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Find Top Financial Advisors in Syracuse, New York

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Syracuse, New York is an educational and economic hub of upstate New York. It is a great place to live for its low crime rates, quality of life and affordability. The cost of living is 3% higher than the national average making it far more affordable than other expensive iconic cities within the state, like that of New York City. There are over 1,600 financial advisors in the Syracuse area, so choosing the right financial advisor for you may not be an easy decision to make. Working with WiserAdvisor may take some of that added stress out of the decision making process. WiserAdvisor connects investors like you to vetted fiduciary financial advisors for free. Using your specific criteria, we match you to 2 to 3 financial advisors who fit the necessary requirements you need. All the advisors are registered with FINRA and SEC and hold clean records.


We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards. You need a financial advisor who will understand your specific financial situation, and has the relevant financial qualifications in Syracuse, New York.

Finding the Top Financial Advisor in Syracuse, New York
Last Updated - 27-Nov-2022

Syracuse has 4 WiserAdvisor vetted Financial Planners and Advisors for you to choose from and 49 non-vetted advisors in your local area. These financial advisors in Syracuse, New York have an average of 30 years of experience.

NOTE: The list of financial advisors in Syracuse, New York mentioned below do not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Syracuse, New York.

Qualified Financial Advisors in Syracuse, New York
Financial Advisor Experience AUM Minimum Assets Fee Structure
David W. Treichler
CFP®, CLU®, AIF®
ARABELLA WEALTH ADVISORS
The University Building,
120 E. Washington St. Ste 922,
Syracuse, NY 13202
25 $50,000,000.00 $50,000. Fee-Based
Matt Dauksza
CFP®, CLU®
EXCELSIOR WEALTH PARTNERS
225 Wilkinson St,
Syracuse, NY 13204
21 $134,000,000 Not Specified Fee-Based
Gregory Jennings
OMC FINANCIAL SERVICES, LTD.
5789 Widewaters Parkway,
Dewitt, NY 13214
32 Not Specified $100,000 Fee-Only
Strategic Financial Services
CFA®
STRATEGIC FINANCIAL SERVICES
114 Business Park Drive,
Utica, NY 13502
42 $1.7B Not Specified Fee-Based

Information on Qualified Financial Advisors in Syracuse

Qualifications CRD# 1244190
Firm CRD# 10299
Series 7, 22, 24, 63, 65

Compensation/Fee Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets


Office Location The University Building,
120 E. Washington St. Ste 922,
Syracuse,
NY
13202
Phone Number 315-430-3283

CORONA VIRUS UPDATE MARCH 2020 : SAFE DISTANCE VIRTUAL MEETINGS BY PHONE OR WEBINAR AVAILABLE. Visit us online at Arabella Wealth. My ground rules : 1.) I will be open, honest, and candid with you 2.) I will get to know you as best I can, what your goals and objectives are for yourself, your family in order to make appropriate recommendations. Anything shared is kept confidential. 3.) Education as to the different ways we can do business, what the different products are, fees involved, so you feel comfortable and make good informed decisions. 4.) Ongoing maintenance and monitoring. Depending on the scope of the relationship at least once a year, quarterly contact if advisory based. 5.) Ultimately, I serve you and your family's best interests; and operate under a fiduciary based relationship. What I expect from you : 1.) That you be open and honest with me; that helps me help you. 2.) Give me the chance to work for you; if it is the same or less in terms of fees, gives you greater value working me, I ask for your business. 3.) Over time, if my performance merits, I ask you introduce me to other who are high on the scales of intelligence, and potential that I could be introduced to by you. Does this approach sound reasonable?

About Arabella Wealth Advisors

David W. Treichler, AIF, CFP, CLU provides high net worth investment management solutions to his individual and business clients. He brings knowledge, and experience in advisory, brokerage, and insurance management. David specializes in portfolio construction and asset allocation strategies utilizing a holistic team approach. During his career at M and T, David was Vice President and Senior Portfolio Manager for the their bank's Investment Group in Syracuse, NY. He managed over $160 million in client assets and 200 relationships. Prior to being Senior Portfolio Manager, he was the Regional Wholesaler for the MTB Group of Funds and Portfolio Architect supporting New York State and Northeast PA. His other experience includes positions with Smith Barney and Northwestern Mutual.

