Iron Birch Advisors is a franchise of Ameriprise. We operate as a boutique practice with personalized care and attention. We attempt to meet with every client at least quarterly and a much larger in depth meeting, annually. Prior to becoming a client, several meetings are generally necessary to assess ones needs, appetite for risk and the goals of the individual and/or family.
General Information |
| Firm Start Year: | 2018 | |
| No.of Employees: | 20-49 | |
| Insurance License#: | LA-956417 CA Insurance #0E12626 |
| Name of Broker/Dealer: | Ameriprise Financial Services, LLC |
| States Licensed in: | CA, NY, NJ, CT, TX, MA, OR, CO, AK, PA, MO, MI |
| Number of Years with Current Firm: | 2 |
Services |
| Investment Types: | Alternative Investments, Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Insurance, Commodities, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI) |
| I can meet clients in the following ways: | Via Phone, At my office, Video Conference |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Disability, Accident, Long Term Care, Variable Annuity, Life, Variable Life, Annuity, Health |
| Financial Organization Memberships: | National Association of Estate Planners & Councils (NAEPC), Million Dollar Roundtable, Financial Planning Association (FPA), National Association of Insurance and Financial Advisors (NAIFA) |
Firm Information |
| Assets Managed by Firm: | $200,000,000 |
| Assets Managed by Advisor: | $275,000,000 |
Compliance |
| Registered Investment Advisor: | Yes |
| Registered Representative: | Yes |
| Investment Advisor Representative: | Yes |
| I am an acknowledged fiduciary: | Yes |
| Compliance Disclosures in Last 5 years: | I have a clean record |
| Criminal Disclosures in Last 5 years: | I have a clean record |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Organization: | Westchester C.O.P. Fund |
| Position : | President |
| Duration : | 01/01/2019-Currently holding |
| Organization: | Bottom Line New York City |
| Position : | New York Regional Board Member |
| Duration : | 01/01/2019-Currently holding |
| Certificate in Retirement Planning |
Wharton
- |
| Bachelor of Business Administration - Finance |
Baruch College - NYC
- 1995 |
Ameriprise Financial cannot guarantee future financial results. Ameriprise Financial, Inc. and its affiliates do not offer tax or legal advice. Consumers should consult with their tax advisor or attorney regarding their specific situation.
Financial Advice & Consulting |
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The financial advice offered is on an unbiased basis toward any particular company or investment platform. Iron Birch Advisors is a Franchise of Ameriprise. |
Financial Planning for Individuals |
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Most investments with respect to funds or stocks can be had by any advisor. The real key is trying to figure out how to net more profits by reducing taxable implications and maintain your returns while reducing risk. |
Financial Planning for Businesses |
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For the business owner, there is a wide array of opportunities to invest in and exercise ones rights in taking advantage of various strategies. In addition, employee benefits can increase employee retention and morale. |
| Check | Bank Transfer |
| Visa | MasterCard |
| American Express | Discover |
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