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Riley Wealth Advisors
Riley Wealth Advisors, LLC

Tel: (817) 870-4680
700 N. Carroll, Suite 110 Southlake, TX 76092
16427 North Scottsdale Road Suite 410 Scottsdale, AZ 85254
Southlake, TX 76092

Wealth Designed. Life Defined.

Riley Wealth Advisors, LLC | Financial Advisor in Southlake ,TX

About Riley Wealth Advisors, LLC

Our True Wealth Approach

When we talk about the ways that wealth and financial stability can define the individual, it has little to do with a balance sheet, and more to do with a balanced life. True Wealth is all that money can?t buy and death can?t take away. It takes far more than financial planning. It requires a comprehensive approach with as much imagination as innovation ? creativity paired with careful calculation.

As your trusted advisor, we are wholly dedicated to helping you reach a higher purpose for your wealth and design a lasting legacy for your family. We leverage deep industry knowledge, a vast network of specialized services, proven investment strategies and a passion for serving you.


General Information

Firm Start Year:   2008
No.of Employees:   5-9
States Licensed in:   SEC - TX. AZ.
Number of Years with Current Firm:   3
I work with the following types of clients:   Non-Profit Organizations, Investment Clubs, Businesses, Individual Investors


Services

Investment Types:   Mutual Funds, Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Bonds, Stocks, Annuities, Socially Responsible Investments (SRI)
I can meet clients in the following ways:   Via phone, At my office, At your home, Via email, At your office, Video Conference


Qualifications & Memberships

Insurance and Annuity Licenses:   Life, Annuity, Variable Annuity, Variable Life


Firm Information

Advisor's Number of Clients:   125
Advisor's Number of Managed Clients:   125
Advisor's Number of Planning Clients:   125
Assets Managed by Advisor:   120000000


Compliance

Registered Investment Advisor:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   Fee-Based
Compensation Methods:   Hourly, Based on Assets


Board Positions

Organization:  Platform Technology Group  Toronto, Canada
Position :  Advisory Board Member
Duration :  05/14/2020-Currently holding



Disclaimer

Advisory Services offered through Riley Wealth Advisors, LLC. Carson Partners is a nationwide partnership of advisors. Member FINRA/SIPC.

Riley Wealth Advisors

Riley Wealth Advisors

CLU®, WMS, ChFC®, CFP®

Riley Wealth Advisors is a Fort Worth -based wealth management firm founded by William E. Riley in 2008. We're dedicated to providing you with the highest level of service and delivering trust, transparency and accountability to ensure you have a personal experience with your advisor. Our mission is: We strive to serve our clients during the financial planning process through deep and meaningful relationships that last for generations.

My Team

William Riley
William Riley ChFC®, CLU®, WMS, MBA
A co-founder and shareholder of Riley Wealth Management, LLC, and William Riley is a 38-year industry veteran. He observed many years ago that, historically, institutional investors typically outperform individual investors while accepting less risk. In his role as Chief Executive Officer, Bill works tirelessly to ensure that the wealth management strategies used by the worlds wealthiest families and largest institutions are available to the firms individual clients. Bill combines fundamenta ...more

Jonathan Loeffler
Jonathan Loeffler VP of Acquisitions & Wealth Manager
Jonathan LoefflerJonathan Loeffler is the Vice President of Acquisitions & Wealth Manager at Riley Wealth Advisors. He focuses on providing wealth management solutions to entrepreneurs and executives in the Dallas area. Jon works with affluent clients to address their five biggest concerns: preserving their wealth, mitigating taxes, taking care of their heirs, ensuring their assets are not unjustly taken and charitable giving. Jon uses a consultative process to gain a detailed understanding of ...more

Mark Pomeroy
Mark Pomeroy Senior Wealth Manager
Mark enjoys helping families navigate their financial lives by designing strategies to help them create, protect, preserve, and distribute their wealth. Prior to joining Riley Wealth Advisors, Mark ran his own firm (Compass Wealth Planning). Prior to starting Compass Wealth, Mark served as a Wealth Manager at a boutique wealth management firm and for a fortune 100 company based in San Antonio. Mark provided comprehensive advice to USAA's high net worth clientele for most of his career. It ...more

Communities Served

Dallas Texas - Fort Worth
Texas - Southlake Texas - Phoenix
Arizona - Scottsdale Arizona - Yuma
Arizona -