Advisory Services Provided:

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Estate Planning & Trusts, Annuities, Insurance Planning


Qualifications CRD# 4199324
Firm CRD# NA
Series 6, 7, 26, 63, 65

Compensation/Fee Fee-Based, Commissions, Based on Assets


Office Location 225 Wilkinson St,
Syracuse,
NY
13204
Phone Number 315-527-3590

Matt founded Excelsior Wealth Partners to focus on client needs without a corporate agenda. He specializes in working with clients to provide wealth management and financial planning solutions to address their financial needs. Matt is a financial author with a series of podcasts, blogs, and books on relevant topics facing today's pre-retirees, retirees, and wealth management clients. His most recent book, How to Eat an Elephant - 11 Retirement Mistake to Avoid, was released in 2021. Excelsior Wealth Partners has become well-known for helping clients with the complicated retirement process. Matt is a graduate of St. Bonaventure University where he earned a Bachelor's Degree in Finance. He is a graduate of The American College's CFP® Certification Curriculum as well as obtaining his Chartered Life Underwriting designation.
He resides in Manlius, NY with his wife: Shannon and their six children; Alex, Ryann, Campbell, Addison, Athan and Graham. He actively volunteers with the Cystic Fibrosis Foundation of CNY; where in 2018 he received the Champion for a Cure award, and GAMA International. Matt was also awarded the 2016 CNY Transformational Leader of the Year award through the Syracuse Business Journal.
Matt had previously held the position of Managing Director at a Fortune 100 Company where he led that company to a record 6th consecutive US championship as the top performing Managing Director in the county.

About Excelsior Wealth Partners

Excelsior Wealth Partners offers all-encompassing financial services for our clients. As a well respected investment advisory firm, our reputation thrives on our high-level of customer satisfaction. When our clients are truly confident in their financial stability, we have done our job. Whether we assist you with your transition into retirement or helping you manage your portfolio risk; Excelsior Wealth Partners can help you achieve your financial goals

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


Qualifications CRD# 2169365
Firm CRD# 110528
Series 66

Compensation/Fee Fee-Only, Based on Assets


Office Location 5789 Widewaters Parkway,
Dewitt,
NY
13214
Phone Number 315-446-8720

Gregory W. Jennings has been associated with OMC Financial Services, Ltd., an independent, fee-only Registered Investment Advisory (RIA) firm, since 1994. He specializes in investment management, estate planning, and retirement planning/ counseling for individuals, families, small business owners and trusts. Greg actively manages his clients' portfolios and is responsible for research, asset selection, purchases and sales, monitoring and evaluation. He meets with each client personally, conducts regular reviews and strives to form long-lasting relationships. He is also actively involved in many of the day-to-day operations of OMC including marketing, business development, determining the firm's corporate strategy and developing/ adjusting the firm's management style and investment philosophy. Greg has been a guest on WCNY's Financial Fitness, WSTM's Noon Financial 411 and News 10 Now discussing retirement planning, investments and other financial topics. He has conducted seminars for current and displaced employees of several local companies and has also addressed schools, churches, and civic groups on various investment and retirement planning topics. He has written several articles for publication in the Central New York Business Journal and has also been published in the Eagle Newspapers.

About OMC Financial Services, Ltd.

OMC Financial Services is an independent Registered Investment Advisory firm. We provide objective and unbiased fee-only investment management, estate planning, retirement planning/counseling, and advisory services to individuals, families, professionals, small business owners, and trusts. For 40 years, we have been establishing long-term partnerships with our clients while taking an active role in their financial well-being as we work together toward achieving what is important to them. Every day we strive to deliver our guidance and professional management with exceptional client service. We truly believe that "client service isn't everything, it's the only thing," and our commitment to that is evident in all that we do.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts


Qualifications Firm CRD# 109677

Compensation/Fee Fee-Based, Based on Assets


Office Location 114 Business Park Drive,
Utica,
NY
13502
Phone Number 800-937-4461

About Strategic Financial Services

In business since 1979, Strategic has a team of 37 wealth management professionals, servicing over 1,000 clients and managing more than $1.7 billion in assets. Areas of focus include Investment Management, Financial Planning and Corporate Retirement Plans. With offices in Utica, NY, Rome, NY, Syracuse, NY and West Palm Beach, FL, Strategic is a regional leader in the Wealth Management industry. While successfully growing from established roots, the firm continues to expand its geographic footprint and influence across the northeast and throughout the United States.
The firm's focus on long-term goal-based investing and financial planning set what is now the industry's standard of excellence and established Strategic as one of the first true 'Wealth Managers'. That unique approach drove growth at the firm one relationship at a time through client and professional referrals. Today, a growing team of 37 diverse but like-minded team members manages and advises on over $1.7 billion of client assets. As was the case on day one, our core purpose remains the same "...to help people live a great life."

