Capital Financial Advisory Group, LLC | Financial Advisor in Apex ,NC

1500 Town Side Drive, Suite 200
Call : (919) 657-4201
Apex, NC 27502
Phone: (919) 657-4201

Fiduciaries for a Safe Retirement Income - For a Lifetime!


Video

Coach Pete 2018 Sizzle

This is "Coach Pete 2018 Sizzle" by Financial Safari on Vimeo, the home for high quality videos and the people who love them.


About

Known as "Coach Pete" to his listeners and clients, Coach Pete
and his firm are a committed group of professional fiduciaries
dedicated to providing superior investment advice to their
high net worth clients.

A fiduciary is any person or institution that has the power
to act on behalf of another in situations that require great
trust, honesty, and loyalty.

His radio show, "The Financial Safari" first aired in 2005
and can be heard weekly on more than 50 stations nationwide.

Also known as the King of Income Planning, Coach Pete's
approach to systematic, lifetime income planning is followed
by many who wish to reduce retirement worries.

The firm provides personalized investment and income
strategies as well as tax and estate evaluation for all sizes
of portfolios and estates.

Call today and see if this is the family atmosphere you've
always wanted.

26 Years of Experience



General Information
Firm Start Year:   1992
No.of Employees:   10-19
Insurance License#:   701175
States Licensed in:   NC
VA
SC
Number of Years with Current Firm:   26


Qualifications & Memberships
Insurance and Annuity Licenses:   Life , Long Term Care , Disability , Annuity
Financial Organization Memberships:   National Association of Insurance and Financial Advisors (NAIFA) , Million Dollar Roundtable


Firm Information
Firm's Number of Clients:   300
Firm's Number of Planning Clients:   300
Firm's Number of Managed Clients:   150


Compliance
Registered Investment Advisor:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a Fee-Based financial professional
Compensation Methods:   Commissions , Based on Assets , Hourly , Flat Fee
Fee % Based on Assets:   0.07
Hourly Rate:   $299
Additional Details on Charges:   Only charge a planning fee when agreed upon in
advance.
Minimum Fee Charged for Managed Accounts:   $100
Minimum Fee Charged for Hourly Planning Accounts:   $250


Board Positions
Organization:  International Association of Registered Financial
Position :  President
Duration :  2015-Currently holding


Education
BS  UNC-Chapel Hill - Chapel Hill, NC
1984-1988



FAQs

  • Do you have a customer satisfaction or refund policy? 100% refund of any planning fees charged if not satisfied.
  • What are your qualifications? What is your education background? Each Planner on staff is a Fiduciary. 26 years experience. MRFC (Master Registered Financial Consultant).
  • What is your approach to financial planning? We customize each plan to fit with what out clients tell us they want. No cookie-cutter plans here. We take an income planning approach and make sure our clients get as much income possible all the way through retirement.
  • What services do you offer? Financial Planning, Income and Retirement Planning. Private Wealth Strategies
  • How many clients do you currently manage? 311
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DISCLOSURE


DISCLAIMER

Investment Advisory services offered through Capital Financial Advisory Group, LLC. Capital Financial Advisory Group, LLC provides general information on this website, not individually targeted personalized advice. Information and advice provided here is not an offer to buy or sell securities. Before commencing an investment program we recommend you seek independent professional legal, tax and investment advice as to whether it is suitable for your particular needs and circumstances. Failure to seek detailed professional, personally tailored advice prior to acting could lead to you acting contrary to your own best interests and could lead to losses of capital. Nothing contained herein should be construed as a warranty of investment results. All information provided or contained in this portion of the Web site is the property of Capital Financial Advisory Group, LLC, and should not be reproduced, copied, redistributed, transferred, or sold without the prior written consent of Capital Financial Advisory Group, LLC. All rights reserved. Before deciding on an annuity, you should consider your income needs, risk tolerance and investment objectives. Fixed Insurance and Annuity product guarantees are subject to the claims‐paying ability of the issuing company.

Coach Pete D'Arruda, RICP®, MRFC, RFC®

Coach Pete D'Arruda, RICP®, MRFC, RFC®

RFC, Retirement Income Certified Planner

Biography


He has authored 6 books and co-authored 2. Two of his books have reached the best-sellers list on Amazon. The most noteworthy book, Successonomics, is one that Coach Pete co-authored with Steve Forbes. But, by far, his favorite book just happens to be his most recent, 7 Baby Steps to a ridiculously Reliable Retirement Income. His newest book, AMERICA ASKS COACH is a great read as well.

He has just been named to the prestigious Forbes Leadership Council and will be submitting at least 6 articles a year to Forbes. He is a graduate of The University of North Carolina.

He is a proud father of daughter, Caroline, age 12 with his wife, Kim.

A+ rating with the BBB (Better Business Bureau).

My Team


Marty is a Retirement & Wealth Strategist and he has 25 years of experience overseeing client investment portfolios that are based on a personalized account planning, risk minimization, disciplined professional money management and tax efficient retirement income planning. Marty specializes in protecting wealth that clients have already accumulated and establishing plans to meet future income goals in retirement. Marty received a Bachelor of Arts degree in Economics from the University of North Carolina-Chapel Hill, where he also received a 4-year basketball scholarship to play for the legendary coach, Dean Smith.


Parker Holland
Parker Holland

ChFC, RFC

As a Chartered Financial Consultant (ChFC®) and a Registered Financial Consultant (RFC®), Parker Holland provides personalized needs-based analysis to develop customized solutions to ensure a client's needs are met at every life stage. Parker maintains client relationships and ensures a high-quality experience for each and every client while developing tailored solutions that meet long-term financial goals and objectives. A graduate of Campbell University with a Bachelors degree in Trust and Wealth Management, minor in Financial Planning and a Masters in Business Administration. Born and raised in Apex, Parker has been apart of the community all his life. He enjoys spending time with his family as well as working and voluntee ...more


Communities Served

Angier Broadway
Buies Creek Carrboro
Cary Chapel Hill
Clayton Coats
Durham Fuquay Varina
Garner Holly Springs
Knightdale Moncure
Morrisville New Hill
Pittsboro Raleigh
Sanford Wake Forest
Willow Spring

Office Hours

Mon. 9:00 AM - 7:00 PM
Tue. 9:00 AM - 7:00 PM
Wed. 9:00 AM - 5:00 PM
Thu. 9:00 AM - 7:00 PM
Fri. 9:00 AM - 5:00 PM
Sat. 10:00 AM - 2:00 PM

Compensation Arrangements

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MasterCard American Express
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News & Events


Should you jump on the Smart Beta Bandwagon
When: 08/24/2017
Details:The exchange-traded funds, which use algorithms to invest, are better in steady markets. ...more


Financial Planning Interview
When: 12/22/2017
Details:Coach Pete is interviewed about 6 key financial planning topics. ...more


Avoid These 3 Retirement Landmines to Guarantee
When: 10/17/2017
Details:Avoid These 3 Retirement Landmines to Guarantee Your 401(k) Survival ...more


Awards & Recognitions


Emmy
(11/12/2016)

I was an Executive Producer of the "VISIONEER" movie featuring Peter Diamandis.