD

About Doug Miller J.D.

Doug Miller has worked in the financial services industry since January 3rd of 2000. From 1993-1999 he practiced Estate Planning and Business law. While in law school he worked at the SEC in the enforcement division. He is married and has 3 daughters. Two are currently at the University of Maryland and one is a graduate from Maryland and heading to PA school. He enjoys spending time with his family and participating in Ironman competitions.


About Northwestern Mutual

In our view, there is only one financial risk: not having the money to do the things you want to do. Our job is to make sure that you can.

We build lasting relationships with our clients by gaining a true understanding of what is important to them. Our comprehensive planning and disciplined approach provides integrated solutions to make sure that our clients can successfully achieve their visions.

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General Information

Firm Start Year:   1921
Insurance License#:   100043088
States Licensed in:   AZ, CA, DE, DC, FL, Il, IN, MD,NH,NC,OH, PA, SC, TN, TX, UT, VA, WA
Number of Years with Current Firm:   11
Work Experience:   Attorney At Law 1993-1999 DB Alex Brown 2000-2004 Raymond James 2004-2010 Northwestern Mutual 2010-Present
Work with the following types of clients:   Individual Investors, Investment Clubs, Businesses, Non-Profit Organizations
Advisory Services Provided:   Financial Planning for Businesses, Tax Advice and Services, Financial Planning for Individuals, Education Funding and Planning, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Risk Management

Services

Investment Types:   Stocks, Mutual Funds, Options & Futures, Bonds, Annuities, Insurance, Commodities, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
Can meet clients in the following ways:   Our Offices, Video Conference, Via Phone

Qualifications & Memberships

Insurance and Annuity Licenses:   Disability, Annuity, Health, Life, Variable Annuity, Long Term Care, Variable Life

Firm Information

Advisor's Number of Clients:   120
Advisor's Number of Managed Clients:   41
Advisor's Number of Planning Clients:   57
Assets Managed by Advisor:   $61,000,000.00

Compensation and Fees

Fee Structure:   Fee-Based
Minimum Portfolio Size for New Managed Accounts:   $500,000.00
Compensation Methods:   Based on Assets, Flat Fee, Commissions
Fee % Based on Assets:   1.35% max
Additional Details on Charges:   Financial Planning Fee Minimum $2000.00 for Single Person, $2,500 Married Couple Fee Schedule for Managed Accounts-Graded Scale First $800,000 = 1.35%: Next $800,000-$ 2,000,000 = .75%, > $2,000,000-$5,000,000 = .65%
Minimum Fee Charged for Managed Accounts:   $6,750.00

Education

BA  - Anthropology: Business   Vanderbilt University  - Nashville, TN
8/1986-5/1990
Juris Doctor with Honors   University of Maryland School of Law  - Baltimore, MD
8/1990-5/1993

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Compliance

Registered Representative:

Yes


Investment Advisor Representative:

Yes


Acknowledged fiduciary:

Yes


Compliance Disclosures in Last 5 years:

Have a clean record


Criminal Disclosures in Last 5 years:

Have a clean record


Office Hours

wiseradvisor-balck-li-img Mon. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 9:00 AM - 5:00 PM
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