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


Top Financial Advisor Firms in Syracuse, New York (Ranked by AUM)

Firm Name AUM No. of Clients Fee Structure
CADARET GRANT & CO INC
100 Madison Street , Suite 1300,
Syracuse, NY 13202
$6,312,176,705 22459 A percentage of AUM
Hourly charges
Fixed fees
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
220 South Warren Street , 9th Floor,
Syracuse, NY 13202
$1,571,201,224 3750 A percentage of AUM
Hourly charges
Fixed fees
PASSIVE CAPITAL MANAGEMENT, LLC
Salina Place, 205 S. Salina Street , Suite 403,
Syracuse, NY 13202
$827,646,000 750 A percentage of AUM
LIPE & DALTON INVESTMENT COUNSEL
103 E. Water Street , Suite 305,
Syracuse, NY 13202
$656,529,903 354 A percentage of AUM
EVEREST CONSULTANTS, LLC
443 North Franklin Street , Suite 210,
Syracuse, NY 13204
$538,635,849 1597 A percentage of AUM
Other (REFERRAL FEE, CONSULTING FEE)
FMF&E WEALTH MANAGEMENT, LLC
125 East Jefferson Street , Suite 920,
Syracuse, NY 13202
$340,724,767 646 A percentage of AUM
ETFIDEA, LLC
120 Madison Street, Suite 1700,
Syracuse, NY 13202
$336,458,412 277 A percentage of AUM
Hourly charges
Fixed fees
ADIRONDACK CAPITAL ADVISORS, LLC
528 Plum Street , Suite 200,
Syracuse, NY 13204
$265,719,615 761 A percentage of AUM
Hourly charges
Fixed fees
Other (THIRD PARTY ADVISER FEES)
RIALTO WEALTH MANAGEMENT
126 N Salina St. , Suite 404,
Syracuse, NY 13214
$201,882,000 388 A percentage of AUM
Fixed fees
BLUE WATER CAPITAL MANAGEMENT, LLC
507 Plum St. , Suite 102,
Syracuse, NY 13204
$181,622,383 612 A percentage of AUM
Hourly charges
ARMORY CAPITAL MANAGEMENT, LLC
110 West Fayette Street , Suite 900,
Syracuse, NY 13202
$119,130,555 289 A percentage of AUM
ONEGROUP WEALTH PARTNERS, INC.
5790 Widewaters Parkway,
Syracuse, NY 13214
$54,103,482 59 A percentage of AUM
Hourly charges
Fixed fees

    List of Additional Advisors in Syracuse, New York*

    * Additional advisors listing is provided in partnership with Yext

    Financial Advisor Office Location Phone Number
    Brian Turner
    Inquire with Brian
    120 E Washington St, Ste 926, Syracuse, NY  13202 315-218-5041
    Brackens Financial Solutions
    Inquire with Brackens
    333 W. Washington Street, Suite 220, Syracuse, NY  13202 315-930-4499
    Morgan Stanley Financial Advisors
    Inquire with Morgan
    250 So. Clinton St, Ste 500, Syracuse, NY  13202 315-464-3300
    Matthew Lasher
    Inquire with Matthew
    241 E Genesee St, Syracuse, NY  13202 315-234-7021
    James F Prioletti
    Inquire with James
    241 E Genesee St, Syracuse, NY  13202 315-234-7021
    Cole Henderson
    Inquire with Cole
    250 So. Clinton St, Ste 500, Syracuse, NY  13202 315-448-3325
    Maureen A Novak
    Inquire with Maureen
    250 So. Clinton St, Ste 500, Syracuse, NY  13202 315-448-3370
    Mary Swan
    Inquire with Mary
    250 So. Clinton St, Ste 500, Syracuse, NY  13202 315-464-3365
    The Carta Group
    Inquire with Carta
    5790 Widewaters Parkway, Suite 100B, Syracuse, NY  13214 315-445-7384
    S Mark Alton
    Inquire with S
    250 S Clinton St, Ste 500, Syracuse, NY  13202 315-448-3319
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