Find Top Financial Advisors in Rochester, New York

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There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc. that you could use while searching for the financial advisor that best suits your financial and investment goals.

We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.

Finding the Top Financial Advisor in Rochester, New York
Last Updated - 20-Mar-2023

Rochester has 1 WiserAdvisor vetted Financial Planners and Advisors for you to choose from and 131 non-vetted advisors in your local area. These financial advisors in Rochester, New York have an average of 12 years of experience.

NOTE: The list of financial advisors in Rochester, New York mentioned below do not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Rochester, New York.

Qualified Financial Advisors in Rochester, New York
Financial Advisor Experience AUM Minimum Assets Fee Structure
Richard Dougherty
1159 Pittsford Victor Rd,
Ste 220,
Pittsford, NY 14534
12 137,000,000 $250,000 Fee-Based

Information on Qualified Financial Advisors in Rochester

Qualifications CRD# 5271824
Firm CRD# 39543
Series 7, 66

Compensation/Fee Fee-Based, Hourly, Commissions, Based on Assets

Office Location 1159 Pittsford Victor Rd,
Ste 220,
Phone Number 585-381-1861

Richard A. Dougherty, CFP®, AIF® President Rick is the President of Echelon Wealth Advisors, LLC. He helps clients invest their assets to accomplish various objectives. Rick continues to work diligently to lead, grow and differentiate Echelon Wealth Advisors, LLC. After graduating from St. John Fisher College, Rick went on to earn CERTIFIED FINANCIAL PLANNER Practitioner and Accredited Investment Fiduciary® designations. In addition, Rick holds his Series 7 and 66 FINRA licenses, as well as his Life, Accident and Health insurance certifications. Rick is also deeply involved in the community, serving on the Executive Committee for the Small Business Council of Rochester. Rick Co-chairs their signature event, the Business Person of the Year Celebration, and serves on the Renee Tschetter Scholarship Golf Tournament Committee, and its philanthropic component, SBC Cares. Rick is also an active member of Rochester Rotary. When he's not engaged in financial planning or helping clients, Rick enjoys spending time with his wife, two dogs, playing golf and watching Syracuse Basketball.

About Echelon Wealth Advisors, LLC

At Echelon Wealth Advisor, clients interests are our priority. We know that clients entrust us with more than money; you trust us with your family's financial future. With that comes the responsibility to listen, always put your interests first, and provide you with the tools and resources to acheive your objectives. We help our clients answer life's most important questions: Will you have enough money to live independently for the rest of your life? Do you understand how much retirement will cost and are you on track to meet your goals? How do you efficiently leave your money to your family and not to the government? We recognize there are no shortcuts in acheiving our clients objectives. By implementing consistent processes in everything we do, Echelon is committed to providing great value.

Advisory Services Provided:

Portfolio Management, Retirement Planning, 401K Rollovers, Education Funding and Planning, Financial Planning for Individuals, Tax Advice and Services, Estate Planning & Trusts, Annuities, Insurance Planning

Top Financial Advisor Firms in Rochester, New York (Ranked by AUM)

Firm Name AUM No. of Clients Fee Structure
400 Linden Oaks , Suite 310,
Rochester, NY 14625
$1,449,283,991 2304 A percentage of AUM
Hourly charges
Fixed fees
959 Panorama Trail S , Suite 190,
Rochester, NY 14625
$878,141,206 1323 A percentage of AUM
Fixed fees
100 Chestnut St., 15th Floor,
Rochester, NY 14607
$830,706,786 2775 A percentage of AUM
Hourly charges
Fixed fees
1703 Monroe Avenue,
Rochester, NY 14618
$640,923,149 2058 A percentage of AUM
Hourly charges
Fixed fees
Commision Based
180 South Clinton Ave , Suite 300,
Rochester, NY 14604
$534,109,903 1585 A percentage of AUM
Hourly charges
Fixed fees
132 Allens Creek Rd. , Suite 220,
Rochester, NY 14618
$196,533,305 518 A percentage of AUM
Fixed fees
400 Linden Oaks , Suite 120,
Rochester, NY 14625
$188,273,693 759 A percentage of AUM
Hourly charges
400 Andrews Street, Suite 600,
Rochester, NY 14604
$127,498,195 314 A percentage of AUM
2000 Winton Rd. So. , Building 4a Suite 206,
Rochester, NY 14618-3970
$122,320,700 578 A percentage of AUM
Hourly charges
Fixed fees
30 W. Broad,
Rochester, NY 14614
$88,310,015 452 A percentage of AUM
Hourly charges
Fixed fees
Commision Based
1701 Chili Avenue,
Rochester, NY 14624
$74,843,303 469 A percentage of AUM
Fixed fees
3205 Mount Read Blvd.,
Rochester, NY 14616
$60,872,579 476 A percentage of AUM
Hourly charges
Fixed fees
1580 W Ridge Rd,
Rochester, NY 14615
$45,047,833 269 A percentage of AUM
Hourly charges
Fixed fees
Commision Based
160 Linden Oaks,
Rochester, NY 14625
$31,001,845 184 A percentage of AUM
Fixed fees
400 Linden Oaks , Suite 310,
Rochester, NY 14625
$0 0 A percentage of AUM
Hourly charges
Fixed fees

    List of Additional Advisors in Rochester, New York*

    * Additional advisors listing is provided in partnership with Yext

    Financial Advisor Office Location Phone Number
    Bill Schirmer
    Inquire with Bill
    300 Linden Oaks, Suite 200, Rochester, NY  14625 585-264-4597
    Brittany L Bieger
    Inquire with Brittany
    300 Linden Oaks, Suite 200, Rochester, NY  14625 585-385-5112
    Andrew Ward
    Inquire with Andrew
    90 Linden Oaks, Ste 230, Rochester, NY  14625 585-461-2280
    Brian Craig
    Inquire with Brian
    300 Linden Oaks, Suite 200, Rochester, NY  14625 585-385-5148
    Betsy A Foss
    Inquire with Betsy
    300 Linden Oaks, Suite 200, Rochester, NY  14625 585-385-5134
    Adam Brady
    Inquire with Adam
    300 Linden Oaks, Suite 200, Rochester, NY  14625 585-249-4328
    Brighton Securities
    Inquire with Brighton
    1703 Monroe Ave, Rochester, NY  14618 585-473-3590
    Andrew Spencer
    Inquire with Andrew
    300 Linden Oaks, Suite 200, Rochester, NY  14625 585-385-5143
    Carol J Sutter
    Inquire with Carol
    2024 W Henrietta Rd, Ste 3B, Rochester, NY  14623 585-424-1480
    Morgan Stanley Financial Advisors
    Inquire with Morgan
    300 Linden Oaks, Suite 200, Rochester, NY  14625 585-385-5100
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      Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.

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